Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Embee Mobile, Inc. See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised $3,113,778 Associated Brokers / Dealers N/A CIK Number 0001504741 Filed Document 0001504741-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Higginbotham Insurance Agency, Inc. See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised $16,000,000 Associated Brokers / Dealers N/A CIK Number 0001412101 Filed Document 0001412101-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business TEXAS Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Debt
Earl Energy, LLC See All Filings	D/A	2013-12-11 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001512318 Filed Document 0001512318-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D/A Industry Energy Conservation Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Caerus Global Offshore Fund, Ltd. See All Filings	D/A	2013-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001466400 Filed Document 0000919574-13-006897 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CDIF, LLC See All Filings	D/A	2013-12-11 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001579825 Filed Document 0001543004-13-000004 Exclusions or Exemptions 506c Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Snapchat Inc See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised $50,000,004 Associated Brokers / Dealers N/A CIK Number 0001564408 Filed Document 0001564408-13-000007 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EKTRON INC See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001101362 Filed Document 0001101362-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
Redfern Munjoy, LLC See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001593971 Filed Document 0001593971-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
Abbott Select Buyouts Fund III, L.P. See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001593904 Filed Document 0001593904-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Grand Energy 2013-86, Ltd. See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised $3,383,900 Associated Brokers / Dealers Grand Financial, Inc. CIK Number 0001593949 Filed Document 0001593949-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
Barclays Wealth Advisor Series - Global Bond Fund Ltd. See All Filings	D/A	2013-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc. CIK Number 0001533969 Filed Document 0001533968-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CAMCAP ENERGY OFFSHORE FUND, LTD. See All Filings	D/A	2013-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001382140 Filed Document 0001140361-13-045593 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alcentra European DLF A Ltd See All Filings	D/A	2013-12-11 00:00:00 UTC
Amount To Be Raised $1,342,000,000 Associated Brokers / Dealers Unknown CIK Number 0001586957 Filed Document 0001586957-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
EDO INTERACTIVE INC See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001437831 Filed Document 0001437831-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Option To Acquire
METROPOLITAN LIFE INSURANCE CO See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Samuel Jacobs CIK Number 0000937834 Filed Document 0000937834-13-000004 Exclusions or Exemptions 506c Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
NEPTUNE MINERALS, INC. See All Filings	D/A	2013-12-11 00:00:00 UTC
Amount To Be Raised $4,850,000 Associated Brokers / Dealers N/A CIK Number 0001535730 Filed Document 0000897069-13-000417 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-12-11 00:00:00 UTC
Amount To Be Raised $6,692,748 Associated Brokers / Dealers Jim Edwards and William Schatnz CIK Number 0001135856 Filed Document 0001135856-13-000248 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Rutland Fund III L.P. See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised $474,690,000 Associated Brokers / Dealers Probitas Funds Group, LLC and Probitas Funds Management UK LLP CIK Number 0001589944 Filed Document 0001594104-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Securus Medical Group, Inc. See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001525316 Filed Document 0001525316-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
MFR Partners XV, LLC See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised $14,906,250 Associated Brokers / Dealers N/A CIK Number 0001592323 Filed Document 0001181431-13-062358 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Likebright, Inc. See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised $2,660,200 Associated Brokers / Dealers N/A CIK Number 0001593556 Filed Document 0001593556-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
TAPTHERE, INC. See All Filings	D/A	2013-12-11 00:00:00 UTC
Amount To Be Raised $1,236,640 Associated Brokers / Dealers N/A CIK Number 0001586874 Filed Document 0001586874-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sable Ridge Special Equity Fund, LP See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593927 Filed Document 0001593927-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Great Basin Scientific, Inc. See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised $7,626,000 Associated Brokers / Dealers Liberty Tree Advisors, LLC CIK Number 0001512138 Filed Document 0001181431-13-062360 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
DABROES INVESTMENT FUND LP See All Filings	D/A	2013-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001451820 Filed Document 0000902664-13-003939 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Gargoyle Hedged Value QP Fund L P See All Filings	D/A	2013-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Deutsche Bank, UBS Financial Services, Inc., Credit Suisse Securities LLC, Jefferies & Co., Inc., Gar Wood Securities LLC, and Partner Capital Group CIK Number 0001308700 Filed Document 0001308700-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Next Wine LLC See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001552998 Filed Document 0001552998-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Caerus Global Onshore QP Fund, L.P. See All Filings	D/A	2013-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001466402 Filed Document 0000919574-13-006898 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Simulmedia, Inc. See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised $24,999,892 Associated Brokers / Dealers N/A CIK Number 0001458198 Filed Document 0001458198-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Forester Partners, Ltd. See All Filings	D/A	2013-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001558722 Filed Document 0000919574-13-006901 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Progress Ventures Fund II, L.P. See All Filings	D/A	2013-12-11 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001575181 Filed Document 0001575181-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Gentry-Glori Energy Investment III LLC See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers Gentry Secuities LLC CIK Number 0001592652 Filed Document 0001140361-13-045787 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
11601 Audelia Dallas, LP See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised $1,375,000 Associated Brokers / Dealers N/A CIK Number 0001594033 Filed Document 0001594033-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Argentum Capital Partners III, LP See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001592477 Filed Document 0001192482-13-000208 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEPTUNE MINERALS, INC. See All Filings	D/A	2013-12-11 00:00:00 UTC
Amount To Be Raised $19,208,752 Associated Brokers / Dealers International Assets Advisory, LLC and National Securities Corporation CIK Number 0001535730 Filed Document 0000897069-13-000418 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Emerging Markets Global Fund See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593876 Filed Document 0001593877-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Throwing Fruit Productions LLC See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001589600 Filed Document 0001589600-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Mile High Run Club, LLC See All Filings	D/A	2013-12-11 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001594278 Filed Document 0001594278-13-000002 Exclusions or Exemptions 505 and 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Otlet Fund LP See All Filings	D/A	2013-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NORTH CREEK BUTLER CIK Number 0001556300 Filed Document 0000919574-13-006902 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Joule Assets, Inc. See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers Arjent LLC CIK Number 0001593466 Filed Document 0001593466-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
WILSON RESOURCES INC See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised $277,500 Associated Brokers / Dealers None CIK Number 0001133060 Filed Document 0001133060-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Other
Solaris Power Cells, Inc. See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised $175,000 Associated Brokers / Dealers N/A CIK Number 0001411730 Filed Document 0001085037-13-000192 Exclusions or Exemptions 506c Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Greenport Brewing Company, LLC See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001564432 Filed Document 0001564432-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Acadian Emerging Markets Equity II Fund, LLC See All Filings	D/A	2013-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461762 Filed Document 0001461762-13-000008 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nexercise, Inc. See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001594112 Filed Document 0001594112-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Semi-Linear, Inc. See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593474 Filed Document 0001593474-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CamCap Resources, L.P. See All Filings	D/A	2013-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001363846 Filed Document 0001140361-13-045604 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CommonAngels Ventures Fund IV, L.P. See All Filings	D/A	2013-12-11 00:00:00 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001588128 Filed Document 0001588128-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
CMN, LLC See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised $3,022,110 Associated Brokers / Dealers N/A CIK Number 0001594009 Filed Document 0001594009-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Coral Networks, Inc. See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised $699,040 Associated Brokers / Dealers N/A CIK Number 0001524718 Filed Document 0001015325-13-000046 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business VIRGINIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity