Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Hancock Ranch 3-D Joint Venture See All Filings	D	2014-05-09 00:00:00 UTC
Amount To Be Raised $1,168,000 Associated Brokers / Dealers N/A CIK Number 0001608218 Filed Document 0001354488-14-002800 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
Clinton Equity Strategies Fund, L.P. See All Filings	D/A	2014-05-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001548843 Filed Document 0000902664-14-002399 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
VTX Technology LLC See All Filings	D	2014-05-09 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001607661 Filed Document 0001607661-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
Urbana Varro Opportunity Fund I, LLC See All Filings	D	2014-05-09 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001512029 Filed Document 0001512029-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Lyxor/Winton Capital Management Fund Ltd. See All Filings	D/A	2014-05-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SG Americas Securities, LLC CIK Number 0001468161 Filed Document 0001140361-14-019892 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Nantucket Fund L P See All Filings	D/A	2014-05-09 00:00:00 UTC
Amount To Be Raised $5,000,000,000 Associated Brokers / Dealers The Enterprise Securities Company, Securities America Inc., Triad Advisors, Auto Club Trust, FSB, and LPL Financial LLC CIK Number 0001006455 Filed Document 0001006455-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
OZ MESC Master Fund, L.P. See All Filings	D/A	2014-05-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001576518 Filed Document 0001576518-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Selex Development, LLC See All Filings	D	2014-05-09 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001573844 Filed Document 0001573844-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Equity
ROI HOLDING CO See All Filings	D	2014-05-09 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001607745 Filed Document 0001607745-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
PERILLON SOFTWARE INC See All Filings	D	2014-05-09 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001336923 Filed Document 0001598690-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
AKROS SILICON INC See All Filings	D	2014-05-09 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers 0 CIK Number 0001331539 Filed Document 0001331539-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
DIAMOND FIELD COMMONS, LLC See All Filings	D	2014-05-09 00:00:00 UTC
Amount To Be Raised $3,650,000 Associated Brokers / Dealers Ernst Capital Securities, LLC CIK Number 0001607522 Filed Document 0001607522-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business SOUTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
Perfect Fuel Chocolate LLC See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001577625 Filed Document 0001577625-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
FundersClub 3NG LLC See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised $449,852 Associated Brokers / Dealers N/A CIK Number 0001607420 Filed Document 0001607420-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TRIFEX TRADING FUND L.P. See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001277418 Filed Document 0001315863-14-000293 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VIRTUAL PIGGY, INC. See All Filings	D/A	2014-05-08 00:00:00 UTC
Amount To Be Raised $17,000,000 Associated Brokers / Dealers N/A CIK Number 0001437283 Filed Document 0001214659-14-003417 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Protenus, LLC See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised $30,000 Associated Brokers / Dealers N/A CIK Number 0001607109 Filed Document 0001607109-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets $No Revenues Type of Security Equity
Sprovy 7 Applegate TX 1, LLC See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001607593 Filed Document 0001607593-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Geekin Ventures, LLC See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised $250,275 Associated Brokers / Dealers N/A CIK Number 0001607529 Filed Document 0001607529-14-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Hermitage Pine Brook LLC See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers None CIK Number 0001607633 Filed Document 0001512926-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CONNECTICUT Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Sol Boards, Inc. See All Filings	D/A	2014-05-08 00:00:00 UTC
Amount To Be Raised $700,014 Associated Brokers / Dealers N/A CIK Number 0001573591 Filed Document 0001573591-14-000002 Exclusions or Exemptions 505 and 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business OREGON Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Geller Select Alternatives LLC See All Filings	D/A	2014-05-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001574527 Filed Document 0000919574-14-002893 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
M. A. W. Fund, LLC. See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001607254 Filed Document 0001607254-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Goodwell Fitness Network, Inc. See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised $9,250,000 Associated Brokers / Dealers N/A CIK Number 0001607669 Filed Document 0001607669-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
KL SPECIAL OPPORTUNITIES FUND LTD See All Filings	D/A	2014-05-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Donough P McDonough, Charles F Gulden, Elizabeth D Regan, and OPPENHEIMER & CO. INC. CIK Number 0001555766 Filed Document 0000919574-14-002848 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ESO Special Opportunities Fund II FCP SIF See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606215 Filed Document 0000902664-14-002381 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DFJ Growth 2013, L.P. See All Filings	D/A	2014-05-08 00:00:00 UTC
Amount To Be Raised $450,386,000 Associated Brokers / Dealers Greenhill & Co., LLC and J.P. Morgan Securities LLC CIK Number 0001575681 Filed Document 0001575681-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Payscale Holdings, Inc. See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised $23,649,461 Associated Brokers / Dealers N/A CIK Number 0001607524 Filed Document 0001607524-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
BA Hedge Fund Direct - Kingdon Associates See All Filings	D/A	2014-05-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001459361 Filed Document 0001459361-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
AIP Phoenix Global Real Estate Secondaries Fund II 2013 LP See All Filings	D/A	2014-05-08 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001580368 Filed Document 0001580368-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
1798 US Special Situations Fund LP See All Filings	D/A	2014-05-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001575118 Filed Document 0000945621-14-000139 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VO2 Partners III LLC See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers VO2 Partners LLC CIK Number 0001605717 Filed Document 0001144204-14-029950 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
DIXON MIDLAND MANAGED FUTURES LLC See All Filings	D/A	2014-05-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001520962 Filed Document 0001520962-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Alcentra Capital Corp See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001578620 Filed Document 0001140361-14-019625 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MEDNAX, INC. See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised $705,000 Associated Brokers / Dealers N/A CIK Number 0000893949 Filed Document 0001448051-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business FLORIDA Revenue or Assets $Over $100,000,000 Type of Security Equity
Basin Acquisition Fund, LP See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001600169 Filed Document 0001209191-14-032084 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Adriatic Opportunities Fund, LP See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607496 Filed Document 0001607496-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eightfold Logic, Inc. See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001562685 Filed Document 0001213900-14-002970 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BCM Opportunities, LLC See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised $1,632,460 Associated Brokers / Dealers N/A CIK Number 0001607706 Filed Document 0001607706-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
1810 Venture, LLC See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607612 Filed Document 0001607612-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
2901 Review Ave Member, LLC See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001607414 Filed Document 0001607414-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
DOUGLAS FALCON FUND, L.P. See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593297 Filed Document 0001593297-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Tradeshift Holdings Inc. See All Filings	D/A	2014-05-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594348 Filed Document 0001181431-14-018612 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Prime Houston Residential II, LLC See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised $12,500,000 Associated Brokers / Dealers N/A CIK Number 0001607658 Filed Document 0001607658-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Clustrix, Inc. See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised $10,240,000 Associated Brokers / Dealers N/A CIK Number 0001406023 Filed Document 0001406023-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
CommercialTribe Inc. See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised $3,200,000 Associated Brokers / Dealers N/A CIK Number 0001607576 Filed Document 0001607576-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Sanderson International Value Tobacco Free Fund See All Filings	D/A	2014-05-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001299232 Filed Document 0001299232-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Private Investment Partners, LLC See All Filings	D/A	2014-05-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Steohen T Mellinger CIK Number 0001577648 Filed Document 0001577648-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Offline Media, Inc. See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001588427 Filed Document 0001588427-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
WILLIAM BLAIR MANAGED FUTURES FUND LLC See All Filings	D/A	2014-05-08 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001430270 Filed Document 0001382963-14-000012 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund