Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Activant RN-A Holdings, LP See All Filings	D	2014-10-01 00:00:00 UTC
Amount To Be Raised $1,328,161 Associated Brokers / Dealers N/A CIK Number 0001622544 Filed Document 0001622544-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-01 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
BMO Investments II (Ireland) PLC See All Filings	D/A	2014-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001551213 Filed Document 0000892712-14-000725 Exclusions or Exemptions 506b Accepted Date 2014-10-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Carlyle Realty Partners VII - II ASP Fund, a series of Alternative Strategies Private Equity Platform, LLC See All Filings	D	2014-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001621107 Filed Document 0001621107-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Opanga Networks, Inc. See All Filings	D/A	2014-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001491109 Filed Document 0001491109-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-01 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Option To Acquire
Bad Weather Holdings, LLC See All Filings	D	2014-10-01 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001619162 Filed Document 0001619162-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
SW Real Estate Fund I, LLC See All Filings	D	2014-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621231 Filed Document 0001140361-14-036942 Exclusions or Exemptions 506b Accepted Date 2014-10-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Indus Markor Fund, Ltd. See All Filings	D/A	2014-09-30 15:42:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589066 Filed Document 0000919574-14-005413 Exclusions or Exemptions 506b Accepted Date 2014-09-30 15:42:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Granite Texas Senior Holdings I, LLC See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised $12,400,000 Associated Brokers / Dealers Peter J. Kalmus, Gary L. Ackerman, John J. Temple, Joseph R. Broadbent, Ronald L. Ellis, Jeffrey S. Cederberg, Warren J. Thomas, Michael S. Rickard, Christina S. Nielson, Timothy C. Bryant, and John P. Harvey, Jr. CIK Number 0001619702 Filed Document 0001619702-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ener-Core Inc. See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers Chardan Capital Markets, LLC ("Chardan") and Colorado Financial Service Corp. ("Colorado") CIK Number 0001495536 Filed Document 0001213900-14-007069 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Krimmeni Technologies, Inc. See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised $12,504,015 Associated Brokers / Dealers N/A CIK Number 0001553552 Filed Document 0001553552-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
WATERHEALTH INTERNATIONAL, INC. See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001022791 Filed Document 0001022791-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
STERNE AGEE GROUP, INC. See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001492996 Filed Document 0001492996-14-000019 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Investment Banking Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
PNP THERAPEUTICS INC See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised $394,000 Associated Brokers / Dealers N/A CIK Number 0001156062 Filed Document 0001156062-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
STONEPINE CAPITAL L P See All Filings	D/A	2014-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Coronado Investments CIK Number 0001370042 Filed Document 0000935836-14-000558 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LUXURY LINK LLC See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001367717 Filed Document 0001367717-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Tourism and Travel Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
IOG Capital Investments I, L.P. See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised $66,625,000 Associated Brokers / Dealers N/A CIK Number 0001609590 Filed Document 0001609590-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Landmark TX ERS Co-Investment Fund I, L.P. See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621147 Filed Document 0001621147-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
RP Yardley Crossing, L.P. See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised $11,400,000 Associated Brokers / Dealers N/A CIK Number 0001620875 Filed Document 0001620875-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
KORE RESTAURANT GROUP LLC See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620608 Filed Document 0001620608-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
DCP Holding CO See All Filings	D/A	2014-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001361025 Filed Document 0001361025-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D/A Industry Health Insurance Principal Place of Business OHIO Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
JLP Credit Opportunity Cayman Fund Ltd. See All Filings	D/A	2014-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001520070 Filed Document 0001507116-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
JONES FINANCIAL COMPANIES LLLP See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000815917 Filed Document 0000815917-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MISSOURI Revenue or Assets $Over $100,000,000 Type of Security Equity
TWINLAB CONSOLIDATED HOLDINGS, INC. See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590695 Filed Document 0001144204-14-058757 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
VentiRx Pharmaceuticals Inc. See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001367762 Filed Document 0001367762-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Hirtle Callaghan Private Equity Offshore Fund X Ltd See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607046 Filed Document 0001607046-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hirtle Callaghan Private Equity Fund X(A), L.P. See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607041 Filed Document 0001607041-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WM Capital Partners XLIII, LLC See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised $8,450,000 Associated Brokers / Dealers N/A CIK Number 0001620963 Filed Document 0001620963-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Yield Pool II, LP See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001621117 Filed Document 0001621117-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Zasta-Sherman Investments, LLC See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001621037 Filed Document 0001621037-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
WIC VALUE FUND L P See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000830296 Filed Document 0000830296-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LimeSpot Solutions Inc. See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised $25,000 Associated Brokers / Dealers N/A CIK Number 0001595035 Filed Document 0001595035-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Mercaris Corp See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised $2,499,994 Associated Brokers / Dealers N/A CIK Number 0001619760 Filed Document 0001619760-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Farmers & Merchants Bancorp of Western Pennsylvania, Inc See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised $37,392,601 Associated Brokers / Dealers N/A CIK Number 0001617639 Filed Document 0001617639-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Pyramis Global Credit Ex-U.S. Hedged Fund, LP See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pyramis Distributors Corporation LLC and Fidelity Brokerage Services, LLC CIK Number 0001621071 Filed Document 0001621071-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pearl River Royalty Co II, LLC See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619525 Filed Document 0001619525-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Jet Metal Corp. See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised $714,243 Associated Brokers / Dealers N/A CIK Number 0001287121 Filed Document 0001062993-14-005719 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
ICONIQ Access 15, LP See All Filings	D/A	2014-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587759 Filed Document 0001587759-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JLP Stressed Credit Fund LP See All Filings	D/A	2014-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001507116 Filed Document 0001507116-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MARTIN CURRIE EUROPEAN HEDGE FUND - US DOLLAR PORTFOLIO See All Filings	D/A	2014-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MARTIN CURRIE INVESTOR SERVICES, INC. CIK Number 0001546035 Filed Document 0001620257-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AngelList-AutStro-Fund, a series of AngelList Funds, LLC See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised $162,500 Associated Brokers / Dealers N/A CIK Number 0001620999 Filed Document 0001620999-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Spreedly, Inc. See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised $749,711 Associated Brokers / Dealers N/A CIK Number 0001579202 Filed Document 0001579202-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
TREA REIT Holdco, LLC See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iriquois Capital Advisors, LLC CIK Number 0001621304 Filed Document 0001621304-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
DIOMICS Corp See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605831 Filed Document 0001140361-14-036863 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RP - Legends Place, L.P. See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised $7,175,927 Associated Brokers / Dealers N/A CIK Number 0001620349 Filed Document 0001620349-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Integrated Healing Technologies, LLC See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001621612 Filed Document 0001209191-14-063105 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
Redwood-Kairos Real Estate Value Fund IV-B LP See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers Spire Securities, LLC CIK Number 0001620967 Filed Document 0001620967-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
JLP Partners Cayman Fund Ltd See All Filings	D/A	2014-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001523606 Filed Document 0001507116-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Golden Palm Investments Holding Co Ltd. See All Filings	D/A	2014-09-30 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001618408 Filed Document 0001618408-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business GHANA Revenue or Assets Decline to Disclose Type of Security Other
Evergreen Acquisitions, LLC /PA See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001619953 Filed Document 0001619953-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
Cresco Labs, LLC See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001620843 Filed Document 0001620843-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity