Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
INTERVAL FUND, L.P. See All Filings	D/A	2015-05-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001551378 Filed Document 0001013594-15-000322 Exclusions or Exemptions 506b Accepted Date 2015-05-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GSV VENTURES I LLC - SERIES I-2 See All Filings	D	2015-05-04 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Harbor Light Securities LLC CIK Number 0001641199 Filed Document 0001140361-15-017459 Exclusions or Exemptions 506b Accepted Date 2015-05-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
REAMERGE 105, LLC See All Filings	D	2015-05-04 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001633294 Filed Document 0001633294-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-04 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Debt
ZoomCar, Inc. See All Filings	D	2015-05-04 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001588864 Filed Document 0001588864-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business INDIA Revenue or Assets Decline to Disclose Type of Security Equity
Whipp Corp See All Filings	D	2015-05-04 00:00:00 UTC
Amount To Be Raised $8,200 Associated Brokers / Dealers N/A CIK Number 0001640783 Filed Document 0001640783-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Three Limes Inc. See All Filings	D	2015-05-04 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001636252 Filed Document 0001636252-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-05-04 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Shock Doctor Holdings, LLC See All Filings	D/A	2015-05-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603606 Filed Document 0000945621-15-000173 Exclusions or Exemptions 506b Accepted Date 2015-05-04 00:00:00 UTC Type of Offering D/A Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Pippio, Inc. See All Filings	D	2015-05-04 00:00:00 UTC
Amount To Be Raised $2,249,963 Associated Brokers / Dealers N/A CIK Number 0001640949 Filed Document 0000905718-15-000416 Exclusions or Exemptions 506b Accepted Date 2015-05-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Rainier Lakes at 610, LP See All Filings	D	2015-05-04 00:00:00 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001640717 Filed Document 0001640717-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-04 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
OOMA INC See All Filings	D	2015-05-04 00:00:00 UTC
Amount To Be Raised $5,119,904 Associated Brokers / Dealers American Equities Overseas, Inc. CIK Number 0001327688 Filed Document 0001327688-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-04 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Adaptive Medias, Inc. See All Filings	D	2015-05-04 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001428397 Filed Document 0001144204-15-027462 Exclusions or Exemptions 506b Accepted Date 2015-05-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Envoy Commerce Corp See All Filings	D	2015-05-04 00:00:00 UTC
Amount To Be Raised $3,000,004 Associated Brokers / Dealers N/A CIK Number 0001640950 Filed Document 0001640950-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Strategic Assets Fund I, LP See All Filings	D	2015-05-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640844 Filed Document 0001477932-15-002872 Exclusions or Exemptions 506b Accepted Date 2015-05-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
RAFA INC. See All Filings	D	2015-05-04 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001640425 Filed Document 0001640425-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
TCW CORPORATE BOND L P See All Filings	D/A	2015-05-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NOT APPLICABLE CIK Number 0001038400 Filed Document 0001038400-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HOURGLASS OFFSHORE PARTNERS LP See All Filings	D/A	2015-05-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001447622 Filed Document 0001447622-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Moximed, Inc See All Filings	D	2015-05-04 00:00:00 UTC
Amount To Be Raised $37,642,028 Associated Brokers / Dealers N/A CIK Number 0001433163 Filed Document 0001433163-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-04 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Topia Technology, Inc. See All Filings	D	2015-05-04 00:00:00 UTC
Amount To Be Raised $2,397,143 Associated Brokers / Dealers N/A CIK Number 0001641357 Filed Document 0001641357-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
High Plains Packaging, LLC See All Filings	D	2015-05-04 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001639396 Filed Document 0001639396-15-000001 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2015-05-04 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Hilltop 15, LLC See All Filings	D	2015-05-04 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001640779 Filed Document 0001640779-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Scanadu Inc See All Filings	D	2015-05-04 00:00:00 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001612399 Filed Document 0001612399-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-04 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Tualatin View Sponsor, LLC See All Filings	D	2015-05-04 00:00:00 UTC
Amount To Be Raised $8,875,000 Associated Brokers / Dealers N/A CIK Number 0001641198 Filed Document 0001641198-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-04 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
CanSurround, PBC See All Filings	D/A	2015-05-04 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001605486 Filed Document 0001605486-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-04 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Keywise Discovery Fund See All Filings	D	2015-05-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001641297 Filed Document 0000914760-15-000166 Exclusions or Exemptions 506b Accepted Date 2015-05-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PFINGSTEN PARTNERS FUND V, L.P. See All Filings	D	2015-05-04 00:00:00 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers SHANNON ADVISORS LLC CIK Number 0001640904 Filed Document 0001640904-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Roy G. Niederhoffer Optimal Alpha Fund (Onshore) L.P. See All Filings	D/A	2015-05-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001467720 Filed Document 0001315863-15-000397 Exclusions or Exemptions 506b Accepted Date 2015-05-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Silverwest Hotel Fund I LLC See All Filings	D	2015-05-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001641278 Filed Document 0001641278-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Crown Cleveland #16 Joint Venture See All Filings	D	2015-05-04 00:00:00 UTC
Amount To Be Raised $1,404,000 Associated Brokers / Dealers Texas Securities, Inc. CIK Number 0001641311 Filed Document 0001641311-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-04 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
Sphera Global Healthcare US Fund, L.P. See All Filings	D/A	2015-05-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544728 Filed Document 0001544728-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ONvocal, Inc. See All Filings	D	2015-05-04 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001570509 Filed Document 0001570509-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Sujana Biotech, LLC See All Filings	D	2015-05-04 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001638929 Filed Document 0001638929-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-04 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Aetho LLC See All Filings	D	2015-05-04 00:00:00 UTC
Amount To Be Raised $160,000 Associated Brokers / Dealers N/A CIK Number 0001635233 Filed Document 0001635233-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
EASTERN VIRGINIA BANKSHARES INC See All Filings	D	2015-05-04 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Sandler O'Neill + Partners, L.P. CIK Number 0001047170 Filed Document 0001144204-15-027567 Exclusions or Exemptions 506b Accepted Date 2015-05-04 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business VIRGINIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
Westmoore Lending Partners I, LLC See All Filings	D	2015-05-04 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001641066 Filed Document 0001641066-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Ocean Lane Global Fund See All Filings	D/A	2015-05-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581832 Filed Document 0001581832-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Interval Offshore Fund, Ltd. See All Filings	D/A	2015-05-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606787 Filed Document 0001013594-15-000323 Exclusions or Exemptions 506b Accepted Date 2015-05-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Droneshield LLC See All Filings	D	2015-05-04 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001641274 Filed Document 0001641274-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $No Revenues Type of Security Equity
Three Limes Inc. See All Filings	D/A	2015-05-04 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001636252 Filed Document 0001636252-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-04 00:00:00 UTC Type of Offering D/A Industry Retailing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
TA INVESTORS IV, L.P. See All Filings	D/A	2015-05-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001578035 Filed Document 0001640936-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-05-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FUTURIST HOLDINGS I, LLC See All Filings	D	2015-05-04 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001602015 Filed Document 0001602015-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-04 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
Cameron Park Townhomes Investors, LP See All Filings	D	2015-05-04 00:00:00 UTC
Amount To Be Raised $2,365,000 Associated Brokers / Dealers N/A CIK Number 0001640799 Filed Document 0001640799-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-04 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
AC AUTOPAY LLC SERIES 2015 A-39 See All Filings	D	2015-05-04 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers GAP Managers CIK Number 0001641231 Filed Document 0001641231-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Compliance Toxicology, LLC See All Filings	D/A	2015-05-04 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers NONE CIK Number 0001524217 Filed Document 0001524217-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-04 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
American Renal Associates Holdings, Inc. See All Filings	D	2015-05-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001498068 Filed Document 0001498068-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-04 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Keiretsu Capital Co-Investment & Opportunity Fund LLC See All Filings	D/A	2015-05-04 00:00:00 UTC
Amount To Be Raised $4,150,000 Associated Brokers / Dealers N/A CIK Number 0001626992 Filed Document 0001626992-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pillar II LS Fund, LLC See All Filings	D	2015-05-04 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001640755 Filed Document 0001640779-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Morgan Enterprises Partners 170, LLC See All Filings	D	2015-05-04 00:00:00 UTC
Amount To Be Raised $3,190,000 Associated Brokers / Dealers N/A CIK Number 0001641223 Filed Document 0001641223-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-04 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PFINGSTEN PARTNERS FUND V-A, L.P. See All Filings	D	2015-05-04 00:00:00 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers SHANNON ADVISORS LLC CIK Number 0001640906 Filed Document 0001640906-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Fenix Parts, Inc. See All Filings	D/A	2015-05-04 00:00:00 UTC
Amount To Be Raised $3,900,000 Associated Brokers / Dealers N/A CIK Number 0001615153 Filed Document 0001615153-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-05-04 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
Colchis Income Plus Fund, L.P. See All Filings	D	2015-05-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640955 Filed Document 0000935836-15-000257 Exclusions or Exemptions 506b Accepted Date 2015-05-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund