Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Permanens Capital Floating Rate Fund LP See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580592 Filed Document 0001315863-13-000598 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GIA GLOBAL HIGH YIELD FUND, L.P. See All Filings	D/A	2013-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001441535 Filed Document 0000919574-13-006895 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Frontera Global Opportunity Fund, LP See All Filings	D/A	2013-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Boomerang Capital LLC CIK Number 0001473501 Filed Document 0001473501-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CVC Capital Partners Asia Pacific IV L.P. See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593755 Filed Document 0001593755-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Yukon Capital Partners II, L.P. See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001592787 Filed Document 0001592787-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets $Over $100,000,000 Type of Security Equity
Mile High Run Club, LLC See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001594278 Filed Document 0001594278-13-000001 Exclusions or Exemptions 505 and 506c Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ToutApp, Inc. See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised $5,709,784 Associated Brokers / Dealers N/A CIK Number 0001594006 Filed Document 0001594006-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Mountain Brook Partners, LP See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593818 Filed Document 0001593818-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Empirical Long Short Fund, L.P. See All Filings	D/A	2013-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001525853 Filed Document 0001525853-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VOYAGER CAPITAL FOUNDERS' FUND IV, L.P. See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594036 Filed Document 0001594036-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-12-11 00:00:00 UTC
Amount To Be Raised $68,537,239 Associated Brokers / Dealers Michael Shannon CIK Number 0001135856 Filed Document 0001135856-13-000245 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Acacia Living, Inc. See All Filings	D/A	2013-12-11 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001488711 Filed Document 0001488711-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
iSentium, LLC See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised $3,300,000 Associated Brokers / Dealers N/A CIK Number 0001594123 Filed Document 0000897069-13-000421 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Moon Capital Management, LLC See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Moon Capital Management CIK Number 0001410588 Filed Document 0001410588-13-000003 Exclusions or Exemptions 505 and 506c Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Gatheredtable, LLC See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised $1,350,000 Associated Brokers / Dealers N/A CIK Number 0001594057 Filed Document 0001594057-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Bristol Norton Commons Partners, LLC See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised $8,249,751 Associated Brokers / Dealers N/A CIK Number 0001593905 Filed Document 0001593905-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
GABRIEL ROEDER SMITH & CO /MI See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised $348,300 Associated Brokers / Dealers N/A CIK Number 0001058640 Filed Document 0001058640-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Goldstar Ashbury LLC See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised $8,350,000 Associated Brokers / Dealers N/A CIK Number 0001593970 Filed Document 0001593970-13-000001 Exclusions or Exemptions 505 and 506c Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
CamCap Energy, L.P. See All Filings	D/A	2013-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001363827 Filed Document 0001140361-13-045595 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
1-800 All Parts Holdings, Inc. See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised $4,616,953 Associated Brokers / Dealers N/A CIK Number 0001590169 Filed Document 0001590169-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Village Bank & Trust Financial Corp. See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised $1,684,075 Associated Brokers / Dealers N/A CIK Number 0001290476 Filed Document 0001140361-13-045622 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
CARDERO RESOURCE CORP. See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised $3,705,499 Associated Brokers / Dealers N/A CIK Number 0001303936 Filed Document 0001062993-13-006283 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Rocket Travel, Inc. See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised $8,499,955 Associated Brokers / Dealers N/A CIK Number 0001561831 Filed Document 0001561831-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Other Travel Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
NonProfitEasy, Inc. See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001557936 Filed Document 0001557936-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Playbutton Corp See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised $15,244,240 Associated Brokers / Dealers WFG Investments, Inc. CIK Number 0001561299 Filed Document 0001594115-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Melana Development 3, L3C See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001594003 Filed Document 0001594003-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Nextronex Inc. See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001593699 Filed Document 0001593699-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business OHIO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-12-11 00:00:00 UTC
Amount To Be Raised $17,493,159 Associated Brokers / Dealers Michael Shannon CIK Number 0001135856 Filed Document 0001135856-13-000246 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Emerging Markets Free Fund See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593877 Filed Document 0001593877-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
APOLLO ENDOSURGERY INC See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised $63,727,392 Associated Brokers / Dealers N/A CIK Number 0001369432 Filed Document 0001369432-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
LG Security Holdings, LLC See All Filings	D/A	2013-12-11 00:00:00 UTC
Amount To Be Raised $8,659,500 Associated Brokers / Dealers N/A CIK Number 0001576777 Filed Document 0001213900-13-007154 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Permanens Fairholme Allocation Fund LLC See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593192 Filed Document 0001315863-13-000597 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FL DORADO, LLC See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001594038 Filed Document 0001594038-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
GRAND RIVER COMMERCE INC See All Filings	D/A	2013-12-11 00:00:00 UTC
Amount To Be Raised $10,000,003 Associated Brokers / Dealers Boenning & Scattergood, Inc. CIK Number 0001418489 Filed Document 0001418489-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
MEPT Edgemoor LP See All Filings	D/A	2013-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Sarah Stettinius CIK Number 0001503872 Filed Document 0001503872-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Sunbeam Holdings, L.P. See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised $9,329,636 Associated Brokers / Dealers N/A CIK Number 0001589577 Filed Document 0001589577-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Man Systematic TailProtect Offshore Fund Ltd. See All Filings	D/A	2013-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc. CIK Number 0001536472 Filed Document 0000902664-13-003936 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Sorin NL Fund, L.P. See All Filings	D/A	2013-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001506944 Filed Document 0000919574-13-006904 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LiveOak Venture Partners I, L.P. See All Filings	D/A	2013-12-11 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001563830 Filed Document 0001563830-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Barclays Wealth Advisor Series - Global Bond Fund L.P. See All Filings	D/A	2013-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc. CIK Number 0001533968 Filed Document 0001533968-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CAMCAP RESOURCES OFFSHORE FUND, LTD See All Filings	D/A	2013-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001382305 Filed Document 0001140361-13-045602 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Birchwood Resources Inc. See All Filings	D/A	2013-12-11 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001541032 Filed Document 0001541032-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business ALBERTA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Cunningham Energy, LLC. See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised $6,900,000 Associated Brokers / Dealers Cunningham Energy, LLC CIK Number 0001510366 Filed Document 0001510366-13-000018 Exclusions or Exemptions 506c Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business WEST VIRGINIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Mineral Property
PIXELLIGENT TECHNOLOGIES LLC See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised $3,858,837 Associated Brokers / Dealers N/A CIK Number 0001138728 Filed Document 0001138728-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-12-11 00:00:00 UTC
Amount To Be Raised $240,700,753 Associated Brokers / Dealers Andrew Arigo CIK Number 0001135856 Filed Document 0001135856-13-000247 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Macroh USA, Inc. See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised $3,635,195 Associated Brokers / Dealers N/A CIK Number 0001538051 Filed Document 0001538051-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Landscape High Leverage Fund, LP See All Filings	D/A	2013-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545055 Filed Document 0001308700-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Opargo, LLC See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001593866 Filed Document 0001593866-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
CA Office Investors 505 Waterford, LLC See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised $3,800,000 Associated Brokers / Dealers N/A CIK Number 0001593646 Filed Document 0001593646-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Permanens Non-Agency RMBS Allocation Fund LP See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580595 Filed Document 0001315863-13-000596 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund