Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Sphera Global Healthcare Fund See All Filings	D/A	2015-05-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544727 Filed Document 0001544727-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Private Market Investment Fund II, LLC See All Filings	D	2015-05-04 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001640930 Filed Document 0001640930-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SKB-CH Center, LLC See All Filings	D	2015-05-04 00:00:00 UTC
Amount To Be Raised $1,840,000 Associated Brokers / Dealers Paul Rabinovitch, Robert R. Walker, Jr., and SKB Securities, LLC CIK Number 0001641328 Filed Document 0001641328-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-04 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business OREGON Revenue or Assets $Not Applicable Type of Security Equity
Stratos Technologies Inc. See All Filings	D	2015-05-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001561941 Filed Document 0001561941-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-05-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Debt
Frost VP Early Stage Fund II, L.P. See All Filings	D/A	2015-05-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Alpha Strategies Registered Investment Advisor CIK Number 0001576888 Filed Document 0001576888-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Miami Harbor LLC See All Filings	D	2015-05-04 00:00:00 UTC
Amount To Be Raised $6,100,000 Associated Brokers / Dealers N/A CIK Number 0001641304 Filed Document 0001641304-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-04 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Rethink Education II, L.P. See All Filings	D	2015-05-04 00:00:00 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers Growth Capital Services, Inc. and Intellivest Securities, Inc. CIK Number 0001638015 Filed Document 0000905718-15-000419 Exclusions or Exemptions 506b Accepted Date 2015-05-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Roadmap Fund, LP See All Filings	D/A	2015-05-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001604524 Filed Document 0001013594-15-000324 Exclusions or Exemptions 506b Accepted Date 2015-05-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Eating Establishment - 105th & Pacific, L.L.C. See All Filings	D	2015-05-04 00:00:00 UTC
Amount To Be Raised $1,992,000 Associated Brokers / Dealers N/A CIK Number 0001641320 Filed Document 0001641320-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-04 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business NEBRASKA Revenue or Assets $No Revenues Type of Security Equity
Acquire Littlefield Avon LLC See All Filings	D	2015-05-04 00:00:00 UTC
Amount To Be Raised $262,000 Associated Brokers / Dealers N/A CIK Number 0001641267 Filed Document 0001641267-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-04 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Other
Mission Bay Capital II, L.P. See All Filings	D	2015-05-02 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001641023 Filed Document 0001641023-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Icon Meals, Inc. See All Filings	D	2015-05-02 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001642516 Filed Document 0001642516-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
DriveWealth Holdings, Inc. See All Filings	D/A	2015-05-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Scura Paley Securities LLC CIK Number 0001570158 Filed Document 0001465818-15-000013 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business NEW JERSEY Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
INDEPENDENCE REALTY TRUST, INC See All Filings	D	2015-05-01 00:00:00 UTC
Amount To Be Raised $8,550,245 Associated Brokers / Dealers N/A CIK Number 0001466085 Filed Document 0001466085-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business PENNSYLVANIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
TRAVO, Inc. See All Filings	D	2015-05-01 00:00:00 UTC
Amount To Be Raised $2,794,000 Associated Brokers / Dealers N/A CIK Number 0001640773 Filed Document 0001640773-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MFS Commodity Strategy Portfolio See All Filings	D/A	2015-05-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001608504 Filed Document 0000912938-15-000220 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Union Labor Life Insurance Co Separate Account R See All Filings	D	2015-05-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pistner, Michael, Nisson, Deborah, Goetz, Griffin, Norkus, Michael, and Howe, Luke CIK Number 0001633950 Filed Document 0001633950-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
SILURIA TECHNOLOGIES INC See All Filings	D/A	2015-05-01 00:00:00 UTC
Amount To Be Raised $54,401,323 Associated Brokers / Dealers N/A CIK Number 0001413840 Filed Document 0001140361-15-021433 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Flare Investors II, LP See All Filings	D	2015-05-01 00:00:00 UTC
Amount To Be Raised $6,099,052 Associated Brokers / Dealers N/A CIK Number 0001638482 Filed Document 0001638483-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
AngelList-Xskr-Fund, a series of AngelList-NR-Funds, LLC See All Filings	D	2015-05-01 00:00:00 UTC
Amount To Be Raised $483,000 Associated Brokers / Dealers N/A CIK Number 0001641097 Filed Document 0001641097-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HLH, LLC See All Filings	D/A	2015-05-01 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001549071 Filed Document 0001010412-15-000059 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D/A Industry Agriculture Principal Place of Business HAWAII Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
RM North Texas Venture I, LLC See All Filings	D	2015-05-01 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers None CIK Number 0001640998 Filed Document 0001640998-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
MN Xenon Managed Futures Master Fund Ltd. See All Filings	D/A	2015-05-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001410873 Filed Document 0001458690-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Movylo, Inc. See All Filings	D	2015-05-01 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001641089 Filed Document 0001641089-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Quadratic Fund LLC See All Filings	D	2015-05-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640608 Filed Document 0001640608-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MedAware Systems, Inc. See All Filings	D/A	2015-05-01 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001592576 Filed Document 0001592576-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Monarch America, Inc. See All Filings	D	2015-05-01 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Carter Terry CIK Number 0001531433 Filed Document 0001477932-15-002848 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Debt
ART SHOW LTD See All Filings	D	2015-05-01 00:00:00 UTC
Amount To Be Raised $3,655,438 Associated Brokers / Dealers Andrew Brusman CIK Number 0001641007 Filed Document 0001641007-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UNITED KINGDOM Revenue or Assets $No Revenues Type of Security Equity
Smartlink Mobile Systems, LLC See All Filings	D	2015-05-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001641065 Filed Document 0001641065-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Altus Capital Fund 2, LLC See All Filings	D	2015-05-01 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Lighthouse Capital Group, LLC CIK Number 0001641075 Filed Document 0001641075-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Averatek, Inc. See All Filings	D	2015-05-01 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Murray Sinclaire CIK Number 0001641103 Filed Document 0001641103-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
N-Habit Etruria LLC See All Filings	D	2015-05-01 00:00:00 UTC
Amount To Be Raised $8,710,000 Associated Brokers / Dealers N/A CIK Number 0001641069 Filed Document 0001641069-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
WINE SHOW LTD See All Filings	D	2015-05-01 00:00:00 UTC
Amount To Be Raised $3,205,001 Associated Brokers / Dealers Andrew Brusman CIK Number 0001641009 Filed Document 0001641007-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UNITED KINGDOM Revenue or Assets $No Revenues Type of Security Equity
Peer Street Funding, LLC See All Filings	D	2015-05-01 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001626475 Filed Document 0001626475-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
LCP Stampede Fund, L.P. See All Filings	D	2015-05-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001641246 Filed Document 0001641246-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
NanoVibronix, Inc. See All Filings	D	2015-05-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001326706 Filed Document 0001326706-15-000008 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Grafoid Inc. See All Filings	D	2015-05-01 00:00:00 UTC
Amount To Be Raised $725,000 Associated Brokers / Dealers N/A CIK Number 0001570286 Filed Document 0001570286-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets $No Revenues Type of Security Equity
LK Opportunities Fund II, L.P. See All Filings	D/A	2015-05-01 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001634765 Filed Document 0001634765-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
One Earth Capital 2 LP See All Filings	D/A	2015-05-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606516 Filed Document 0001606516-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DCM Uptown, LP See All Filings	D/A	2015-05-01 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001639728 Filed Document 0001639728-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
L2 Summit Enhanced Return Fund L.P. See All Filings	D	2015-05-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001641025 Filed Document 0001641025-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Inspirock, Inc. See All Filings	D	2015-05-01 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001641123 Filed Document 0001641123-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LiteIdeas LLC See All Filings	D	2015-05-01 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001570275 Filed Document 0001570275-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CONNECTICUT Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Trinity Foods, Inc. See All Filings	D	2015-05-01 00:00:00 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001641095 Filed Document 0001641095-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LEERINK REVELATION HEALTHCARE FUND I, L.P. See All Filings	D/A	2015-05-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers HAMILTON MILLER INVESTMENTS, LLC, HARPETH SECURITIES, LLC, and TOP CAPITAL ADVISORS, INC. CIK Number 0001612448 Filed Document 0001612448-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PM Manager Fund, SPC-Segregated Portfolio 39 See All Filings	D	2015-05-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639467 Filed Document 0001507943-15-000078 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Flare Industries, LLC See All Filings	D	2015-05-01 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001638483 Filed Document 0001638483-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
KL SPECIAL OPPORTUNITIES FUND LTD See All Filings	D/A	2015-05-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Donough P. McDonough, Charles F. Gulden, Christopher Lineberger, Joseph Pellicane, and OPPENHEIMER & CO. INC. CIK Number 0001555766 Filed Document 0000919574-15-003848 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pigeonly, Inc. See All Filings	D	2015-05-01 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001580960 Filed Document 0001580960-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Copperwood Energy Fund LP See All Filings	D/A	2015-05-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560468 Filed Document 0001315863-15-000395 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund