Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Appalachian Basin Project II, LLC See All Filings	D/A	2014-10-08 00:00:00 UTC
Amount To Be Raised $810,000 Associated Brokers / Dealers N/A CIK Number 0001609449 Filed Document 0001609449-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-08 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Reverence Capital Partners Opportunities Fund I, L.P. See All Filings	D	2014-10-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Ascent Capital Advisors Limited, Firerush Ventures No. 3 LP, BTIG, LLC, Hycroft LLP, and Calton & Associates, Inc. CIK Number 0001621530 Filed Document 0000950103-14-007046 Exclusions or Exemptions 506b Accepted Date 2014-10-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MM Local Foods, LLC See All Filings	D	2014-10-08 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001554975 Filed Document 0001554975-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-08 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
BROOKWOOD JCF HOLDING, LLC See All Filings	D	2014-10-08 00:00:00 UTC
Amount To Be Raised $13,100,000 Associated Brokers / Dealers N/A CIK Number 0001617861 Filed Document 0001140361-14-037754 Exclusions or Exemptions 506b Accepted Date 2014-10-08 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
SENVEST PARTNERS LP See All Filings	D/A	2014-10-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001050413 Filed Document 0000919574-14-005619 Exclusions or Exemptions 506b Accepted Date 2014-10-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
UV CLEANING SYSTEMS INC See All Filings	D	2014-10-08 00:00:00 UTC
Amount To Be Raised $2,300,000 Associated Brokers / Dealers N/A CIK Number 0001432927 Filed Document 0001432927-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
United States Debt Recovery XV-A, L.P. See All Filings	D	2014-10-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621535 Filed Document 0001621535-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SENVEST ISRAEL PARTNERS LP See All Filings	D/A	2014-10-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001235264 Filed Document 0000919574-14-005621 Exclusions or Exemptions 506b Accepted Date 2014-10-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Appalachian Basin Project, LLC See All Filings	D/A	2014-10-08 00:00:00 UTC
Amount To Be Raised $735,000 Associated Brokers / Dealers N/A CIK Number 0001601408 Filed Document 0001601408-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-08 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
AQR GRP PM Fund, L.P. See All Filings	D	2014-10-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617086 Filed Document 0001617086-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ACIA Asset Allocation Fund LP See All Filings	D/A	2014-10-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Allen & Company LLC CIK Number 0001524320 Filed Document 0000902664-14-003985 Exclusions or Exemptions 506b Accepted Date 2014-10-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VIVEVE MEDICAL, INC. See All Filings	D	2014-10-08 00:00:00 UTC
Amount To Be Raised $2,411,081 Associated Brokers / Dealers N/A CIK Number 0000879682 Filed Document 0001437749-14-018127 Exclusions or Exemptions 506b Accepted Date 2014-10-08 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Crestview Partners III (Co-Investment B), L.P. See All Filings	D/A	2014-10-08 00:00:00 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001609994 Filed Document 0000950103-14-007061 Exclusions or Exemptions 506b Accepted Date 2014-10-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KFG Emerging Markets, LLC See All Filings	D/A	2014-10-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560265 Filed Document 0001181431-14-033951 Exclusions or Exemptions 506b Accepted Date 2014-10-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AJO Emerging Markets All-Cap Offshore Fund, Ltd. See All Filings	D/A	2014-10-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565073 Filed Document 0001565073-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-10-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fio Corp See All Filings	D	2014-10-08 00:00:00 UTC
Amount To Be Raised $704,765 Associated Brokers / Dealers N/A CIK Number 0001505558 Filed Document 0001140361-14-037688 Exclusions or Exemptions 506b Accepted Date 2014-10-08 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Right at School, LLC See All Filings	D/A	2014-10-08 00:00:00 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001578345 Filed Document 0001578345-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-08 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business ILLINOIS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
NANOTECH SECURITY CORP/FI See All Filings	D/A	2014-10-08 00:00:00 UTC
Amount To Be Raised $3,512,731 Associated Brokers / Dealers N/A CIK Number 0000810926 Filed Document 0001183740-14-000319 Exclusions or Exemptions 506b Accepted Date 2014-10-08 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Crestview Partners III (FF Offshore), L.P. See All Filings	D/A	2014-10-08 00:00:00 UTC
Amount To Be Raised $3,000,000,000 Associated Brokers / Dealers PAS Advisory Services pty Ltd, Emerald Point Capital, LLC, Magenta Capital Services Ltd., J.P. Morgan Securities LLC, and Mirae Asset Securities CIK Number 0001589477 Filed Document 0000950103-14-007059 Exclusions or Exemptions 506b Accepted Date 2014-10-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FAYETTEVILLE LITHOTRIPTERS LTD PARTNERSHIP SOUTH CAROLINA II See All Filings	D	2014-10-08 00:00:00 UTC
Amount To Be Raised $83,333 Associated Brokers / Dealers N/A CIK Number 0000850022 Filed Document 0000850022-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-08 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
MITRA CAPITAL PARTNERS LP See All Filings	D/A	2014-10-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584245 Filed Document 0001140361-14-037575 Exclusions or Exemptions 506b Accepted Date 2014-10-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Applykit, Inc. See All Filings	D	2014-10-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001582960 Filed Document 0001582960-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Debt
PCIP Cityview Series See All Filings	D	2014-10-08 00:00:00 UTC
Amount To Be Raised $1,165,000 Associated Brokers / Dealers N/A CIK Number 0001618999 Filed Document 0001618999-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-08 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Equity
Crestview Partners III Management Co-Investors, L.P. See All Filings	D/A	2014-10-08 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001591169 Filed Document 0000950103-14-007066 Exclusions or Exemptions 506b Accepted Date 2014-10-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAIS JAT Capital Offshore Fund Ltd. See All Filings	D/A	2014-10-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers US Capital Advisors, LLC, Evans & Partners Pty Ltd., Julius Baer, and Macquarie CIK Number 0001523883 Filed Document 0001566114-14-000074 Exclusions or Exemptions 506b Accepted Date 2014-10-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
InfraRed Active Real Estate III (No.1) LP See All Filings	D/A	2014-10-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Atlantic-Pacific Capital, Inc. CIK Number 0001609713 Filed Document 0001609713-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-10-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Crestview Partners III (Offshore), L.P. See All Filings	D/A	2014-10-08 00:00:00 UTC
Amount To Be Raised $3,000,000,000 Associated Brokers / Dealers PAS Advisory Services pty Ltd, Emerald Point Capital, LLC, Magenta Capital Services Ltd., J.P. Morgan Securities LLC, and Mirae Asset Securities CIK Number 0001589480 Filed Document 0000950103-14-007054 Exclusions or Exemptions 506b Accepted Date 2014-10-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KFG Large-Cap Equal Weight, LLC See All Filings	D/A	2014-10-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559964 Filed Document 0001181431-14-033949 Exclusions or Exemptions 506b Accepted Date 2014-10-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Electric Entertainment Group LLC See All Filings	D	2014-10-08 00:00:00 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001621208 Filed Document 0001621208-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Theta Funds, LP See All Filings	D	2014-10-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001621284 Filed Document 0001621284-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BP GFM Trust See All Filings	D	2014-10-08 00:00:00 UTC
Amount To Be Raised $43,760,495 Associated Brokers / Dealers N/A CIK Number 0001615620 Filed Document 0001615620-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-10-08 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Other
Allen Global Partners Offshore See All Filings	D/A	2014-10-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Allen & Company LLC CIK Number 0001290452 Filed Document 0000902664-14-003984 Exclusions or Exemptions 506b Accepted Date 2014-10-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Reverence Capital Partners Opportunities Fund I (Cayman), L.P. See All Filings	D	2014-10-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Ascent Capital Advisors Limited, Firerush Ventures No. 3 LP, BTIG, LLC, Hycroft LLP, and Calton & Associates, Inc. CIK Number 0001621531 Filed Document 0000950103-14-007047 Exclusions or Exemptions 506b Accepted Date 2014-10-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NINTHDECIMAL, INC. See All Filings	D	2014-10-08 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001271590 Filed Document 0001271590-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AllStar Deals, Inc. See All Filings	D	2014-10-08 00:00:00 UTC
Amount To Be Raised $5,149,998 Associated Brokers / Dealers Trump Securities, LLC CIK Number 0001584767 Filed Document 0001584767-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Glass Onion New York Co LLC See All Filings	D	2014-10-08 00:00:00 UTC
Amount To Be Raised $898,000 Associated Brokers / Dealers N/A CIK Number 0001621592 Filed Document 0001621592-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
DW Whiting Bakken #3, LP See All Filings	D	2014-10-08 00:00:00 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001621727 Filed Document 0001621727-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-08 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Vollmer & Scheffczyk Corp See All Filings	D	2014-10-08 00:00:00 UTC
Amount To Be Raised $100 Associated Brokers / Dealers N/A CIK Number 0001621635 Filed Document 0001144204-14-060112 Exclusions or Exemptions 506b Accepted Date 2014-10-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Royal Warrants Inc. See All Filings	D	2014-10-08 00:00:00 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001579132 Filed Document 0001579132-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-08 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
VILLAGE SURGICENTER L P See All Filings	D	2014-10-08 00:00:00 UTC
Amount To Be Raised $38,582 Associated Brokers / Dealers N/A CIK Number 0001052377 Filed Document 0001052377-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-10-08 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Axel Partners, L.P. See All Filings	D/A	2014-10-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001178623 Filed Document 0000919574-14-005567 Exclusions or Exemptions 506b Accepted Date 2014-10-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Qvivr Inc. See All Filings	D	2014-10-08 00:00:00 UTC
Amount To Be Raised $1,025,027 Associated Brokers / Dealers N/A CIK Number 0001619426 Filed Document 0001619426-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
CLEARLAKE SAGE HOLDINGS, LLC See All Filings	D	2014-10-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622301 Filed Document 0001140361-14-038612 Exclusions or Exemptions 506b Accepted Date 2014-10-08 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ashe Capital Partners, LP See All Filings	D/A	2014-10-08 00:00:00 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001588883 Filed Document 0000898822-14-000404 Exclusions or Exemptions 506b Accepted Date 2014-10-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $Over $100,000,000 Type of Security Equity
Bocage Active Commodity Fund, L.P. See All Filings	D	2014-10-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Gallatin Capital LLC CIK Number 0001620836 Filed Document 0000935836-14-000573 Exclusions or Exemptions 506b Accepted Date 2014-10-08 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Caffeinated Labs, Inc. See All Filings	D	2014-10-08 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001524660 Filed Document 0001524660-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MW European TOPS (US) Fund See All Filings	D	2014-10-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619661 Filed Document 0000902664-14-003995 Exclusions or Exemptions 506b Accepted Date 2014-10-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RCPDirect II, LP See All Filings	D/A	2014-10-08 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers PTP Securities, LLC, Cato Capital LLC, and Haydon Hill Advisors Ltd. CIK Number 0001599536 Filed Document 0001599536-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
AAMAF, LP See All Filings	D/A	2014-10-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers INVERNESS SECURITIES, LLC and CORONADO INVESTMENTS, LLC CIK Number 0001543967 Filed Document 0000919574-14-005561 Exclusions or Exemptions 506b Accepted Date 2014-10-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Crestview Partners III (892), L.P. See All Filings	D/A	2014-10-08 00:00:00 UTC
Amount To Be Raised $3,000,000,000 Associated Brokers / Dealers PAS Advisory Services pty Ltd, Emerald Point Capital, LLC, Magenta Capital Services Ltd., J.P. Morgan Securities LLC, and Mirae Asset Securities CIK Number 0001589481 Filed Document 0000950103-14-007062 Exclusions or Exemptions 506b Accepted Date 2014-10-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund