Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
SWOPBOARD, INC. See All Filings	D	2014-09-05 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001583753 Filed Document 0001583753-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
MICROrganic Technologies Inc. See All Filings	D/A	2014-09-05 00:00:00 UTC
Amount To Be Raised $590,005 Associated Brokers / Dealers N/A CIK Number 0001586718 Filed Document 0000904802-14-000008 Exclusions or Exemptions 506b Accepted Date 2014-09-05 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Recruiting Process, Inc. See All Filings	D	2014-09-05 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001618026 Filed Document 0001618026-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
GREAT BEAR RESOURCES LTD. See All Filings	D	2014-09-05 00:00:00 UTC
Amount To Be Raised $11,514 Associated Brokers / Dealers N/A CIK Number 0001576963 Filed Document 0001183740-14-000273 Exclusions or Exemptions 506b Accepted Date 2014-09-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
400 Capital Credit Access LLC See All Filings	D/A	2014-09-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001580243 Filed Document 0001580243-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RxInnovation Inc. See All Filings	D/A	2014-09-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001557336 Filed Document 0001584476-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-05 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Cathay Capital Holdings III, L.P. See All Filings	D/A	2014-09-05 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001581510 Filed Document 0001581510-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MANOR ROAD INVESTMENT PARTNERS II, LP See All Filings	D/A	2014-09-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001555043 Filed Document 0000919574-14-005103 Exclusions or Exemptions 506b Accepted Date 2014-09-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Levante Renewable Fuels LLC See All Filings	D/A	2014-09-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001567142 Filed Document 0001567142-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$1 - $5,000,000 Type of Security Other
Pleiad Asia Offshore Feeder Fund See All Filings	D	2014-09-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617936 Filed Document 0000945621-14-000235 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Helluva Show Co Ltd Liability Co See All Filings	D	2014-09-04 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001618007 Filed Document 0001618007-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Patient Home Monitoring Corp. See All Filings	D	2014-09-04 00:00:00 UTC
Amount To Be Raised $180,610 Associated Brokers / Dealers MACKIE RESEARCH CAPITAL CORPORATION CIK Number 0001540013 Filed Document 0001183740-14-000262 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
InMotion Publising, Inc See All Filings	D	2014-09-04 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001618370 Filed Document 0001618370-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Olly Public Benefit Corp See All Filings	D	2014-09-04 00:00:00 UTC
Amount To Be Raised $6,508,287 Associated Brokers / Dealers N/A CIK Number 0001618092 Filed Document 0001618092-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Zero Link Markets, Inc. See All Filings	D	2014-09-04 00:00:00 UTC
Amount To Be Raised $800,929 Associated Brokers / Dealers N/A CIK Number 0001608076 Filed Document 0001608076-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ROYAL BANK OF CANADA See All Filings	D	2014-09-04 00:00:00 UTC
Amount To Be Raised $2,140,000 Associated Brokers / Dealers RBC CAPITAL MARKETS, LLC and CREDIT SUISSE SECURITIES (USA) LLC CIK Number 0001000275 Filed Document 0001214659-14-006327 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ONTARIO, CANADA Revenue or Assets $Over $100,000,000 Type of Security Debt
Ma Nian China E-Commerce SPV, L.P. See All Filings	D/A	2014-09-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606612 Filed Document 0001606612-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Medigus Ltd. See All Filings	D	2014-09-04 00:00:00 UTC
Amount To Be Raised $5,627,538 Associated Brokers / Dealers Ladenberg Thallman & Co Inc. and Roth Capital Partners CIK Number 0001618500 Filed Document 0001618500-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Option To Acquire
COSKATA INC See All Filings	D	2014-09-04 00:00:00 UTC
Amount To Be Raised $8,750,000 Associated Brokers / Dealers N/A CIK Number 0001372761 Filed Document 0001140361-14-034926 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Smashburger Master LLC See All Filings	D/A	2014-09-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459982 Filed Document 0001459982-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D/A Industry Restaurants Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
MORGAN STANLEY OPPORTUNISTIC FUND-RETIREMENT PLAN INVESTORS L P See All Filings	D/A	2014-09-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley and Co. LLC, Morgan Stanley DW Inc., MORGAN STANLEY SMITH BARNEY LLC, Morgan Stanley & Co. International Limited, Bank Morgan Stanley AG, and UBS Financial Services Inc. CIK Number 0001376082 Filed Document 0001355191-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
mya Number Corp. See All Filings	D	2014-09-04 00:00:00 UTC
Amount To Be Raised $35,000 Associated Brokers / Dealers N/A CIK Number 0001617875 Filed Document 0001617875-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Hard Assets Portfolio Ltd See All Filings	D/A	2014-09-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Van Eck Securities Corporation CIK Number 0001383720 Filed Document 0001521947-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
CLEAR COVE CAPITAL LP See All Filings	D/A	2014-09-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001444513 Filed Document 0001315863-14-000541 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CROSSFIRST HOLDINGS LLC See All Filings	D	2014-09-04 00:00:00 UTC
Amount To Be Raised $24,975,000 Associated Brokers / Dealers N/A CIK Number 0001458412 Filed Document 0001014108-14-000208 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Pleiad Asia Onshore Feeder Fund See All Filings	D	2014-09-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617935 Filed Document 0000945621-14-000234 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
InMotion Publising, Inc See All Filings	D	2014-09-04 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001618370 Filed Document 0001618370-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Van Eck NatGas Opportunity Fund See All Filings	D/A	2014-09-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Van Eck Securities Corporation CIK Number 0001566515 Filed Document 0001521947-14-000010 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DORCHESTER CAPITAL PARTNERS LP See All Filings	D/A	2014-09-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services, Inc. and Wells Alternative Strategies Group, Inc. CIK Number 0001163440 Filed Document 0001507943-14-000070 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TentSquare Features Fund I, LLC See All Filings	D	2014-09-04 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001618710 Filed Document 0001618710-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
SUVRETTA OFFSHORE FUND, LTD. See All Filings	D/A	2014-09-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Bren Ventures LLC, Omar Naeem, and Citigroup Global Markets Inc. CIK Number 0001557912 Filed Document 0000919574-14-005081 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Efreightsolutions Holdings, LLC See All Filings	D	2014-09-04 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001550084 Filed Document 0001550084-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
SUVRETTA PARTNERS, LP See All Filings	D/A	2014-09-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Bren Ventures LLC, Omar Naeem, and Citigroup Global Markets Inc. CIK Number 0001557898 Filed Document 0000919574-14-005079 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Senaptec LLC See All Filings	D	2014-09-04 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001618284 Filed Document 0001618284-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
JVM REALTY K.C. APARTMENT FUND, L.L.C. See All Filings	D	2014-09-04 00:00:00 UTC
Amount To Be Raised $20,130,000 Associated Brokers / Dealers N/A CIK Number 0001618357 Filed Document 0001618357-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
JVM REALTY APARTMENT FUND IV, L.L.C. See All Filings	D	2014-09-04 00:00:00 UTC
Amount To Be Raised $35,700,000 Associated Brokers / Dealers N/A CIK Number 0001618356 Filed Document 0001618356-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Iaso Healthcare Partners LP See All Filings	D	2014-09-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617286 Filed Document 0001617286-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Uno Techno, LLC See All Filings	D	2014-09-04 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001618480 Filed Document 0001080368-14-000031 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Metronom Health, Inc. See All Filings	D/A	2014-09-04 00:00:00 UTC
Amount To Be Raised $6,300,151 Associated Brokers / Dealers N/A CIK Number 0001491963 Filed Document 0001382963-14-000055 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MV Startup Fund XI LLC See All Filings	D	2014-09-04 00:00:00 UTC
Amount To Be Raised $172,000 Associated Brokers / Dealers Microventure Marketplace Inc. CIK Number 0001611250 Filed Document 0001611250-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
ODYSSEY LOGISTICS & TECHNOLOGY CORP See All Filings	D	2014-09-04 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers Stifel, Nicolaus & Company, Incorporated CIK Number 0001220784 Filed Document 0001220784-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Waveland Resource Partners III, LP See All Filings	D/A	2014-09-04 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Waveland Capital Partners LLC CIK Number 0001616825 Filed Document 0001616825-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Evolution Leveraged Income Fund LP See All Filings	D/A	2014-09-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611053 Filed Document 0001611053-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
1320 Residences, LLC See All Filings	D	2014-09-04 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001618161 Filed Document 0001618161-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business MARYLAND Revenue or Assets $No Revenues Type of Security Other
CROSSFIRST HOLDINGS LLC See All Filings	D	2014-09-04 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001458412 Filed Document 0001014108-14-000209 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Crossover Master L.P. See All Filings	D/A	2014-09-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616569 Filed Document 0001616569-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BroadShield Technologies Inc. See All Filings	D	2014-09-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618197 Filed Document 0001618197-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
ZM Capital II, L.P. See All Filings	D/A	2014-09-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587922 Filed Document 0001587922-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GROWLIFE, INC. See All Filings	D	2014-09-04 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001161582 Filed Document 0001161697-14-000443 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Bend Labs, Inc. See All Filings	D	2014-09-04 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001618637 Filed Document 0001599807-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity