Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
TRIAD TRADING FUND LP See All Filings	D/A	2014-05-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001087932 Filed Document 0001315863-14-000292 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INSIDETRACK INC See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised $3,750,000 Associated Brokers / Dealers N/A CIK Number 0001303179 Filed Document 0001243233-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Palladium Equity Partners IV, L.P. See All Filings	D/A	2014-05-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Fortress Group, Inc. and Sabertia Capita Partners SL CIK Number 0001554773 Filed Document 0001554773-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Post Capital Equity Partners III LP See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Rafael Astruc CIK Number 0001593543 Filed Document 0001393725-14-000054 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KL Special Opportunities Fund LP See All Filings	D/A	2014-05-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Donough P. McDonough, Charles F. Gulden, Elizabeth D. Regan, and OPPENHEIMER & CO. INC. CIK Number 0001575813 Filed Document 0000919574-14-002847 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Payscale Holdings, Inc. See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised $99,610,400 Associated Brokers / Dealers N/A CIK Number 0001607524 Filed Document 0001607524-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
RallyPoint Networks, Inc. See All Filings	D/A	2014-05-08 00:00:00 UTC
Amount To Be Raised $5,299,999 Associated Brokers / Dealers N/A CIK Number 0001565538 Filed Document 0001565538-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
AMERICAN WHOLESALE INSURANCE HOLDING COMPANY, LLC See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised $5,408,493 Associated Brokers / Dealers N/A CIK Number 0001177703 Filed Document 0001461373-14-000015 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
EarlyShares.com, Inc. See All Filings	D/A	2014-05-08 00:00:00 UTC
Amount To Be Raised $3,912,474 Associated Brokers / Dealers N/A CIK Number 0001555488 Filed Document 0001555488-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
CHAMPLAIN SMALL CAP FUND LLC See All Filings	D/A	2014-05-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457037 Filed Document 0001457037-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AAA ARC Fund, L.P. See All Filings	D/A	2014-05-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001491536 Filed Document 0001491536-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
tPlus One Fund LLC See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607498 Filed Document 0001607498-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lumos Partners LLC See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised $535,000 Associated Brokers / Dealers N/A CIK Number 0001607518 Filed Document 0001607518-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Investment Banking Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EBY Hospitality Group LLC See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001607535 Filed Document 0001607535-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
eCullet Inc See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001417507 Filed Document 0001417507-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
1810 Investors, LLC See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607614 Filed Document 0001607614-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Chartwell Value Opportunities, L.P. See All Filings	D/A	2014-05-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BOOMERANG CAPITAL LLC CIK Number 0001475414 Filed Document 0001413624-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sphera Global Healthcare Fund See All Filings	D/A	2014-05-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544727 Filed Document 0001607479-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SEQUOIA ENERGY PROJECT, LLLP See All Filings	D/A	2014-05-08 00:00:00 UTC
Amount To Be Raised $6,250,000 Associated Brokers / Dealers N/A CIK Number 0001587997 Filed Document 0001587997-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Other
Coferon, Inc. See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001508006 Filed Document 0001508006-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Working Capital Partners, Ltd See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001524900 Filed Document 0001524900-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gigwalk Inc. See All Filings	D/A	2014-05-08 00:00:00 UTC
Amount To Be Raised $10,139,061 Associated Brokers / Dealers N/A CIK Number 0001519017 Filed Document 0001243233-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sevo Nutraceuticals, Inc. See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised $365,000 Associated Brokers / Dealers n/a CIK Number 0001552703 Filed Document 0001552703-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Spreedly, Inc. See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised $499,793 Associated Brokers / Dealers N/A CIK Number 0001579202 Filed Document 0001579202-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
SANDERSON INTERNATIONAL VALUE FUND See All Filings	D/A	2014-05-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001231844 Filed Document 0001231844-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WILLIAM BLAIR COMMODITY LONG/SHORT FUND LLC See All Filings	D/A	2014-05-08 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001500452 Filed Document 0001382963-14-000011 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Juno Therapeutics, Inc. See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised $97,000,000 Associated Brokers / Dealers N/A CIK Number 0001594864 Filed Document 0001594864-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Ecotrust Forests II, LLC See All Filings	D/A	2014-05-08 00:00:00 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001577624 Filed Document 0001577624-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
SANDERSON INTERNATIONAL VALUE GROUP TRUST See All Filings	D/A	2014-05-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001277934 Filed Document 0001277934-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Celadon Technology Fund I, LLC See All Filings	D/A	2014-05-08 00:00:00 UTC
Amount To Be Raised $23,314,288 Associated Brokers / Dealers Sharespost Financial Corp CIK Number 0001599501 Filed Document 0001599501-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
BASELINE ULTRA CORE, L.P. See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607382 Filed Document 0001607382-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CHAMPLAIN MID CAP FUND LLC See All Filings	D/A	2014-05-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001455594 Filed Document 0001455594-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Math Venture Partners, L.P. See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001606838 Filed Document 0001606838-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RIFT BASIN RESOURCES CORP. See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised $73,421 Associated Brokers / Dealers N/A CIK Number 0001486798 Filed Document 0001183740-14-000156 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Trinity 2014 LS Fund, LLC See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Dee Wayne Cullum CIK Number 0001607569 Filed Document 0001607569-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
McLaughlin's Beverage, LLC See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001607594 Filed Document 0001607594-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
DRONE AVIATION HOLDING CORP. See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised $120,000 Associated Brokers / Dealers N/A CIK Number 0001178727 Filed Document 0001013762-14-000499 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OKLAHOMA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
1810 Manager, LLC See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607616 Filed Document 0001607616-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
VIA Motors International, Inc. See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised $6,800,000 Associated Brokers / Dealers N/A CIK Number 0001607799 Filed Document 0000911959-14-000026 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets $Not Applicable Type of Security Equity
Amici Healthcare Offshore, Ltd. See All Filings	D/A	2014-05-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599667 Filed Document 0000902664-14-002496 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
Makeda Capital LP See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607523 Filed Document 0001607523-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LIFENEXUS, INC. See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised $124,000 Associated Brokers / Dealers N/A CIK Number 0001485965 Filed Document 0001485965-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sphera Global Healthcare US Fund, L.P. See All Filings	D/A	2014-05-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544728 Filed Document 0001607479-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BuildDirect.com Technologies Inc. See All Filings	D/A	2014-05-08 00:00:00 UTC
Amount To Be Raised $1,949,200 Associated Brokers / Dealers N/A CIK Number 0001576159 Filed Document 0001576159-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
Lyrical Foods, Inc. See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised $7,450,604 Associated Brokers / Dealers N/A CIK Number 0001607580 Filed Document 0001607580-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AIP Phoenix Global Real Estate Fund II Feeder 2013 LP See All Filings	D/A	2014-05-08 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001581492 Filed Document 0001578105-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
BASELINE ENCORE, L.P. See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607379 Filed Document 0001607379-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Diamond Peak Traders, LP See All Filings	D/A	2014-05-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001413624 Filed Document 0001413624-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
simplifyMD, Inc. See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised $952,000 Associated Brokers / Dealers N/A CIK Number 0001533651 Filed Document 0001533651-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Other
NeoStem, Inc. See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised $38,000,000 Associated Brokers / Dealers Piper Jaffray & Co. CIK Number 0000320017 Filed Document 0000905718-14-000195 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity