Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Escarpment Energy Ltd. See All Filings	D	2014-08-29 00:00:00 UTC
Amount To Be Raised $1,025,000 Associated Brokers / Dealers N/A CIK Number 0001608329 Filed Document 0001608329-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-08-29 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Triton Real Estate ND Fund III LP See All Filings	D	2014-08-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615310 Filed Document 0001615310-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SEQUOIA CAPITAL CHINA VENTURE FUND V, L.P. See All Filings	D	2014-08-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618279 Filed Document 0001618279-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sgrouples, Inc. See All Filings	D	2014-08-29 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001619394 Filed Document 0001619394-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Clarity Health Services, Inc. See All Filings	D/A	2014-08-29 00:00:00 UTC
Amount To Be Raised $3,095,301 Associated Brokers / Dealers N/A CIK Number 0001468947 Filed Document 0001468947-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-29 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
AqGen Liberty Holdings, LLC See All Filings	D/A	2014-08-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001585202 Filed Document 0001585202-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-29 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Shopoff Land Fund III, L.P. See All Filings	D/A	2014-08-29 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Shopoff Securities Inc. CIK Number 0001608937 Filed Document 0001608937-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-08-29 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Other
LendingHome Corp See All Filings	D	2014-08-29 00:00:00 UTC
Amount To Be Raised $28,100,020 Associated Brokers / Dealers N/A CIK Number 0001592838 Filed Document 0001592838-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-29 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ipCreate Inc. See All Filings	D	2014-08-29 00:00:00 UTC
Amount To Be Raised $42,000,000 Associated Brokers / Dealers N/A CIK Number 0001560618 Filed Document 0001560618-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
All Weather@15, Ltd. See All Filings	D/A	2014-08-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001557313 Filed Document 0001557313-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Natural Crest Laboratories, Inc. See All Filings	D	2014-08-29 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001618266 Filed Document 0001618266-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-29 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
NOWDiagnostics, Inc. See All Filings	D	2014-08-29 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers None CIK Number 0001572736 Filed Document 0001572736-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-08-29 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Real Savvy, Inc. See All Filings	D	2014-08-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617985 Filed Document 0001617985-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Latigo Ultra Fund, L.P. See All Filings	D/A	2014-08-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Indian Harbor, LLC CIK Number 0001525746 Filed Document 0000902664-14-003699 Exclusions or Exemptions 506b Accepted Date 2014-08-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Autonomix Medical, Inc. See All Filings	D	2014-08-29 00:00:00 UTC
Amount To Be Raised $3,800,000 Associated Brokers / Dealers N/A CIK Number 0001617867 Filed Document 0001617867-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-29 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
FOUR OAKS FINCORP INC See All Filings	D/A	2014-08-29 00:00:00 UTC
Amount To Be Raised $13,375,000 Associated Brokers / Dealers Sandler O'Neill & Partners, L.P. CIK Number 0001040799 Filed Document 0001467154-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-29 00:00:00 UTC Type of Offering D/A Industry Commercial Banking Principal Place of Business NORTH CAROLINA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Bizible, Inc See All Filings	D	2014-08-29 00:00:00 UTC
Amount To Be Raised $7,999,998 Associated Brokers / Dealers N/A CIK Number 0001519002 Filed Document 0001519002-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Reiley Pharmaceuticals, Inc. See All Filings	D	2014-08-29 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001616308 Filed Document 0001616308-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-29 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
EXCELSIOR FUND L P See All Filings	D/A	2014-08-29 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Meacham, Chris CIK Number 0000840022 Filed Document 0000840022-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
DELTA ID INC. See All Filings	D/A	2014-08-29 00:00:00 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001586507 Filed Document 0001586507-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-29 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SMITH MICRO SOFTWARE INC See All Filings	D	2014-08-29 00:00:00 UTC
Amount To Be Raised $5,600,000 Associated Brokers / Dealers Emerging Growth Equities, Ltd. CIK Number 0000948708 Filed Document 0001209191-14-055032 Exclusions or Exemptions 506b Accepted Date 2014-08-29 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business CALIFORNIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Campus Job, Inc. See All Filings	D	2014-08-29 00:00:00 UTC
Amount To Be Raised $965,000 Associated Brokers / Dealers N/A CIK Number 0001616685 Filed Document 0001616685-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
AqGen Liberty Holdings, LLC See All Filings	D/A	2014-08-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001585202 Filed Document 0001585202-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-29 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Novan, Inc. See All Filings	D	2014-08-29 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001467154 Filed Document 0001467154-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-29 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Grid Mobile, Inc. See All Filings	D	2014-08-29 00:00:00 UTC
Amount To Be Raised $5,400,000 Associated Brokers / Dealers N/A CIK Number 0001618113 Filed Document 0000905718-14-000584 Exclusions or Exemptions 506b Accepted Date 2014-08-29 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Floodgate Fund V, L.P. See All Filings	D	2014-08-29 00:00:00 UTC
Amount To Be Raised $75,773,197 Associated Brokers / Dealers N/A CIK Number 0001617747 Filed Document 0001617747-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
cube19 Ltd See All Filings	D/A	2014-08-29 00:00:00 UTC
Amount To Be Raised $33,264 Associated Brokers / Dealers N/A CIK Number 0001618280 Filed Document 0001618280-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-29 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Pier, Inc. See All Filings	D	2014-08-29 00:00:00 UTC
Amount To Be Raised $1,999,996 Associated Brokers / Dealers N/A CIK Number 0001618129 Filed Document 0001618129-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Review Trackers, Inc. See All Filings	D	2014-08-29 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001612944 Filed Document 0001612944-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Blue Edge Asia Macro Fund, Ltd. See All Filings	D/A	2014-08-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001494202 Filed Document 0000919574-14-005055 Exclusions or Exemptions 506b Accepted Date 2014-08-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Revelation Special Situations Offshore Fund Ltd. See All Filings	D/A	2014-08-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001496466 Filed Document 0000902664-14-003698 Exclusions or Exemptions 506b Accepted Date 2014-08-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
GP Angel Syndicate Fund I, a series of Master Angel Syndicate Funds LLC See All Filings	D	2014-08-29 00:00:00 UTC
Amount To Be Raised $1,696,490 Associated Brokers / Dealers N/A CIK Number 0001618196 Filed Document 0001618196-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AD Remedies, Inc. See All Filings	D	2014-08-29 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001618162 Filed Document 0001618162-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AQR Style Premia Offshore Fund, L.P. See All Filings	D	2014-08-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616801 Filed Document 0001616801-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Apollo Credit Short Opportunities Fund (Onshore), L.P. See All Filings	D	2014-08-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618091 Filed Document 0001315863-14-000538 Exclusions or Exemptions 506b Accepted Date 2014-08-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aptive Systems, Inc. See All Filings	D	2014-08-29 00:00:00 UTC
Amount To Be Raised $2,035,620 Associated Brokers / Dealers N/A CIK Number 0001616190 Filed Document 0001616190-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Zoned Properties, Inc. See All Filings	D	2014-08-29 00:00:00 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers N/A CIK Number 0001279620 Filed Document 0001493152-14-002778 Exclusions or Exemptions 506b Accepted Date 2014-08-29 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
International Growth Fund, LP See All Filings	D/A	2014-08-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001537916 Filed Document 0001537916-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
COBBLER UNION HOLDINGS INC. See All Filings	D	2014-08-29 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001615023 Filed Document 0001615023-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-29 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Gauge Fund LP See All Filings	D/A	2014-08-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603744 Filed Document 0001509697-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-08-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EXCELSIOR AGGRESSIVE FUND LTD PARTNERSHIP See All Filings	D/A	2014-08-29 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Meacham, Chris CIK Number 0000946928 Filed Document 0000840022-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Neurovance, Inc. See All Filings	D/A	2014-08-29 00:00:00 UTC
Amount To Be Raised $14,500,543 Associated Brokers / Dealers N/A CIK Number 0001544176 Filed Document 0001140361-14-034462 Exclusions or Exemptions 506b Accepted Date 2014-08-29 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
Quisk, Inc. See All Filings	D/A	2014-08-29 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001408373 Filed Document 0001408373-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-29 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Revelation Special Situations Onshore Fund Ltd See All Filings	D/A	2014-08-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001474757 Filed Document 0000902664-14-003697 Exclusions or Exemptions 506b Accepted Date 2014-08-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mommsen Tactical Trading LP See All Filings	D/A	2014-08-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580200 Filed Document 0001580200-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
POLYERA CORP See All Filings	D	2014-08-29 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001422458 Filed Document 0001422458-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Staghound Credit Research Partners LP See All Filings	D	2014-08-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617809 Filed Document 0001617809-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ST RENATUS LLC See All Filings	D	2014-08-29 00:00:00 UTC
Amount To Be Raised $2,080,000 Associated Brokers / Dealers N/A CIK Number 0001433959 Filed Document 0001235802-14-000131 Exclusions or Exemptions 506b Accepted Date 2014-08-29 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Tene Growth Capital III P.E.F (Parallel), L.P. See All Filings	D	2014-08-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618155 Filed Document 0001618155-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RE Agent Solutions, LLC See All Filings	D	2014-08-29 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001618240 Filed Document 0001618240-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-29 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Debt