Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Tough Mudder Inc See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001627888 Filed Document 0001627888-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
KKR European Fund IV ESC L.P. See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627963 Filed Document 0001627963-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PineBridge Global Dynamic Asset Allocation Fund LLC See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PineBridge Securities LLC CIK Number 0001627506 Filed Document 0001627506-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CIFC Tactical Income Fund (Cayman) Ltd. See All Filings	D/A	2014-12-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591738 Filed Document 0001591738-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Freight Farms, Inc. See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised $3,683,220 Associated Brokers / Dealers N/A CIK Number 0001592800 Filed Document 0001592800-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Hawkes Bay Investors (Cayman), Ltd. See All Filings	D/A	2014-12-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001537577 Filed Document 0000919574-14-007021 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vengo, Inc. See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised $255,000 Associated Brokers / Dealers N/A CIK Number 0001568136 Filed Document 0001568136-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
MacStadium, Inc. See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised $1,000,162 Associated Brokers / Dealers N/A CIK Number 0001628125 Filed Document 0001628125-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Iguazu Investors (Cayman), SPC See All Filings	D/A	2014-12-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001536914 Filed Document 0000919574-14-007019 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Templeton Global Summits Fund, L.P. See All Filings	D/A	2014-12-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Franklin Templeton Financial Services Corp. and Morgan Stanley Smith Barney, LLC CIK Number 0001503655 Filed Document 0001503655-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Invictus Medical, Inc. See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised $4,292,183 Associated Brokers / Dealers N/A CIK Number 0001576429 Filed Document 0001576429-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Lake Victoria Mining Company, Inc. See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised $385,000 Associated Brokers / Dealers N/A CIK Number 0001402062 Filed Document 0001085037-14-000175 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
FIGMD INC See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised $499,985 Associated Brokers / Dealers N/A CIK Number 0001524766 Filed Document 0001524766-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
American Well Corp See All Filings	D/A	2014-12-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Gonzalo Rubio Paris and Amos Aharoni CIK Number 0001393584 Filed Document 0001140361-14-045327 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
TMG Energy Corp. See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001520920 Filed Document 0001520920-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
BJC Henry West, LLC See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised $2,222,222 Associated Brokers / Dealers N/A CIK Number 0001628103 Filed Document 0001628103-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
ITEL COMPANIES, INC. See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised $335,419 Associated Brokers / Dealers N/A CIK Number 0001588692 Filed Document 0001588692-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
GENEVA CAPITAL LLC See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001314281 Filed Document 0001615594-14-000023 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
AETHLON MEDICAL INC See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised $3,300,000 Associated Brokers / Dealers ROTH Capital Partners, LLC CIK Number 0000882291 Filed Document 0001019687-14-004719 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
CafeX Communications Inc. See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001587843 Filed Document 0001209191-14-075255 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ShipEdge LLC See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001628045 Filed Document 0001628045-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Hampton Oaks Acquisition, LLC See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised $4,690,000 Associated Brokers / Dealers NMS Capital Securities, LLC CIK Number 0001628099 Filed Document 0001628099-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Gogobot, Inc. See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001494618 Filed Document 0001494618-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
KKR European Fund IV Private Investors L.P. See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627965 Filed Document 0001627965-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CIFC Tactical Income Fund L.P. See All Filings	D/A	2014-12-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592011 Filed Document 0001592011-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bam Ventures Partners, L.P. See All Filings	D/A	2014-12-15 00:00:00 UTC
Amount To Be Raised $4,035,000 Associated Brokers / Dealers N/A CIK Number 0001606604 Filed Document 0001606604-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gulf Unmanned Systems Center, LLC See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers Bruce Roberts CIK Number 0001610091 Filed Document 0001610091-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
EB5 Capital - Jobs Fund 12 LP See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001628128 Filed Document 0001628128-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Fairview Investment Fund II, LP See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628010 Filed Document 0001628010-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Other
Edusim LLC See All Filings	D/A	2014-12-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619871 Filed Document 0001619871-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
CANVAS SOLUTIONS INC See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised $9,011,576 Associated Brokers / Dealers N/A CIK Number 0001459444 Filed Document 0001459444-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Loyola Capital Management, LLC See All Filings	D/A	2014-12-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Daniel Weiss and Anthony House CIK Number 0001488323 Filed Document 0001488323-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Equity
GW&K International Small Cap Fund, L.P. See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627427 Filed Document 0001627427-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Elementum Directus Onshore Fund LP See All Filings	D/A	2014-12-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001551983 Filed Document 0001315863-14-000689 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Templeton Global Summits (Cayman) Fund, Ltd. See All Filings	D/A	2014-12-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Franklin Templeton Financial Services Corp. CIK Number 0001503656 Filed Document 0001503656-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wyandotte Investors (Cayman), Ltd. See All Filings	D/A	2014-12-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001536910 Filed Document 0000919574-14-007025 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Covalent Housing Co-Investment Opportunity, LP See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627682 Filed Document 0001627682-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Covalent Housing Co-Investment Opportunity (Offshore), L.P. See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627681 Filed Document 0001627681-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Future Path Medical Holding Company, LLC See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised $976,091 Associated Brokers / Dealers NONE CIK Number 0001569602 Filed Document 0001569602-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Rossport Metals & Mining Fund LP See All Filings	D/A	2014-12-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001511568 Filed Document 0001511568-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SkyLIFE Company, Inc. See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627671 Filed Document 0001627671-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
ARROWPOINT GLOBAL OPPORTUNITY FUND, LTD See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628130 Filed Document 0000913849-14-000389 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Sama Resources Inc./Ressources Sama Inc. See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised $1,951,280 Associated Brokers / Dealers N/A CIK Number 0001475252 Filed Document 0001140361-14-045206 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
DLVR, INC. See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001627683 Filed Document 0001627683-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Nutanix Fund LLC See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627622 Filed Document 0001627622-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Churchill Stateside Georgia Tax Credit Fund XXXV, LLC See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised $3,616,200 Associated Brokers / Dealers Churchill Stateside Securities, LLC CIK Number 0001628119 Filed Document 0001628119-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BI-OPTIC VENTURES INC See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised $131,730 Associated Brokers / Dealers N/A CIK Number 0001168960 Filed Document 0001052918-14-000490 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Kansas Lithotripsy, LLP See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised $384,344 Associated Brokers / Dealers N/A CIK Number 0001513737 Filed Document 0001513737-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
MorganFranklin Consulting, LLC See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised $449,250 Associated Brokers / Dealers N/A CIK Number 0001605659 Filed Document 0001140361-14-045371 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Valley Next Gen Ventures Fund 4 (a separate series of LLC interests) See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626852 Filed Document 0001626852-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund