Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
HawkTower Ventures, LP See All Filings	D	2024-04-19 14:07:55 UTC
Amount To Be Raised $74,000,000 Associated Brokers / Dealers N/A CIK Number 0002020202 Filed Document 0002020202-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-04-19 14:07:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
K2 Lazard Liquid Convertibles Plus Fund Ltd. See All Filings	D/A	2024-04-19 14:07:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001850058 Filed Document 0001850058-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-04-19 14:07:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MBS Ventures LLC See All Filings	D	2024-04-19 14:04:57 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0002020339 Filed Document 0002020339-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-04-19 14:04:57 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Axiom Concentrated Global Growth Equity Fund See All Filings	D/A	2024-04-19 13:55:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001851723 Filed Document 0001851723-24-000004 Exclusions or Exemptions 506b Accepted Date 2024-04-19 13:55:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
1KX EARLY STAGE MASTER FUND LP See All Filings	D	2024-04-19 13:51:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002015426 Filed Document 0002015426-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-04-19 13:51:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
1KX EARLY STAGE FEEDER FUND LP See All Filings	D	2024-04-19 13:49:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002015427 Filed Document 0002015427-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-04-19 13:49:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stellar Wealth Partners India Fund I, LP See All Filings	D/A	2024-04-19 13:45:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001948357 Filed Document 0001948357-24-000010 Exclusions or Exemptions 506b Accepted Date 2024-04-19 13:45:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
22nd Century Group, Inc. See All Filings	D	2024-04-19 13:44:55 UTC
Amount To Be Raised $4,200,000 Associated Brokers / Dealers Dawson James Securities, Inc. CIK Number 0001347858 Filed Document 0000897069-24-000969 Exclusions or Exemptions 506b Accepted Date 2024-04-19 13:44:55 UTC Type of Offering D Industry Biotechnology Principal Place of Business NORTH CAROLINA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Suttona Holdings VII LLC See All Filings	D	2024-04-19 13:40:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001858197 Filed Document 0001858197-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-04-19 13:40:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Overbrook Core Equity Fund, LP See All Filings	D	2024-04-19 13:35:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002020439 Filed Document 0002020439-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-04-19 13:35:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cerus Digital X Quant Fund LLC See All Filings	D/A	2024-04-19 13:23:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001967204 Filed Document 0001967204-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-04-19 13:23:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
BuildCasa Inc. See All Filings	D	2024-04-19 13:18:14 UTC
Amount To Be Raised $6,592,979 Associated Brokers / Dealers N/A CIK Number 0002020316 Filed Document 0002020316-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-04-19 13:18:14 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
IPC Alternative Real Estate Operating Partnership, LP See All Filings	D	2024-04-19 13:15:11 UTC
Amount To Be Raised $25,556,905 Associated Brokers / Dealers Inland Securities Corporation CIK Number 0002018568 Filed Document 0002018568-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-04-19 13:15:11 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
BEACH HOUSE AT LAKE STREET LLC See All Filings	D	2024-04-19 13:02:42 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0002019520 Filed Document 0002019520-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-04-19 13:02:42 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Energy Capital Ventures Fund II, L.P. See All Filings	D	2024-04-19 12:53:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002015784 Filed Document 0002015784-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-04-19 12:53:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Workweek Media Inc. See All Filings	D	2024-04-19 12:50:05 UTC
Amount To Be Raised $14,186,533 Associated Brokers / Dealers N/A CIK Number 0001919792 Filed Document 0001919792-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-04-19 12:50:05 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Freeport First Lien Loan Fund VI (Offshore) LP See All Filings	D	2024-04-19 12:34:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Briarcliffe Credit Partners, LLC and BA SECURITIES, LLC CIK Number 0002015124 Filed Document 0001393725-24-000135 Exclusions or Exemptions 506b Accepted Date 2024-04-19 12:34:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FREEPORT FIRST LIEN LOAN FUND VI LP See All Filings	D/A	2024-04-19 12:33:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Briarcliffe Credit Partners, LLC and BA SECURITIES, LLC CIK Number 0001967175 Filed Document 0001393725-24-000134 Exclusions or Exemptions 506b Accepted Date 2024-04-19 12:33:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mindset Value Fund LP See All Filings	D/A	2024-04-19 12:33:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001807861 Filed Document 0001807861-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-04-19 12:33:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sprott Physical Commodities Fund, LP See All Filings	D/A	2024-04-19 12:31:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Sprott Global Resource Investments Ltd CIK Number 0001979477 Filed Document 0001979477-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-04-19 12:31:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FBF INVESTMENT, LLC See All Filings	D	2024-04-19 12:26:40 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Taglich Brothers, Inc. CIK Number 0001758136 Filed Document 0001758136-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-04-19 12:26:40 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
CHECKPOINT CAPITAL (OFFSHORE) FUND LP See All Filings	D/A	2024-04-19 12:17:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001974812 Filed Document 0001974832-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-04-19 12:17:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HW SASC Fund, LP See All Filings	D/A	2024-04-19 12:17:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001791566 Filed Document 0001791566-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-04-19 12:17:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CHECKPOINT CAPITAL (ONSHORE) FUND LP See All Filings	D/A	2024-04-19 12:13:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001974832 Filed Document 0001974832-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-04-19 12:13:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Andesite AI, Inc. See All Filings	D	2024-04-19 12:12:25 UTC
Amount To Be Raised $38,249,976 Associated Brokers / Dealers N/A CIK Number 0002020426 Filed Document 0002020426-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-04-19 12:12:25 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Eight Series Fund LLC See All Filings	D	2024-04-19 12:08:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001994751 Filed Document 0001994751-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-04-19 12:08:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PUERTO RICO Revenue or Assets Decline to Disclose Type of Security Equity
Winslow Capital Management, LLC See All Filings	D/A	2024-04-19 12:00:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000900973 Filed Document 0001393725-24-000130 Exclusions or Exemptions 506b Accepted Date 2024-04-19 12:00:48 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Nuveen Asset Management, LLC See All Filings	D/A	2024-04-19 11:58:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001521019 Filed Document 0001393725-24-000129 Exclusions or Exemptions 506b Accepted Date 2024-04-19 11:58:44 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
TEACHERS ADVISORS, LLC See All Filings	D/A	2024-04-19 11:57:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000939222 Filed Document 0001393725-24-000128 Exclusions or Exemptions 506b Accepted Date 2024-04-19 11:57:32 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Notch View Capital, LP See All Filings	D/A	2024-04-19 11:49:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001927184 Filed Document 0000919574-24-002607 Exclusions or Exemptions 506b Accepted Date 2024-04-19 11:49:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Ace-Up Inc. See All Filings	D	2024-04-19 11:46:03 UTC
Amount To Be Raised $21,418,576 Associated Brokers / Dealers N/A CIK Number 0001787987 Filed Document 0001787987-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-04-19 11:46:03 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
H.I.G. Strategic Private Equity Fund, L.P. See All Filings	D	2024-04-19 11:45:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0002019993 Filed Document 0002019993-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-04-19 11:45:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
H.I.G. Strategic Private Equity Fund (Offshore), L.P. See All Filings	D	2024-04-19 11:41:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0002020004 Filed Document 0002020004-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-04-19 11:41:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Mural Health Technologies, Inc. See All Filings	D	2024-04-19 11:39:00 UTC
Amount To Be Raised $12,730,000 Associated Brokers / Dealers N/A CIK Number 0001936452 Filed Document 0001936452-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-04-19 11:39:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Intuitive Lumicell LLC See All Filings	D/A	2024-04-19 11:38:06 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers Network 1 Financial Securities, Inc. CIK Number 0001879769 Filed Document 0001879769-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-04-19 11:38:06 UTC Type of Offering D/A Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
3\|5\|2 Capital ABS Fund LLC See All Filings	D/A	2024-04-19 11:37:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC CIK Number 0001857254 Filed Document 0001857254-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-04-19 11:37:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BSREF VALUE ADD MULTIFAMILY FUND IV, L.P. See All Filings	D/A	2024-04-19 11:37:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001974397 Filed Document 0001393725-24-000127 Exclusions or Exemptions 506b Accepted Date 2024-04-19 11:37:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
IFM Global Infrastructure (Offshore), L.P. See All Filings	D/A	2024-04-19 11:30:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers IFM (US) Securities, LLC CIK Number 0001566602 Filed Document 0001566602-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-04-19 11:30:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FEOH INVESTMENTS See All Filings	D/A	2024-04-19 11:13:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001805680 Filed Document 0001805680-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-04-19 11:13:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pacific North of South EM All Cap Equity Fund See All Filings	D/A	2024-04-19 11:11:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001786920 Filed Document 0002000922-24-000004 Exclusions or Exemptions 506b Accepted Date 2024-04-19 11:11:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
K2 Custom Solutions Hospital Sisters Fund, Ltd. See All Filings	D/A	2024-04-19 11:11:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith, Inc. CIK Number 0001532692 Filed Document 0001532692-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-04-19 11:11:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Jennison Small/Mid Cap Equity Fund of the Prudential Trust Co Institutional Business Trust See All Filings	D/A	2024-04-19 11:04:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Prudential Investment Management Services LLC CIK Number 0001974877 Filed Document 0001974877-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-04-19 11:04:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CCP Town Lane, LP See All Filings	D	2024-04-19 11:02:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002017105 Filed Document 0002017105-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-04-19 11:02:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Jennison U.S. Small Cap Equity Fund of the Prudential Trust Co Institutional Business Trust See All Filings	D/A	2024-04-19 11:00:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Prudential Investment Management Services LLC CIK Number 0001851989 Filed Document 0001851989-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-04-19 11:00:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
V360 Holdings LLC Series 2312A See All Filings	D	2024-04-19 10:57:16 UTC
Amount To Be Raised $348,816 Associated Brokers / Dealers N/A CIK Number 0002020452 Filed Document 0002020450-24-000003 Exclusions or Exemptions 506b Accepted Date 2024-04-19 10:57:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Polen Capital International Growth Fund See All Filings	D/A	2024-04-19 10:55:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001948726 Filed Document 0002000922-24-000003 Exclusions or Exemptions 506b Accepted Date 2024-04-19 10:55:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bee Kids Preschool Learning Center See All Filings	D	2024-04-19 10:54:13 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0002020475 Filed Document 0002020475-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-04-19 10:54:13 UTC Type of Offering D Industry Other Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Equity
Mesh Intelligent Technologies, Inc. See All Filings	D	2024-04-19 10:49:28 UTC
Amount To Be Raised $13,474,667 Associated Brokers / Dealers N/A CIK Number 0002020453 Filed Document 0002020453-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-04-19 10:49:28 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Polen Capital Global Growth Fund See All Filings	D/A	2024-04-19 10:48:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001948672 Filed Document 0002000922-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-04-19 10:48:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LODGE HILL FUND, L.P. See All Filings	D/A	2024-04-19 10:46:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001550842 Filed Document 0000919574-24-002605 Exclusions or Exemptions 506b Accepted Date 2024-04-19 10:46:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity