Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-12-27 00:00:00 UTC
Amount To Be Raised $853,654 Associated Brokers / Dealers Kirk Penland, Matt Sheehan, and Andrew Chase CIK Number 0001135856 Filed Document 0001135856-13-000320 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
MECO IV, LLC See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised $165,000,000 Associated Brokers / Dealers N/A CIK Number 0001595132 Filed Document 0001104659-13-092613 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Insikt Levered Income Fund LP See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised $427,000 Associated Brokers / Dealers N/A CIK Number 0001595307 Filed Document 0001181431-13-064669 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Triumph Higher Education Group, LLC See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised $8,550,000 Associated Brokers / Dealers Capstone Capital Markets LLC CIK Number 0001528795 Filed Document 0001528795-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
CD&R Friends & Family Feeder Fund IX, L.P. See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595311 Filed Document 0001181431-13-064607 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
ScrollMotion, Inc. See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001479644 Filed Document 0001231919-13-000012 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Option To Acquire
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-12-27 00:00:00 UTC
Amount To Be Raised $155,036 Associated Brokers / Dealers Kirk Penland, Matt Sheehan, and Andrew Chase CIK Number 0001135856 Filed Document 0001135856-13-000314 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Consonance Private Equity AF, L.P. See All Filings	D/A	2013-12-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001568308 Filed Document 0001140361-13-047763 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Metis Global Partners, LLC See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594916 Filed Document 0001594916-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Philadelphia Financial Life Assurance Co Separate Account VL130 See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities Inc. CIK Number 0001566421 Filed Document 0001566421-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FT Capital Partners, LLC See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001595152 Filed Document 0001595152-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
GROUNDFLOOR Inc. See All Filings	D/A	2013-12-27 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001588504 Filed Document 0001588504-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-12-27 00:00:00 UTC
Amount To Be Raised $33,555,417 Associated Brokers / Dealers Michael Shute CIK Number 0001135856 Filed Document 0001135856-13-000321 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Fei Asia Investors II Sidecar, LP See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595164 Filed Document 0001595164-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Hamilton Lane Co-Investment Feeder Fund III L.P. See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001595445 Filed Document 0001595444-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Urban Growler Brewing Company, LLC See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers None CIK Number 0001595389 Filed Document 0001595389-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MINNESOTA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
PS DFW, LLC See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001595367 Filed Document 0001595367-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
R.C. Temme Corp. See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised $351,000 Associated Brokers / Dealers none CIK Number 0001512950 Filed Document 0001512950-13-000012 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
JSI Holding Corp. See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001565021 Filed Document 0001405086-13-000442 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-12-27 00:00:00 UTC
Amount To Be Raised $627,904 Associated Brokers / Dealers Kirk Penland, Matt Sheehan, and Andrew Chase CIK Number 0001135856 Filed Document 0001135856-13-000319 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
DRIVE CAPITAL FUND I, L.P. See All Filings	D/A	2013-12-27 00:00:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001583711 Filed Document 0001583711-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised $1,400,298 Associated Brokers / Dealers Milton Cohn CIK Number 0001135856 Filed Document 0001135856-13-000326 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
RHA 1 Inc. See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001595403 Filed Document 0001595403-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
PROPHETIC OIL INC See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised $52,500,000 Associated Brokers / Dealers N/A CIK Number 0001432411 Filed Document 0001511164-13-000571 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Equity
Wireless Registry See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001592716 Filed Document 0001592716-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Debt
West 7th REIT, LLC See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001595402 Filed Document 0001595402-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
COINSETTER, INC. See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001595315 Filed Document 0001595315-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
FG US Holdings 1 LLC See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001595420 Filed Document 0001595420-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TMJ Health LLC See All Filings	D	2013-12-26 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001597183 Filed Document 0001597183-14-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-26 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
PaletteApp, Inc. See All Filings	D	2013-12-26 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers George Deeb CIK Number 0001595797 Filed Document 0001595797-14-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Seattle Impact Investor Fund 2013, LLC See All Filings	D	2013-12-26 00:00:00 UTC
Amount To Be Raised $160,000 Associated Brokers / Dealers N/A CIK Number 0001592479 Filed Document 0001592479-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Plaza at Waikiki, LP See All Filings	D	2013-12-26 00:00:00 UTC
Amount To Be Raised $5,600,000 Associated Brokers / Dealers N/A CIK Number 0001595372 Filed Document 0001595372-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-26 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business HAWAII Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Juno Therapeutics, Inc. See All Filings	D	2013-12-26 00:00:00 UTC
Amount To Be Raised $7,145,909 Associated Brokers / Dealers N/A CIK Number 0001594864 Filed Document 0001594864-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-26 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
QC Natural Gas, LLC See All Filings	D/A	2013-12-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NA CIK Number 0001561902 Filed Document 0001561902-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OKLAHOMA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
HealthScripts of America - Lubbock, LLC See All Filings	D	2013-12-26 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001595009 Filed Document 0001595009-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-26 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Mortar Data Inc. See All Filings	D	2013-12-26 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001539226 Filed Document 0001539226-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-12-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
DORSAL CAPITAL PARTNERS, L.P. See All Filings	D/A	2013-12-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001471880 Filed Document 0001471880-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Woven Orthopedic Technologies, LLC See All Filings	D	2013-12-26 00:00:00 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers Viscogliosi & Company, LLC CIK Number 0001594517 Filed Document 0001594517-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-26 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Bay Capital Investments Ltd See All Filings	D/A	2013-12-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001531209 Filed Document 0001531209-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WC Cypress Blvd, LP See All Filings	D	2013-12-26 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001595309 Filed Document 0001595309-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-26 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
FONU2 Inc. See All Filings	D	2013-12-26 00:00:00 UTC
Amount To Be Raised $160,000 Associated Brokers / Dealers N/A CIK Number 0001168325 Filed Document 0001010412-13-000308 Exclusions or Exemptions 506b Accepted Date 2013-12-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Shakori Hills Finance, LLC See All Filings	D	2013-12-26 00:00:00 UTC
Amount To Be Raised $630,000 Associated Brokers / Dealers N/A CIK Number 0001595362 Filed Document 0001595362-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Patriot Coal CORP See All Filings	D	2013-12-26 00:00:00 UTC
Amount To Be Raised $262,500,026 Associated Brokers / Dealers N/A CIK Number 0001376812 Filed Document 0000950103-13-007479 Exclusions or Exemptions 506b Accepted Date 2013-12-26 00:00:00 UTC Type of Offering D Industry Coal Mining Principal Place of Business MISSOURI Revenue or Assets $Over $100,000,000 Type of Security Debt
Moda Operandi, Inc. See All Filings	D	2013-12-26 00:00:00 UTC
Amount To Be Raised $22,882,005 Associated Brokers / Dealers N/A CIK Number 0001499471 Filed Document 0001140361-13-047634 Exclusions or Exemptions 506b Accepted Date 2013-12-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Topsail Brewing Company, LLC See All Filings	D	2013-12-26 00:00:00 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001595212 Filed Document 0001595212-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-26 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Equity
RGM VALUE OPPORTUNITY FUND II, LP See All Filings	D/A	2013-12-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001265836 Filed Document 0000919574-13-007015 Exclusions or Exemptions 506b Accepted Date 2013-12-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Field Street Offshore Fund, Ltd. See All Filings	D/A	2013-12-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Zia Umar Naeem CIK Number 0001546038 Filed Document 0001140361-13-047526 Exclusions or Exemptions 506b Accepted Date 2013-12-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Genprex, Inc. See All Filings	D	2013-12-26 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001595248 Filed Document 0001595248-13-000001 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2013-12-26 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
SnapRetail, Inc. See All Filings	D/A	2013-12-26 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001513242 Filed Document 0001513242-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-26 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Cornerstone Wauseon, Inc. See All Filings	D	2013-12-26 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001595354 Filed Document 0001595354-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-26 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity