|
|
D |
2014-03-05 00:00:00 UTC |
- Amount To Be Raised
- $19,929,666
- Associated Brokers / Dealers
- Douglas A. Beaney, Inland Securities Corporation, Scott Brown, Jeffrey Gove, Bruce Wellings, Deanna Pickering, Eric Scaff, John W. Goff, and Jack Creighton
- CIK Number
- 0001601671
- Filed Document
- 0000950138-14-000249
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-05 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-03-05 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Eaton Partners, LLC and Oppenheimer & Co. Inc.
- CIK Number
- 0001469757
- Filed Document
- 0001469757-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-05 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-05 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001185175
- Filed Document
- 0000919574-14-002118
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-05 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-05 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001460549
- Filed Document
- 0000902664-14-001557
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-05 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-03-05 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001352711
- Filed Document
- 0000919574-14-002086
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-05 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-05 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Merrill Lynch, Pierce, Fenner & Smith Incorporated
- CIK Number
- 0001508448
- Filed Document
- 0001508448-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-05 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-05 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001431721
- Filed Document
- 0001431721-14-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-03-05 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-05 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001356645
- Filed Document
- 0000902664-14-001552
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-05 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IRELAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-03-05 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001460045
- Filed Document
- 0001161000-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-05 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-03-05 00:00:00 UTC |
- Amount To Be Raised
- $15,118,610
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001370702
- Filed Document
- 0001370702-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-05 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2014-03-05 00:00:00 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- I-Bankers Securities Incorporated
- CIK Number
- 0001601788
- Filed Document
- 0001601788-14-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-03-05 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW HAMPSHIRE
- Revenue or Assets
- $No Revenues
- Type of Security
- Debt
|
|
|
D/A |
2014-03-05 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001366461
- Filed Document
- 0000919574-14-002113
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-05 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
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|
D/A |
2014-03-05 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001387073
- Filed Document
- 0001457831-14-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-05 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-03-05 00:00:00 UTC |
- Amount To Be Raised
- $515,375
- Associated Brokers / Dealers
- Not Applicable
- CIK Number
- 0001594574
- Filed Document
- 0001014897-14-000091
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-05 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Business Services
- Principal Place of Business
- COLORADO
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2014-03-05 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001601374
- Filed Document
- 0001601374-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-05 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Residential
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2014-03-05 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Eaton Vance Distributors, Inc.
- CIK Number
- 0001093610
- Filed Document
- 0000940394-14-000470
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-05 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-03-05 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001566606
- Filed Document
- 0001566606-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-05 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-05 00:00:00 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001531058
- Filed Document
- 0001531058-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-05 00:00:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-03-05 00:00:00 UTC |
- Amount To Be Raised
- $2,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001601216
- Filed Document
- 0001601216-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-05 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-03-05 00:00:00 UTC |
- Amount To Be Raised
- $2,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001554899
- Filed Document
- 0001554899-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-05 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2014-03-05 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001601525
- Filed Document
- 0001601525-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-05 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-05 00:00:00 UTC |
- Amount To Be Raised
- $1,275,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001598672
- Filed Document
- 0001598672-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-05 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-03-05 00:00:00 UTC |
- Amount To Be Raised
- $326,574
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001537642
- Filed Document
- 0001183740-14-000074
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-05 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-03-05 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Oppenheimer & Company Inc.
- CIK Number
- 0001602207
- Filed Document
- 0001140361-14-012329
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-05 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-05 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001372078
- Filed Document
- 0001372078-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-05 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- KANSAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-05 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001453064
- Filed Document
- 0000919574-14-002098
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-05 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-05 00:00:00 UTC |
- Amount To Be Raised
- $13,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001601596
- Filed Document
- 0001601596-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-05 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- OHIO
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2014-03-05 00:00:00 UTC |
- Amount To Be Raised
- $5,687,220
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001601729
- Filed Document
- 0001601729-14-000003
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-03-05 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-03-05 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001326171
- Filed Document
- 0001124725-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-05 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WISCONSIN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-03-05 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001552873
- Filed Document
- 0001013594-14-000243
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-05 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-03-05 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001392249
- Filed Document
- 0000902664-14-001549
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-05 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-03-05 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001159279
- Filed Document
- 0001012975-14-000135
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-05 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-03-05 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001460126
- Filed Document
- 0001192482-14-000033
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-05 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-05 00:00:00 UTC |
- Amount To Be Raised
- $4,499,999
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001498567
- Filed Document
- 0001498567-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-05 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-03-05 00:00:00 UTC |
- Amount To Be Raised
- $1,624,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001601721
- Filed Document
- 0001140361-14-011077
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-05 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-03-05 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001570814
- Filed Document
- 0000902664-14-001551
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-05 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-03-05 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001218453
- Filed Document
- 0001218453-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-05 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Investing
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2014-03-05 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001460553
- Filed Document
- 0000902664-14-001544
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-05 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-03-05 00:00:00 UTC |
- Amount To Be Raised
- $80,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001580774
- Filed Document
- 0001580774-14-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-03-05 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ISRAEL
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2014-03-05 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Credit Suisse Securities (USA), LLC
- CIK Number
- 0001395670
- Filed Document
- 0001395670-14-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-03-05 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- BRAZIL
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-05 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001460027
- Filed Document
- 0001161000-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-05 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-03-05 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Eaton Partners, LLC
- CIK Number
- 0001461094
- Filed Document
- 0001469757-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-05 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- BERMUDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-05 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Advance Equities Inc., Conservative Asset Management Inc., Argentus Securities LLC (formerly Summitt), and Equus Financial Consulting LLC
- CIK Number
- 0001493418
- Filed Document
- 0001315863-14-000156
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-05 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-05 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001359510
- Filed Document
- 0000919574-14-002117
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-05 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-05 00:00:00 UTC |
- Amount To Be Raised
- $5,750,000
- Associated Brokers / Dealers
- I-Bankers Securities, Inc. and MARV Capital
- CIK Number
- 0001497647
- Filed Document
- 0001465818-14-000006
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-03-05 00:00:00 UTC
- Type of Offering
- D
- Industry
- Restaurants
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D/A |
2014-03-05 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- UBS Financial Services Inc., CREDIT SUISSE SECURITIES (USA) LLC, HIGHTOWER SECURITIES, LLC, Dominick & Dominick, J.P. MORGAN SECURITIES LLC, Morgan Stanley & Co. LLC, Purshe Kaplan Sterling Investments, RAYMOND JAMES FINANCIAL SERVICES, INC., and DEUTSCHE BANK SECURITIES INC.
- CIK Number
- 0001278837
- Filed Document
- 0000919574-14-002100
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-05 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-05 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001366460
- Filed Document
- 0000919574-14-002112
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-05 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-05 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001601511
- Filed Document
- 0001601511-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-05 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-05 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001460559
- Filed Document
- 0001601525-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-05 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MISSOURI
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-05 00:00:00 UTC |
- Amount To Be Raised
- $10,374,000
- Associated Brokers / Dealers
- FBR Capital Markets & Co.
- CIK Number
- 0001494448
- Filed Document
- 0000897069-14-000181
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-03-05 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $$25,000,001 - $100,000,000
- Type of Security
- Debt
|