Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
PC Northgate, LLC See All Filings	D	2014-12-04 00:00:00 UTC
Amount To Be Raised $7,695,000 Associated Brokers / Dealers N/A CIK Number 0001626949 Filed Document 0001627019-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
OAKTREE EMPLOYEE INVESTMENT FUND, L.P. See All Filings	D/A	2014-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001168648 Filed Document 0001181431-14-038246 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Neurala, Inc. See All Filings	D	2014-12-04 00:00:00 UTC
Amount To Be Raised $926,274 Associated Brokers / Dealers N/A CIK Number 0001624772 Filed Document 0001624772-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Shoes of Prey, Inc. See All Filings	D	2014-12-04 00:00:00 UTC
Amount To Be Raised $5,499,958 Associated Brokers / Dealers N/A CIK Number 0001626976 Filed Document 0001626976-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Absio Corp See All Filings	D	2014-12-04 00:00:00 UTC
Amount To Be Raised $10,565,000 Associated Brokers / Dealers N/A CIK Number 0001491293 Filed Document 0001491293-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Amber Southern European Equity Fund See All Filings	D/A	2014-12-04 00:00:00 UTC
Amount To Be Raised $356,639,965 Associated Brokers / Dealers N/A CIK Number 0001593558 Filed Document 0001593558-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Amundi Smith Breeden Institutional Short Duration Fund See All Filings	D/A	2014-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AMUNDI DISTRIBUTORS USA, LLC CIK Number 0001494601 Filed Document 0000919574-14-006888 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Amundi Smith Breeden Institutional Short Duration Fund Ltd. See All Filings	D/A	2014-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AMUNDI DISTRIBUTORS USA, LLC CIK Number 0001541281 Filed Document 0000919574-14-006890 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
101 Sheridan Apartments, LLC See All Filings	D/A	2014-12-04 00:00:00 UTC
Amount To Be Raised $6,850,000 Associated Brokers / Dealers N/A CIK Number 0001623034 Filed Document 0001623034-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Zosano Pharma Corp See All Filings	D	2014-12-04 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001587221 Filed Document 0001587221-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Mayco Holdings, LLC See All Filings	D	2014-12-04 00:00:00 UTC
Amount To Be Raised $9,325,000 Associated Brokers / Dealers N/A CIK Number 0001627082 Filed Document 0001627082-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Harborview Healthcare, Inc. See All Filings	D	2014-12-04 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001626932 Filed Document 0001626932-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
New Matter, Inc. See All Filings	D	2014-12-04 00:00:00 UTC
Amount To Be Raised $7,600,000 Associated Brokers / Dealers N/A CIK Number 0001627189 Filed Document 0001627189-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Eaglebine Minerals LP See All Filings	D	2014-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626991 Filed Document 0001626991-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Keiretsu Capital Co-Investment & Opportunity Fund LLC See All Filings	D	2014-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626992 Filed Document 0001626992-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fiera Axium Infrastructure US LP See All Filings	D/A	2014-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001564272 Filed Document 0001564272-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
J. Allen Partners, L.P. See All Filings	D/A	2014-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001533196 Filed Document 0001533196-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Neuralstem, Inc. See All Filings	D/A	2014-12-04 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Tripoint Global Equities, LLC CIK Number 0001357459 Filed Document 0001144204-14-072357 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
Affinity Investment Partners, L.P. See All Filings	D/A	2014-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001236855 Filed Document 0001095449-14-000151 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GM Angel Backers Fund I, a series of Master Syndicate Funds LLC See All Filings	D/A	2014-12-04 00:00:00 UTC
Amount To Be Raised $959,975 Associated Brokers / Dealers N/A CIK Number 0001625728 Filed Document 0001625728-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Amber Select Opportunities Fund See All Filings	D	2014-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627111 Filed Document 0001627111-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pergament Multi-Strategy Opportunities, LP See All Filings	D/A	2014-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001464874 Filed Document 0001626487-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
USF S&H Topco, LLC See All Filings	D	2014-12-04 00:00:00 UTC
Amount To Be Raised $46,150,000 Associated Brokers / Dealers N/A CIK Number 0001624849 Filed Document 0000945621-14-000296 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Navis Asia Fund VII Feeder Fund, L.P. See All Filings	D/A	2014-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NA CIK Number 0001597671 Filed Document 0001181431-14-038071 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MALAYSIA Revenue or Assets Decline to Disclose Type of Security Equity
Mount Kellett Capital Partners (Cayman) III, L.P. See All Filings	D/A	2014-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001593304 Filed Document 0000902664-14-004502 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Sweet Gum Capital II LLC See All Filings	D	2014-12-04 00:00:00 UTC
Amount To Be Raised $1,565,500 Associated Brokers / Dealers N/A CIK Number 0001624850 Filed Document 0000906318-14-000092 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets $$1 - $5,000,000 Type of Security Equity
Ingraham Media Group, Inc. See All Filings	D	2014-12-04 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001626836 Filed Document 0001626836-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
West 47th Place LLC See All Filings	D	2014-12-04 00:00:00 UTC
Amount To Be Raised $510,000 Associated Brokers / Dealers N/A CIK Number 0001626015 Filed Document 0001626015-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
OAKTREE EMPLOYEE INVESTMENT FUND, L.P. See All Filings	D/A	2014-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001168648 Filed Document 0001181431-14-038247 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Virsec Systems, Inc. See All Filings	D	2014-12-04 00:00:00 UTC
Amount To Be Raised $7,589,724 Associated Brokers / Dealers N/A CIK Number 0001610921 Filed Document 0001610921-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Orchard House Inc See All Filings	D	2014-12-04 00:00:00 UTC
Amount To Be Raised $5,000 Associated Brokers / Dealers N/A CIK Number 0001626341 Filed Document 0001626341-14-000001 Exclusions or Exemptions 504, 505, 504.1, and 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Shoes of Prey, Inc. See All Filings	D	2014-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626976 Filed Document 0001626976-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AS INVESTMENT LLC See All Filings	D	2014-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627010 Filed Document 0001140361-14-044169 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Amundi Smith Breeden Securitized Credit Opportunities Ltd. See All Filings	D/A	2014-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AMUNDI DISTRIBUTORS USA, LLC CIK Number 0001587360 Filed Document 0000919574-14-006894 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Direct Flow Medical, Inc. See All Filings	D	2014-12-04 00:00:00 UTC
Amount To Be Raised $29,925,497 Associated Brokers / Dealers N/A CIK Number 0001296743 Filed Document 0001296743-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cadiz Hotel, LLC See All Filings	D	2014-12-04 00:00:00 UTC
Amount To Be Raised $6,250,000 Associated Brokers / Dealers N/A CIK Number 0001626984 Filed Document 0001626984-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
WALLACE WELCH & WILLINGHAM INC /ADV See All Filings	D	2014-12-04 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0000783083 Filed Document 0000783083-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business FLORIDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Robison Price Capital, LP See All Filings	D	2014-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627180 Filed Document 0001627180-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IMPACT RADIUS INC See All Filings	D	2014-12-04 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001426903 Filed Document 0001426903-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Intrinsic Advantage Fund LP See All Filings	D	2014-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626930 Filed Document 0001626930-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OpsClarity, Inc. See All Filings	D	2014-12-04 00:00:00 UTC
Amount To Be Raised $11,281,535 Associated Brokers / Dealers N/A CIK Number 0001627518 Filed Document 0001627518-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Goose Creek Club LLC See All Filings	D/A	2014-12-04 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001533906 Filed Document 0001533906-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business MISSISSIPPI Revenue or Assets $$1 - $1,000,000 Type of Security Equity
St. Cloud Capital Partners III SBIC, LP See All Filings	D	2014-12-04 00:00:00 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers KPMG Corporate Finance LLC and Fallbrook Capital Securities Corp CIK Number 0001626566 Filed Document 0001140361-14-044194 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Delaware Management Holdings, Inc. See All Filings	D/A	2014-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000921739 Filed Document 0001307942-14-000029 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Ramius IDF Master Fund LLC See All Filings	D/A	2014-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001505289 Filed Document 0000926877-14-000258 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Equity
U.S. Farming Realty Trust III, LP See All Filings	D	2014-12-04 00:00:00 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001625827 Filed Document 0001625827-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Permanens Non-Agency RMBS Allocation Fund LP See All Filings	D/A	2014-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580595 Filed Document 0001315863-14-000683 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mount Kellett Capital Partners III LP See All Filings	D/A	2014-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001593303 Filed Document 0000902664-14-004501 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CrowdGather, Inc. See All Filings	D	2014-12-04 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001328670 Filed Document 0001140361-14-044219 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Black Dinah Chocolatiers LLC See All Filings	D	2014-12-04 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001626975 Filed Document 0001626975-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business MAINE Revenue or Assets $$1 - $1,000,000 Type of Security Equity