Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Roth Sellpoints I, LLC See All Filings	D/A	2014-10-14 10:20:47 UTC
Amount To Be Raised $951,460 Associated Brokers / Dealers Roth Capital Partners, LLC CIK Number 0001619753 Filed Document 0001619753-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-14 10:20:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Gamma Medica, Inc. See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers Stillpoint Capital, LLC CIK Number 0001580867 Filed Document 0001580867-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Debt
PROVECTUS BIOPHARMACEUTICALS, INC. See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers Network 1 Financial Securities, Inc. CIK Number 0000315545 Filed Document 0000315545-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Athena Victory Fund L.P. See All Filings	D/A	2014-10-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589208 Filed Document 0001589208-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Peak Equipment Rental LLC See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001496447 Filed Document 0001496447-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business COLORADO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
PEARL Unlimited Holdings, Inc. See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001551743 Filed Document 0001551743-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Debt
BDT Capital Partners Fund II, L.P. See All Filings	D/A	2014-10-14 00:00:00 UTC
Amount To Be Raised $5,206,000,000 Associated Brokers / Dealers N/A CIK Number 0001612490 Filed Document 0001140361-14-038093 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BIGHORN CAPITAL PARTNERS, LP See All Filings	D/A	2014-10-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001502815 Filed Document 0000919574-14-005715 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Golden Eagle Fund 18 LLC See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001622129 Filed Document 0001622129-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
MV Startup Fund X LLC See All Filings	D/A	2014-10-14 00:00:00 UTC
Amount To Be Raised $447,000 Associated Brokers / Dealers Microventure Marketplace Inc. CIK Number 0001611072 Filed Document 0001611072-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
SAM Risk Managed Fund LLC - Marin U.S. Equities Segregated Series See All Filings	D/A	2014-10-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559455 Filed Document 0001559454-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
General Atlantic Partners 98B, L.P. See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621490 Filed Document 0000950142-14-002060 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Kontiki Offshore Fund See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621742 Filed Document 0000899140-14-000667 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Equity
Rock Ridge Apartments, LLLP See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised $5,300,000 Associated Brokers / Dealers N/A CIK Number 0001622262 Filed Document 0001622262-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
SMITH ELECTRIC VEHICLES CORP. See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001455900 Filed Document 0000950138-14-000689 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
VOLITIONRX LTD See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised $229,393 Associated Brokers / Dealers N/A CIK Number 0000093314 Filed Document 0000093314-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Equity
Sentio Healthcare Properties Inc See All Filings	D/A	2014-10-14 00:00:00 UTC
Amount To Be Raised $158,700,000 Associated Brokers / Dealers N/A CIK Number 0001378774 Filed Document 0001378774-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
K-PAX Pharmaceuticals, Inc. See All Filings	D/A	2014-10-14 00:00:00 UTC
Amount To Be Raised $1,460,000 Associated Brokers / Dealers N/A CIK Number 0001515314 Filed Document 0001515314-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Pinyon Partners LP See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620232 Filed Document 0000919574-14-005710 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sarona Frontier Markets International Fund 2 LP See All Filings	D/A	2014-10-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580681 Filed Document 0000902664-14-004065 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
General Atlantic Partners 98G, L.P. See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621515 Filed Document 0000950142-14-002065 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Lighthaven Fund LP See All Filings	D/A	2014-10-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001528850 Filed Document 0000935836-14-000589 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VERITEQ See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised $38,000 Associated Brokers / Dealers N/A CIK Number 0000924642 Filed Document 0001437749-14-018374 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Franklin Templeton Emerging Market Debt Opportunities Fund, L.P. See All Filings	D/A	2014-10-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Franklin Templeton Financial Services Corp. CIK Number 0001504957 Filed Document 0001504957-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LibertyView Credit Alpha Fund, L.P. See All Filings	D/A	2014-10-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581327 Filed Document 0000905718-14-000674 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
ADA CAPITAL QUALIFIED FUND LP See All Filings	D/A	2014-10-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001447529 Filed Document 0001447529-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
South Remington Investor Holdings, LLC See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised $864,000 Associated Brokers / Dealers NOT APPLICABLE CIK Number 0001621887 Filed Document 0001621887-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
AngelList-Bdid-Fund, a series of AngelList-RM-Funds, LLC See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised $241,500 Associated Brokers / Dealers N/A CIK Number 0001622198 Filed Document 0001622198-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Texta, Inc. See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001621835 Filed Document 0001621835-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
JMP Credit Advisors CLO III Ltd. See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001621616 Filed Document 0001140361-14-037987 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Debt
SAM Risk Managed Fund LLC - Marin Sector Investors Segregated Series See All Filings	D/A	2014-10-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559520 Filed Document 0001559454-14-000009 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
CMWA International Small Cap Partnership LLC See All Filings	D/A	2014-10-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001484940 Filed Document 0001484940-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
SBJ Fund, LP See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001621381 Filed Document 0001192482-14-000198 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Summit Rock Private Equity Portfolio II (Taxpayers), L.P. See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622157 Filed Document 0001622157-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hedge Fund Select: Halcyon Partners Offshore Ltd See All Filings	D/A	2014-10-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001588464 Filed Document 0001140361-14-037994 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CANAAN X L.P. See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619859 Filed Document 0001619859-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GMI-BROOMFIELD 139, LP See All Filings	D/A	2014-10-14 00:00:00 UTC
Amount To Be Raised $6,995,427 Associated Brokers / Dealers Bennet Ely, Mark Van Mourick, Nathan Night, Curt Ladd, Steve Kaestner, Kathy Scanlon, Michael Irhie, Robert E Burns, Lisa Alllen, Russ Huffington, and George M Hjorth CIK Number 0001616836 Filed Document 0001616836-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Underdog Ventures Impact First Fund LLC See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001621992 Filed Document 0001621992-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
Legacy Motion Pictures, LLC See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised $4,710,000 Associated Brokers / Dealers Legacy Motion Pictures, LLC CIK Number 0001608285 Filed Document 0001140361-14-038098 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Blitsy, Inc. See All Filings	D/A	2014-10-14 00:00:00 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001573808 Filed Document 0001573808-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D/A Industry Retailing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
MARKET STREET ADVISORS, INC. See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised $12,506,171 Associated Brokers / Dealers N/A CIK Number 0001143221 Filed Document 0001143221-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Wendover at River Oaks, LLC See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised $2,150,000 Associated Brokers / Dealers N/A CIK Number 0001622091 Filed Document 0001622091-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
CLARION LION PROPERTIES FUND, LP See All Filings	D/A	2014-10-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001129758 Filed Document 0001129758-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BLUEMAR OFFSHORE FUND, LTD. See All Filings	D/A	2014-10-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560354 Filed Document 0000919574-14-005727 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arbours of Hermitage Holdings, LLC See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised $1,922,000 Associated Brokers / Dealers Shlomo Ness and Yoram Mehr CIK Number 0001621590 Filed Document 0001621590-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
QUATERRA RESOURCES INC See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001339688 Filed Document 0001339688-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Metropolitan Real Estate Partners Secondaries & Co-Investments Fund-TCG, LP See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618261 Filed Document 0001181431-14-034276 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Zipz, Inc. See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001563757 Filed Document 0001563757-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
Immunome Inc. See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001472012 Filed Document 0001472012-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Lone Star Value Investors LP See All Filings	D/A	2014-10-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589247 Filed Document 0001589247-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund