Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Altegris Winton Futures Fund, L.P. See All Filings	D/A	2013-10-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers more than 5, more than 5, more than 5, more than 5, morethan 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, and more than 5 CIK Number 0001198415 Filed Document 0001566114-13-000067 Exclusions or Exemptions 506b Accepted Date 2013-10-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BAYLOR SOLAR ENERGY, INC. See All Filings	D	2013-10-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers none CIK Number 0001577080 Filed Document 0001577080-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-10-28 00:00:00 UTC Type of Offering D Industry Environmental Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Axium Nanofibers, LLC See All Filings	D	2013-10-28 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001517287 Filed Document 0001517287-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-10-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
HealthScripts of America - Pearland, LLC See All Filings	D	2013-10-25 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001590010 Filed Document 0001590010-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-25 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
PM Farm Lenders, LLC See All Filings	D	2013-10-25 00:00:00 UTC
Amount To Be Raised $4,650,000 Associated Brokers / Dealers Plexus Energy Capital LLC CIK Number 0001590210 Filed Document 0001589897-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-25 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
NextLine Manufacturing Corp. See All Filings	D/A	2013-10-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001585625 Filed Document 0001213900-13-005887 Exclusions or Exemptions 506c Accepted Date 2013-10-25 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Hero Development Ltd Liability Co See All Filings	D	2013-10-25 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001590117 Filed Document 0001590117-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Other
GASEOUS FUEL SYSTEMS CORP See All Filings	D	2013-10-25 00:00:00 UTC
Amount To Be Raised $500,001 Associated Brokers / Dealers N/A CIK Number 0001457870 Filed Document 0001457870-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-25 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
CWC Income Properties 2, LLC See All Filings	D	2013-10-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590180 Filed Document 0001590180-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-25 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Easton Exploration LP See All Filings	D/A	2013-10-25 00:00:00 UTC
Amount To Be Raised $196,000 Associated Brokers / Dealers N/A CIK Number 0001574566 Filed Document 0001574566-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-10-25 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Lubert-Adler Real Estate Fund VII, LP See All Filings	D	2013-10-25 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001574439 Filed Document 0001574439-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NOVATEK IP, LLC See All Filings	D/A	2013-10-25 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001445045 Filed Document 0001445045-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-25 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business UTAH Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
PRESCOTT ASSOCIATES L.P. See All Filings	D/A	2013-10-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001236417 Filed Document 0001144204-13-056811 Exclusions or Exemptions 506b Accepted Date 2013-10-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CRP VI 71 Smith Coinvestment, L.P. See All Filings	D	2013-10-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citi Private Advisory, LLC CIK Number 0001589810 Filed Document 0001589810-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PHARMATROPHIX INC See All Filings	D	2013-10-25 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001425819 Filed Document 0001425819-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-25 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
HYBRID CAPITAL GROUP, LLC See All Filings	D	2013-10-25 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001589934 Filed Document 0001589934-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-10-25 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business RHODE ISLAND Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Senate Place Urban Renewal, LLC See All Filings	D	2013-10-25 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001557246 Filed Document 0001557246-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-25 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Equity
Apse LLC See All Filings	D	2013-10-25 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001590265 Filed Document 0001590265-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
V.E.C.O., LP See All Filings	D	2013-10-25 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001589422 Filed Document 0001589422-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-25 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
BTG Pactual Brazil Investment Fund I A L.P. See All Filings	D	2013-10-25 00:00:00 UTC
Amount To Be Raised $49,400,000 Associated Brokers / Dealers N/A CIK Number 0001589790 Filed Document 0001589790-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BRAZIL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Accera Inc See All Filings	D/A	2013-10-25 00:00:00 UTC
Amount To Be Raised $79,081,610 Associated Brokers / Dealers N/A CIK Number 0001293610 Filed Document 0001293610-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-25 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Baserri Outdoors Group, Inc. See All Filings	D	2013-10-25 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001590178 Filed Document 0001580695-13-000103 Exclusions or Exemptions 506b Accepted Date 2013-10-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Discovery Global Macro Partnership, L.P. See All Filings	D/A	2013-10-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001528170 Filed Document 0000919574-13-005998 Exclusions or Exemptions 506b Accepted Date 2013-10-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Global Real Estate Investment Fund I, LLC See All Filings	D	2013-10-25 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Xperia Consulting CIK Number 0001589697 Filed Document 0001589757-13-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2013-10-25 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
WellTok, Inc. See All Filings	D	2013-10-25 00:00:00 UTC
Amount To Be Raised $68,817 Associated Brokers / Dealers N/A CIK Number 0001499226 Filed Document 0001181431-13-055191 Exclusions or Exemptions 506b Accepted Date 2013-10-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Vedero Software, Inc. See All Filings	D	2013-10-25 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001481560 Filed Document 0001209191-13-049649 Exclusions or Exemptions 506b Accepted Date 2013-10-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Artha Emerging Markets Long Fund LP See All Filings	D	2013-10-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001562166 Filed Document 0001315863-13-000492 Exclusions or Exemptions 506b Accepted Date 2013-10-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
28MSEC, INC. See All Filings	D	2013-10-25 00:00:00 UTC
Amount To Be Raised $6,475,000 Associated Brokers / Dealers N/A CIK Number 0001589196 Filed Document 0001589196-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Senior Living Inc. See All Filings	D	2013-10-25 00:00:00 UTC
Amount To Be Raised $562,500 Associated Brokers / Dealers N/A CIK Number 0001590048 Filed Document 0001590048-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-25 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Corre Opportunities Fund, LP See All Filings	D	2013-10-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A, N/A, and N/A CIK Number 0001468086 Filed Document 0001468086-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-10-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BIP Early Stage Fund I-QP LP See All Filings	D	2013-10-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586933 Filed Document 0001179022-13-000166 Exclusions or Exemptions 506b Accepted Date 2013-10-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ocudyne, Inc. See All Filings	D	2013-10-25 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001590563 Filed Document 0001590563-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-25 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
MC Logistics LLC See All Filings	D	2013-10-25 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001590131 Filed Document 0001590131-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business VERMONT Revenue or Assets $No Revenues Type of Security Debt
ARTHA EMERGING MARKETS FUND LTD. See All Filings	D/A	2013-10-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001174723 Filed Document 0001315863-13-000489 Exclusions or Exemptions 506b Accepted Date 2013-10-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PEACH STATE EQUITY FUND II See All Filings	D	2013-10-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Richard Blocker CIK Number 0001560527 Filed Document 0001560527-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-25 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Debt
SAMRATTY GROUP LLC See All Filings	D	2013-10-25 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001425834 Filed Document 0001144204-13-057666 Exclusions or Exemptions 505 and 506b Accepted Date 2013-10-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
ARTHA EMERGING MARKETS FUND L.P. See All Filings	D/A	2013-10-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001174800 Filed Document 0001315863-13-000491 Exclusions or Exemptions 506b Accepted Date 2013-10-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TICP Equity I, L.P. See All Filings	D	2013-10-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589534 Filed Document 0001589534-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
OCA Sachem Head LLC See All Filings	D	2013-10-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587546 Filed Document 0001587546-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mobius Therapeutics LLC See All Filings	D	2013-10-25 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001407296 Filed Document 0001407296-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-25 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
PRESCOTT INTERNATIONAL PARTNERS L.P. See All Filings	D/A	2013-10-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001236419 Filed Document 0001144204-13-056808 Exclusions or Exemptions 506b Accepted Date 2013-10-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LibreMax Offshore Fund, Ltd. See All Filings	D/A	2013-10-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504802 Filed Document 0000919574-13-006000 Exclusions or Exemptions 506b Accepted Date 2013-10-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Loomis Sayles Senior Floating Rate & Fixed Income Trust See All Filings	D/A	2013-10-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586607 Filed Document 0001586607-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-25 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
Nokota Capital, LP See All Filings	D/A	2013-10-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001533637 Filed Document 0001012975-13-000490 Exclusions or Exemptions 506b Accepted Date 2013-10-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MICROCOAL TECHNOLOGIES INC. See All Filings	D	2013-10-25 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Monarch Bay Securities, LLC CIK Number 0001445419 Filed Document 0001445419-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
JONES FINANCIAL COMPANIES LLLP See All Filings	D	2013-10-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000815917 Filed Document 0000815917-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-10-25 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MISSOURI Revenue or Assets $Over $100,000,000 Type of Security Equity
entegra technologies inc. See All Filings	D	2013-10-25 00:00:00 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001582833 Filed Document 0001582833-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
THREE FORKS, INC. See All Filings	D	2013-10-25 00:00:00 UTC
Amount To Be Raised $2,135,000 Associated Brokers / Dealers N/A CIK Number 0001548082 Filed Document 0001065949-13-000137 Exclusions or Exemptions 506c Accepted Date 2013-10-25 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Owings-1, LLC See All Filings	D	2013-10-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Owings-1 CIK Number 0001590005 Filed Document 0001178924-13-000179 Exclusions or Exemptions 506b Accepted Date 2013-10-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets $$1 - $1,000,000 Type of Security Equity
LFG SPECIAL INVESTOR GROUP, LLC See All Filings	D	2013-10-25 00:00:00 UTC
Amount To Be Raised $18,000,000 Associated Brokers / Dealers N/A CIK Number 0001589294 Filed Document 0001589294-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity