Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
First Principles Structured Income Fund, LLC See All Filings	D/A	2014-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001548357 Filed Document 0001548357-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SnapRetail, Inc. See All Filings	D	2014-10-15 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001513242 Filed Document 0001513242-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
F8 StarLight SPV, L.P. See All Filings	D	2014-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622187 Filed Document 0001140361-14-038306 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
OAKTREE VALUE OPPORTUNITIES FEEDER FUND, L.P. See All Filings	D/A	2014-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001443590 Filed Document 0001181431-14-034272 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ExchangeRight Net Leased Portfolio 7 DST See All Filings	D	2014-10-15 00:00:00 UTC
Amount To Be Raised $14,330,000 Associated Brokers / Dealers Lighthouse Capital Group, LLC CIK Number 0001622241 Filed Document 0001622241-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
NGP Natural Resources XI, L.P. See All Filings	D/A	2014-10-15 00:00:00 UTC
Amount To Be Raised $5,325,000,000 Associated Brokers / Dealers TCG Securities, L.L.C. CIK Number 0001612741 Filed Document 0001612741-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JSW Greenbriar Plaza Partners LLC See All Filings	D/A	2014-10-15 00:00:00 UTC
Amount To Be Raised $3,180,900 Associated Brokers / Dealers N/A CIK Number 0001622423 Filed Document 0001622423-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ML Winton FuturesAccess LLC See All Filings	D/A	2014-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001309136 Filed Document 0001309136-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NestGSV, Inc. See All Filings	D	2014-10-15 00:00:00 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001605652 Filed Document 0000897069-14-000426 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Juniper Sharyland, Ltd. See All Filings	D	2014-10-15 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001622532 Filed Document 0001140361-14-038318 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
ATEL Growth Capital Fund 9, LLC See All Filings	D	2014-10-15 00:00:00 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers ATEL Securities Corporation CIK Number 0001616112 Filed Document 0001140361-14-039152 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Saba E Fund LLC See All Filings	D	2014-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622388 Filed Document 0000902664-14-004087 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TWC I Holdings, LLC See All Filings	D	2014-10-15 00:00:00 UTC
Amount To Be Raised $2,800,000 Associated Brokers / Dealers N/A CIK Number 0001622441 Filed Document 0001622441-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
Parsagen Diagnostics, Inc. See All Filings	D	2014-10-15 00:00:00 UTC
Amount To Be Raised $3,456,000 Associated Brokers / Dealers N/A CIK Number 0001622211 Filed Document 0001622211-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Southern Hills Office Park, LLC See All Filings	D	2014-10-15 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers None CIK Number 0001622214 Filed Document 0001622214-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Channel Medsystems, Inc. See All Filings	D	2014-10-15 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001575310 Filed Document 0001181431-14-034316 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Grayburg Energy, Ltd. See All Filings	D	2014-10-15 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001622365 Filed Document 0001622365-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Citadel Global Equities Fund LLC See All Filings	D/A	2014-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001468448 Filed Document 0001468448-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sheridan Production Partners III-B, L.P. See All Filings	D	2014-10-15 00:00:00 UTC
Amount To Be Raised $1,750,000,000 Associated Brokers / Dealers N/A CIK Number 0001622285 Filed Document 0001622285-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CMDTY Partners, LP See All Filings	D/A	2014-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589037 Filed Document 0000902664-14-004075 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ACP-Offenbachers, LLC See All Filings	D	2014-10-15 00:00:00 UTC
Amount To Be Raised $1,050,000 Associated Brokers / Dealers N/A CIK Number 0001621234 Filed Document 0001621234-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
AngelList-Raea-Fund, a series of AngelList-PR-Funds, LLC See All Filings	D	2014-10-15 00:00:00 UTC
Amount To Be Raised $218,435 Associated Brokers / Dealers N/A CIK Number 0001622397 Filed Document 0001622397-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Roundtable Equity Co-Investment Partnership (Basin) LP See All Filings	D	2014-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Roundtable Capital Services LLC CIK Number 0001621171 Filed Document 0001621171-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BRIGADE STRUCTURED CREDIT OFFSHORE FUND LTD. See All Filings	D	2014-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622405 Filed Document 0000919574-14-005749 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SUGARCRAFT PARENT, LLC See All Filings	D	2014-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622186 Filed Document 0001622186-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Neutronic Mezzanine Co LLC See All Filings	D	2014-10-15 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001620665 Filed Document 0001620665-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
Gramercy Opportunity Fund - UFCW No CA Partners SP See All Filings	D	2014-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622112 Filed Document 0000919574-14-005743 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ZAIS Atlas Fund, LP See All Filings	D/A	2014-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584764 Filed Document 0001621552-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SDP Flagship Fund, L.P. See All Filings	D	2014-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622306 Filed Document 0001622306-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OAKTREE VALUE OPPORTUNITIES (CAYMAN) FUND, LTD. See All Filings	D/A	2014-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001443588 Filed Document 0001181431-14-034273 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GRE U.S. Property Fund L.P. See All Filings	D/A	2014-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001524439 Filed Document 0001524439-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BELLE MEADE ASSOCIATES LP See All Filings	D/A	2014-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460009 Filed Document 0001140361-14-038285 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Next One's On Me, Inc. See All Filings	D	2014-10-15 00:00:00 UTC
Amount To Be Raised $290,000 Associated Brokers / Dealers N/A CIK Number 0001540822 Filed Document 0001540822-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Crestline Menlo Fund, L.P. See All Filings	D/A	2014-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560621 Filed Document 0000902664-14-004074 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Winter Creek Trading Fund, LLC See All Filings	D/A	2014-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571086 Filed Document 0001571086-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
First Community Financial Partners, Inc. See All Filings	D	2014-10-15 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001469134 Filed Document 0001469134-14-000029 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
HAWKER ENERGY, INC. See All Filings	D	2014-10-15 00:00:00 UTC
Amount To Be Raised $3,300,000 Associated Brokers / Dealers N/A CIK Number 0001415286 Filed Document 0001415286-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sol Boards, Inc. See All Filings	D	2014-10-15 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001573591 Filed Document 0001573591-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Room Choice, Inc. See All Filings	D	2014-10-15 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001622428 Filed Document 0001622428-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Paintzen Inc. See All Filings	D	2014-10-15 00:00:00 UTC
Amount To Be Raised $1,864,816 Associated Brokers / Dealers N/A CIK Number 0001587157 Filed Document 0001231919-14-000033 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Nucleus Jdek LLC See All Filings	D	2014-10-15 00:00:00 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001621511 Filed Document 0001556919-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Sheridan Production Partners III-A, L.P. See All Filings	D	2014-10-15 00:00:00 UTC
Amount To Be Raised $1,750,000,000 Associated Brokers / Dealers N/A CIK Number 0001622287 Filed Document 0001622285-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Perella Weinberg Partners Asset Based Value Fund LP See All Filings	D/A	2014-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001433784 Filed Document 0000902664-14-004079 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Revily, LLC See All Filings	D	2014-10-15 00:00:00 UTC
Amount To Be Raised $675,500 Associated Brokers / Dealers N/A CIK Number 0001593320 Filed Document 0001593320-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
GLG TECHNOLOGY FUND See All Filings	D/A	2014-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460483 Filed Document 0000902664-14-004081 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ice Services LLC See All Filings	D	2014-10-15 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001622040 Filed Document 0001622040-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
JSW Greenbriar Plaza Partners LLC See All Filings	D	2014-10-15 00:00:00 UTC
Amount To Be Raised $3,220,500 Associated Brokers / Dealers N/A CIK Number 0001622423 Filed Document 0001622423-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Trophy Stack, Inc. See All Filings	D	2014-10-15 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001622411 Filed Document 0001622411-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ALABAMA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
HS Group Sponsor Fund Ltd. See All Filings	D	2014-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621661 Filed Document 0001621661-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Whetstone Opportunity Fund I LP See All Filings	D	2014-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621650 Filed Document 0001621650-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity