Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Comgest Growth PLC See All Filings	D/A	2014-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001508623 Filed Document 0001315863-14-000560 Exclusions or Exemptions 506b Accepted Date 2014-10-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TECAT Performance Systems, LLC See All Filings	D	2014-10-01 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001621594 Filed Document 0000926044-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-10-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Activant RMind Holdings, LP See All Filings	D	2014-10-01 00:00:00 UTC
Amount To Be Raised $9,150,003 Associated Brokers / Dealers N/A CIK Number 0001622542 Filed Document 0001622542-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-01 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Seer Capital Partners II ASP Fund, a series of Alternative Strategies Platform, LLC See All Filings	D	2014-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001621046 Filed Document 0001621046-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mytograph, Inc. See All Filings	D	2014-10-01 00:00:00 UTC
Amount To Be Raised $60,000 Associated Brokers / Dealers N/A CIK Number 0001615936 Filed Document 0001615936-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Viyet, Inc. See All Filings	D	2014-10-01 00:00:00 UTC
Amount To Be Raised $1,752,298 Associated Brokers / Dealers N/A CIK Number 0001619926 Filed Document 0000905718-14-000600 Exclusions or Exemptions 506b Accepted Date 2014-10-01 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Seer Capital Partners ASP Fund, a series of Alternative Strategies Platform, LLC See All Filings	D/A	2014-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001621115 Filed Document 0001621115-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BlackRock Granite Property Fund, Inc. See All Filings	D/A	2014-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001378958 Filed Document 0000950172-14-000077 Exclusions or Exemptions 506b Accepted Date 2014-10-01 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Greer Anderson Global Partners, L.P. See All Filings	D/A	2014-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001552099 Filed Document 0001552099-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Nilgai Capital, LP See All Filings	D/A	2014-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001530713 Filed Document 0001530713-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Greer Anderson Global Long, L.P. See All Filings	D/A	2014-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001552232 Filed Document 0001552232-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
Fenway IP Investor Member, LLC See All Filings	D	2014-10-01 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001621233 Filed Document 0001621233-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-01 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CAIS Blue Trend Fund LLC See All Filings	D/A	2014-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC, Dominick & Dominick, LLC, US Capital Advisors, LLC, HighTower Securities, LLC, and Kenter Canyon Capital, LLC CIK Number 0001523892 Filed Document 0001566114-14-000062 Exclusions or Exemptions 506b Accepted Date 2014-10-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Louisville Multifamily DST See All Filings	D	2014-10-01 00:00:00 UTC
Amount To Be Raised $18,096,295 Associated Brokers / Dealers Inland Securities Corporation, Daniel R. Mueller, Concorde Investment Services LLC, Jack W. Ellison, Peter A. Finnegan, David B. Levinson, Edwin T. Suzuki, William E. Sugg IV, Ronald L. Ellis, Robert A. Horning, Rudi V. Siela, Peter D. Fisher, Matthew T. Rubis, Eric A. Bicknese, and Trawnegan Gall CIK Number 0001615402 Filed Document 0000950138-14-000659 Exclusions or Exemptions 506b Accepted Date 2014-10-01 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
VALUATION RESEARCH CORP See All Filings	D	2014-10-01 00:00:00 UTC
Amount To Be Raised $65,700 Associated Brokers / Dealers N/A CIK Number 0000765243 Filed Document 0001042167-14-000143 Exclusions or Exemptions 506b Accepted Date 2014-10-01 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Pulser Media, Inc. See All Filings	D	2014-10-01 00:00:00 UTC
Amount To Be Raised $4,420,214 Associated Brokers / Dealers N/A CIK Number 0001605150 Filed Document 0001605150-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-10-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Shelvspace, Inc. See All Filings	D/A	2014-10-01 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001599906 Filed Document 0001599906-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-01 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
Bandgap Ventures Fund I LP See All Filings	D	2014-10-01 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001615202 Filed Document 0001615202-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
IREF IV REIT, LLC See All Filings	D	2014-10-01 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iriquois Capital Advisors, LLC CIK Number 0001621291 Filed Document 0001621291-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-01 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CAIS AllBlue Ltd. See All Filings	D/A	2014-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC, Dominick & Dominick, LLC, US Capital Advisors, LLC, HighTower Securities, LLC, and Evans & Partners Pty Ltd. CIK Number 0001523880 Filed Document 0001566114-14-000067 Exclusions or Exemptions 506b Accepted Date 2014-10-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trident Toxicology See All Filings	D/A	2014-10-01 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001621311 Filed Document 0001621311-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-01 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
PB INSTITUTE PARTNERS LTD PARTNERSHIP See All Filings	D	2014-10-01 00:00:00 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers None CIK Number 0001061599 Filed Document 0001061599-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-01 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Ashburton Africa Credit Co-Investment Fund See All Filings	D	2014-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618544 Filed Document 0000945621-14-000258 Exclusions or Exemptions 506b Accepted Date 2014-10-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAIS Third Point Partners LLC See All Filings	D/A	2014-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC, Dominick & Dominick, LLC, Summit Equities, LLC, Arete Wealth Management, LLC, US Capital Advisors, LLC, HighTower Securities, LLC, Lara May & Associates, LLC, and Joel Isaacson & Co. CIK Number 0001523897 Filed Document 0001566114-14-000055 Exclusions or Exemptions 506b Accepted Date 2014-10-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Construction Industry Resources LLC See All Filings	D	2014-10-01 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001620873 Filed Document 0000911959-14-000023 Exclusions or Exemptions 506b Accepted Date 2014-10-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $No Revenues Type of Security Equity
Virage Capital Partners (Cayman) SPC See All Filings	D	2014-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619434 Filed Document 0001619434-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-10-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TT INTERNATIONAL FUND LTD See All Filings	D/A	2014-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458228 Filed Document 0000947871-14-000639 Exclusions or Exemptions 506b Accepted Date 2014-10-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ZenShin Core Technology Fund, L.P. See All Filings	D	2014-10-01 00:00:00 UTC
Amount To Be Raised $6,011,000 Associated Brokers / Dealers Nimbus Associates CIK Number 0001620974 Filed Document 0001620974-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Innovare Finance PCC See All Filings	D	2014-10-01 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001621216 Filed Document 0001621216-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-01 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Debt
FAMILY OFFICE HIGH INCOME MUNICIPAL PORTFOLIO LP See All Filings	D/A	2014-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Herbert J. Sims & Co. Inc. CIK Number 0001444657 Filed Document 0001444657-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Waverly Hotel Group, LLC See All Filings	D	2014-10-01 00:00:00 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers Waverly Hotel Group, LLC CIK Number 0001621269 Filed Document 0001621269-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-01 00:00:00 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business IOWA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Muzooka,Inc. See All Filings	D	2014-10-01 00:00:00 UTC
Amount To Be Raised $3,746,481 Associated Brokers / Dealers N/A CIK Number 0001620315 Filed Document 0001620315-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Pulser Media, Inc. See All Filings	D	2014-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605150 Filed Document 0001605150-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Clean Global Energy, Inc. See All Filings	D	2014-10-01 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers None CIK Number 0001581972 Filed Document 0001581972-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-01 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CAIS AllBlue LLC See All Filings	D/A	2014-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC, Dominick & Dominick, LLC, Summit Equities, LLC, US Capital Advisors, LLC, and HighTower Securities, LLC CIK Number 0001523886 Filed Document 0001566114-14-000068 Exclusions or Exemptions 506b Accepted Date 2014-10-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Toma Biosciences, Inc. See All Filings	D/A	2014-10-01 00:00:00 UTC
Amount To Be Raised $6,593,079 Associated Brokers / Dealers N/A CIK Number 0001596434 Filed Document 0001596434-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-01 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Pulser Media, Inc. See All Filings	D	2014-10-01 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001605150 Filed Document 0001605150-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-10-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CAIS Kingdon Associates LLC See All Filings	D/A	2014-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC and US Capital Advisors, LLC CIK Number 0001523893 Filed Document 0001566114-14-000056 Exclusions or Exemptions 506b Accepted Date 2014-10-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DREF III LV CIV LP See All Filings	D	2014-10-01 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001620941 Filed Document 0001620941-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Activant RMind Holdings II, LP See All Filings	D	2014-10-01 00:00:00 UTC
Amount To Be Raised $5,495,497 Associated Brokers / Dealers N/A CIK Number 0001622541 Filed Document 0001622541-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-01 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
CAIS BlueTrend Fund Ltd. See All Filings	D/A	2014-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC, Dominick & Dominick, LLC, US Capital Advisors, LLC, HighTower Securities, LLC, HBV, and Julius Baer CIK Number 0001523881 Filed Document 0001566114-14-000063 Exclusions or Exemptions 506b Accepted Date 2014-10-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SCR Ultra Fund LP See All Filings	D	2014-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001489632 Filed Document 0001489632-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
ZONA RIO INVESTORS, LLC See All Filings	D	2014-10-01 00:00:00 UTC
Amount To Be Raised $3,250,000 Associated Brokers / Dealers N/A CIK Number 0001620544 Filed Document 0001620544-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-01 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Centage Corp See All Filings	D	2014-10-01 00:00:00 UTC
Amount To Be Raised $9,499,995 Associated Brokers / Dealers N/A CIK Number 0001621127 Filed Document 0001621127-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Contrarian Capital ASP Fund, a series of Alternative Strategies Platform, LLC See All Filings	D	2014-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001621047 Filed Document 0001621047-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Whistler Medical Marijuana Corp See All Filings	D	2014-10-01 00:00:00 UTC
Amount To Be Raised $1,410,142 Associated Brokers / Dealers M Partners Inc. CIK Number 0001621206 Filed Document 0001621206-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-01 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Patria Brazil Real Estate Fund III, L.P. See All Filings	D/A	2014-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001587312 Filed Document 0001587312-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BRAZIL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ashburton Investments SICAV - India Fixed Income Opportunities Fund See All Filings	D	2014-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618543 Filed Document 0000945621-14-000257 Exclusions or Exemptions 506b Accepted Date 2014-10-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Diversified Fund Staging LLC See All Filings	D	2014-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620973 Filed Document 0001620973-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAIS Millennium USA LLC See All Filings	D/A	2014-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC, Dominick & Dominick, LLC, Summit Equities, LLC, Arete Wealth Management, LLC, US Capital Advisors, LLC, HighTower Securities, LLC, Snowden Account Services, Joel Isaacson & Co., Tandragee Global Advisors LLC, and Macquarie CIK Number 0001523894 Filed Document 0001566114-14-000052 Exclusions or Exemptions 506b Accepted Date 2014-10-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund