Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Sprott Offshore Fund, Ltd. See All Filings	D/A	2014-03-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001285483 Filed Document 0000919574-14-002095 Exclusions or Exemptions 506b Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pennant Windward Fund, Ltd. See All Filings	D/A	2014-03-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001352712 Filed Document 0000919574-14-002083 Exclusions or Exemptions 506b Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SHAPE SECURITY, INC. See All Filings	D/A	2014-03-05 00:00:00 UTC
Amount To Be Raised $40,000,163 Associated Brokers / Dealers N/A CIK Number 0001548097 Filed Document 0001548097-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PurePredictive, Inc. See All Filings	D	2014-03-05 00:00:00 UTC
Amount To Be Raised $2,501,100 Associated Brokers / Dealers N/A CIK Number 0001534452 Filed Document 0001534452-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
EDGE DISCOVERY LTD See All Filings	D	2014-03-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001437896 Filed Document 0001437896-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Advanced Capital Intelligence Global Capital Opportunities (Cayman), Ltd. See All Filings	D/A	2014-03-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457831 Filed Document 0001457831-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
HG GLOBAL MACRO MASTER FUND, LLC See All Filings	D/A	2014-03-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569991 Filed Document 0001569991-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BRAZIL Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
MID ATLANTIC SECURITIES PARTNERSHIP, L.P. See All Filings	D/A	2014-03-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457271 Filed Document 0000919574-14-002090 Exclusions or Exemptions 506b Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Canva, Inc. See All Filings	D	2014-03-05 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001556314 Filed Document 0001556314-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business AUSTRALIA Revenue or Assets Decline to Disclose Type of Security Debt
All Party System Co. See All Filings	D/A	2014-03-05 00:00:00 UTC
Amount To Be Raised $144,000 Associated Brokers / Dealers All Party System Co. CIK Number 0001592929 Filed Document 0001592929-14-000014 Exclusions or Exemptions 506c Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D/A Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Other
Wilshire Global Private Markets Fund IX, L.P. See All Filings	D	2014-03-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601652 Filed Document 0001601525-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
32 Capital Fund LLC See All Filings	D/A	2014-03-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001213632 Filed Document 0000902664-14-001554 Exclusions or Exemptions 506b Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
EMA GARP FUND, LP See All Filings	D/A	2014-03-05 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001355137 Filed Document 0001355137-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Walton U.S. Land Fund 7, LP See All Filings	D	2014-03-05 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Walton Securities, Inc. CIK Number 0001601750 Filed Document 0001601746-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ARIZONA Revenue or Assets $Not Applicable Type of Security Equity
Dealertrack Technologies, Inc See All Filings	D	2014-03-05 00:00:00 UTC
Amount To Be Raised $426,180,930 Associated Brokers / Dealers N/A CIK Number 0001333513 Filed Document 0001144204-14-013833 Exclusions or Exemptions 506b Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Viamet Pharmaceuticals Holdings LLC See All Filings	D	2014-03-05 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001538928 Filed Document 0000908662-14-000113 Exclusions or Exemptions 506b Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Core Global Equity Fund LLC See All Filings	D/A	2014-03-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001468521 Filed Document 0001468521-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
South Bedford Co LLC See All Filings	D	2014-03-05 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001601506 Filed Document 0001601506-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Social Sweepster, LLC See All Filings	D	2014-03-05 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001601832 Filed Document 0001601832-14-000001 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
U.S. Extended Core GlobalAlpha Bond (Non-ERISA) Fund Ltd. See All Filings	D/A	2014-03-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001415712 Filed Document 0000902664-14-001559 Exclusions or Exemptions 506b Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Cutler Income & Growth Fund I, L.P. See All Filings	D/A	2014-03-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001547696 Filed Document 0001547696-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Adamera Minerals Corp. See All Filings	D	2014-03-05 00:00:00 UTC
Amount To Be Raised $43,651 Associated Brokers / Dealers N/A CIK Number 0001583190 Filed Document 0001534122-14-000019 Exclusions or Exemptions 506b Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
ACTIVECARE, INC. See All Filings	D	2014-03-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001429896 Filed Document 0001010924-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Mohican VCA Fund, LP See All Filings	D/A	2014-03-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001211469 Filed Document 0000919574-14-002119 Exclusions or Exemptions 506b Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Swift Real Estate Partners Fund I (Parallel), L.P. See All Filings	D	2014-03-05 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001601682 Filed Document 0001601682-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Pacific Ridge Small Cap Value Fund LLC See All Filings	D/A	2014-03-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001537156 Filed Document 0001537156-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Newbury Equity Partners III L.P. See All Filings	D/A	2014-03-05 00:00:00 UTC
Amount To Be Raised $1,025,000,000 Associated Brokers / Dealers MVision Private Equity Advisers USA LLC CIK Number 0001580763 Filed Document 0001580763-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Pacific Ridge Opportunity Fund LLC See All Filings	D/A	2014-03-05 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001501359 Filed Document 0001501359-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OurCrowd (Investment in Surgical Theater - II) L.P. See All Filings	D	2014-03-05 00:00:00 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001600464 Filed Document 0001600464-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $No Revenues Type of Security Equity
Parvatrium Partners Fund See All Filings	D/A	2014-03-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570619 Filed Document 0000902664-14-001539 Exclusions or Exemptions 506b Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PERMIT CAPITAL PRIVATE EQUITY FUND LP See All Filings	D/A	2014-03-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001304611 Filed Document 0001192482-14-000036 Exclusions or Exemptions 506b Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
M & S BROADWAY, Ltd LIABILITY Co See All Filings	D	2014-03-05 00:00:00 UTC
Amount To Be Raised $2,900,000 Associated Brokers / Dealers N/A CIK Number 0001592777 Filed Document 0001592777-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
ROUND TABLE ASSET RECOVERY FUND, LTD See All Filings	D/A	2014-03-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001425703 Filed Document 0000902664-14-001541 Exclusions or Exemptions 506b Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alkeon Asia Growth, LP See All Filings	D/A	2014-03-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Freestone Securities, LLC, Hightower Securities, LLC, and SANDERS MORRIS HARRIS INC. CIK Number 0001410054 Filed Document 0000919574-14-002107 Exclusions or Exemptions 506b Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pacific Coast Investment Fund LLC See All Filings	D	2014-03-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601762 Filed Document 0001601762-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sprott Offshore Fund II, Ltd. See All Filings	D/A	2014-03-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001424748 Filed Document 0000919574-14-002094 Exclusions or Exemptions 506b Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alkeon Growth Partners II, LP See All Filings	D/A	2014-03-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001496174 Filed Document 0000919574-14-002102 Exclusions or Exemptions 506b Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
J.P. MORGAN MULTI-STRATEGY FUND II, LTD. See All Filings	D/A	2014-03-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001161000 Filed Document 0001161000-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
PROSPX INC See All Filings	D	2014-03-05 00:00:00 UTC
Amount To Be Raised $2,399,500 Associated Brokers / Dealers N/A CIK Number 0001442323 Filed Document 0001442323-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Mineralist, Inc. See All Filings	D	2014-03-05 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001600895 Filed Document 0001600895-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Overbrook Opportunity Fund II, L.P. See All Filings	D/A	2014-03-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565828 Filed Document 0001019056-14-000331 Exclusions or Exemptions 506b Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Newbury Equity Partners III (Cayman) L.P. See All Filings	D/A	2014-03-05 00:00:00 UTC
Amount To Be Raised $1,025,000,000 Associated Brokers / Dealers MVision Private Equity Advisers USA LLC CIK Number 0001580753 Filed Document 0001580753-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Shelf.com, Inc. See All Filings	D	2014-03-05 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001601267 Filed Document 0001601267-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PULSE ELECTRONICS CORP See All Filings	D	2014-03-05 00:00:00 UTC
Amount To Be Raised $18,359,236 Associated Brokers / Dealers N/A CIK Number 0000096763 Filed Document 0001140361-14-011257 Exclusions or Exemptions 506b Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $Over $100,000,000 Type of Security Equity
CSHG GLOBAL EQUITIES FUND, LTD See All Filings	D/A	2014-03-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569012 Filed Document 0001569012-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BRAZIL Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
International Currency Conversion, LLC See All Filings	D	2014-03-05 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001599824 Filed Document 0000911959-14-000009 Exclusions or Exemptions 506b Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business INDIANA Revenue or Assets $No Revenues Type of Security Equity
Litespeed Offshore Fund, Ltd. See All Filings	D/A	2014-03-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001180924 Filed Document 0000919574-14-002121 Exclusions or Exemptions 506b Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sky Toxicology, Ltd. See All Filings	D	2014-03-05 00:00:00 UTC
Amount To Be Raised $6,450,000 Associated Brokers / Dealers N/A CIK Number 0001584455 Filed Document 0001162677-14-000021 Exclusions or Exemptions 506b Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
TekDry, LLC See All Filings	D/A	2014-03-05 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001597029 Filed Document 0001597029-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Vega Performance Marketing, Inc. See All Filings	D/A	2014-03-05 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001546271 Filed Document 0001546271-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity