Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Edgewood Operating, LLC See All Filings	D	2013-11-08 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001591490 Filed Document 0001591490-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MONTANA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Wine Down LLC See All Filings	D	2013-11-08 00:00:00 UTC
Amount To Be Raised $1,197,916 Associated Brokers / Dealers N/A CIK Number 0001589218 Filed Document 0001589218-13-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business MISSISSIPPI Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Klingenstein Fields Asia Fund, LP See All Filings	D/A	2013-11-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001506008 Filed Document 0001140361-13-041612 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aurora Global Opportunities L P See All Filings	D/A	2013-11-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000917296 Filed Document 0000917296-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wright Therapy Products, Inc. See All Filings	D	2013-11-08 00:00:00 UTC
Amount To Be Raised $3,250,000 Associated Brokers / Dealers Trustmont Financial Group, Inc. CIK Number 0001483094 Filed Document 0001483094-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Divorce - The Musical, LLC See All Filings	D	2013-11-08 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001591528 Filed Document 0001591528-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Avegant Corp See All Filings	D	2013-11-08 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001565012 Filed Document 0001565012-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
LS Power Fund III Feeder 2, L.P. See All Filings	D	2013-11-08 00:00:00 UTC
Amount To Be Raised $1,500,000,000 Associated Brokers / Dealers Evercore Group L.L.C. and Magenta Capital Services Ltd. CIK Number 0001591697 Filed Document 0001591689-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PrimaryData, Inc. See All Filings	D	2013-11-08 00:00:00 UTC
Amount To Be Raised $49,999,996 Associated Brokers / Dealers N/A CIK Number 0001591650 Filed Document 0001591650-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
HIG Holdings, LLC See All Filings	D	2013-11-08 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001479577 Filed Document 0001479577-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
THAI FOCUSED EQUITY FUND LTD See All Filings	D/A	2013-11-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001072204 Filed Document 0000919574-13-006171 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Poliwogg Holdings, Inc. See All Filings	D/A	2013-11-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566773 Filed Document 0001566773-13-000007 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D/A Industry Investment Banking Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Kalyra Pharmaceuticals, Inc. See All Filings	D/A	2013-11-08 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001584696 Filed Document 0001140361-13-041286 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
South Ferry Capital Fund Ltd. See All Filings	D/A	2013-11-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001505326 Filed Document 0001012975-13-000509 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Lab7 Systems, Inc. See All Filings	D/A	2013-11-08 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001553175 Filed Document 0001553175-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D/A Industry Computers Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
NPC III, LLC See All Filings	D	2013-11-08 00:00:00 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001585455 Filed Document 0001585455-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
2013 Bayou City Mississippian Development Program, L.P. See All Filings	D/A	2013-11-08 00:00:00 UTC
Amount To Be Raised $3,607,500 Associated Brokers / Dealers Mari Jo Larkin CIK Number 0001587276 Filed Document 0001587276-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Mineral Property
Relative Value Opportunities Fund Ltd. See All Filings	D/A	2013-11-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001535137 Filed Document 0001535137-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ISAM SYSTEMATIC LLC See All Filings	D	2013-11-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stephens Inc. CIK Number 0001591138 Filed Document 0001591138-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
Aurora Macro Opportunities L.P. See All Filings	D/A	2013-11-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001546930 Filed Document 0001546930-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DuraMark Technologies LLC See All Filings	D	2013-11-08 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001546401 Filed Document 0001546401-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business INDIANA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
FullCycle Energy, L.P. See All Filings	D	2013-11-08 00:00:00 UTC
Amount To Be Raised $120,000,000 Associated Brokers / Dealers N/A CIK Number 0001591206 Filed Document 0001104659-13-082805 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BIOTECHNOLOGY VALUE FUND II LP See All Filings	D/A	2013-11-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001102444 Filed Document 0000917296-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Corvex Offshore II Ltd. See All Filings	D	2013-11-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591289 Filed Document 0001315863-13-000510 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
One William Street Capital Offshore Fund, Ltd. See All Filings	D/A	2013-11-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc. CIK Number 0001442189 Filed Document 0000902664-13-003601 Exclusions or Exemptions 506c Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Beach Point Access Ltd. See All Filings	D/A	2013-11-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001457062 Filed Document 0001457062-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CIF SMAurora Fund Ltd. See All Filings	D/A	2013-11-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001541283 Filed Document 0000936551-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Candlewood Financial Opportunities Fund, Ltd. See All Filings	D	2013-11-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001583023 Filed Document 0001583023-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Backstitch, Inc. See All Filings	D	2013-11-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591412 Filed Document 0001591412-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Debt
Blackstone Milestone ERISA Fund Ltd. See All Filings	D	2013-11-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590919 Filed Document 0000902664-13-003668 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bellaire-Oakland LLC See All Filings	D	2013-11-08 00:00:00 UTC
Amount To Be Raised $2,050,000 Associated Brokers / Dealers N/A CIK Number 0001591332 Filed Document 0001019687-13-004155 Exclusions or Exemptions 506c Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
1140 FOLSOM LLC See All Filings	D	2013-11-08 00:00:00 UTC
Amount To Be Raised $12,500,000 Associated Brokers / Dealers NONE CIK Number 0001592121 Filed Document 0001592121-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BIO KEY INTERNATIONAL INC See All Filings	D	2013-11-08 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers Dougherty & Company LLC CIK Number 0001019034 Filed Document 0001437749-13-014334 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Grand River Aseptic Manufacturing, Inc. See All Filings	D	2013-11-08 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers StillPoint Capital, LLC CIK Number 0001567440 Filed Document 0001567440-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Other
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2013-11-08 00:00:00 UTC
Amount To Be Raised $14,138,836 Associated Brokers / Dealers Donald Harrington and Scott Seibel CIK Number 0001135856 Filed Document 0001135856-13-000200 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
LS Power Fund III Feeder 1, L.P. See All Filings	D	2013-11-08 00:00:00 UTC
Amount To Be Raised $1,500,000,000 Associated Brokers / Dealers Evercore Group L.L.C. and Magenta Capital Services Ltd. CIK Number 0001591727 Filed Document 0001591689-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AETHLON MEDICAL INC See All Filings	D	2013-11-08 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Laidlaw & Co (UK) Ltd. CIK Number 0000882291 Filed Document 0001483806-13-000006 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
SVELTE MEDICAL SYSTEMS INC See All Filings	D	2013-11-08 00:00:00 UTC
Amount To Be Raised $21,637,118 Associated Brokers / Dealers Piper Jaffray & Co. CIK Number 0001396555 Filed Document 0001396555-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW JERSEY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
QUENTEC FUND, LTD. See All Filings	D/A	2013-11-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554514 Filed Document 0000919574-13-006153 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OURHISTREE INC See All Filings	D	2013-11-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001437255 Filed Document 0001437255-13-000006 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Global Macro Opportunities Fund Ltd. See All Filings	D/A	2013-11-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001515350 Filed Document 0001515350-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RAEIF Levered, LP See All Filings	D/A	2013-11-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572308 Filed Document 0001095449-13-000136 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WYOMING Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Capital Group Alternative Strategies Feeder Fund LP See All Filings	D	2013-11-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590923 Filed Document 0000902664-13-003667 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MAG2020 Autumn Springs Investors, LLC See All Filings	D	2013-11-08 00:00:00 UTC
Amount To Be Raised $2,700,000 Associated Brokers / Dealers N/A CIK Number 0001591284 Filed Document 0001591284-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
PM Manager Fund, SPC-Segregated Portfolio 33 See All Filings	D	2013-11-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591418 Filed Document 0001565908-13-000095 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AG Mortgage Value Participation Fund LLC See All Filings	D/A	2013-11-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001568644 Filed Document 0001568644-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
3VR Security Inc See All Filings	D/A	2013-11-08 00:00:00 UTC
Amount To Be Raised $4,350,000 Associated Brokers / Dealers N/A CIK Number 0001350856 Filed Document 0001350856-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Creature Comforts Holding Company, LLC See All Filings	D	2013-11-08 00:00:00 UTC
Amount To Be Raised $1,633,339 Associated Brokers / Dealers N/A CIK Number 0001591400 Filed Document 0001591400-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Backstitch, Inc. See All Filings	D/A	2013-11-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591412 Filed Document 0001591412-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Debt
Colony Multi-Strategy Fund, L.P. See All Filings	D	2013-11-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001339002 Filed Document 0001339002-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund