Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Stone Creek Energy Partners II, LP See All Filings	D	2013-11-21 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001593069 Filed Document 0001593069-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business MARYLAND Revenue or Assets $No Revenues Type of Security Equity
FreshDesk Inc. See All Filings	D	2013-11-21 00:00:00 UTC
Amount To Be Raised $6,999,930 Associated Brokers / Dealers N/A CIK Number 0001544522 Filed Document 0001544522-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Pruco Life Variable Contract Account M-2 See All Filings	D/A	2013-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Various Agents CIK Number 0001534407 Filed Document 0001140361-13-043730 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gettin The Band Back on Broadway Ltd Liability Co See All Filings	D	2013-11-21 00:00:00 UTC
Amount To Be Raised $9,500,000 Associated Brokers / Dealers N/A CIK Number 0001592512 Filed Document 0001592512-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
VISUALANT INC See All Filings	D	2013-11-21 00:00:00 UTC
Amount To Be Raised $2,915,057 Associated Brokers / Dealers N/A CIK Number 0001074828 Filed Document 0001161697-13-000846 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Other
Waveland Drilling Partners III-A, LP See All Filings	D/A	2013-11-21 00:00:00 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers Waveland Capital Partners LLC, Ausdal Financial Partners Inc., Colorado Financial Service Corporation, Berthel Fisher & Company Financial Services Inc., Concorde Investment Services LLC, VSR Financial Services Inc., First Allied Securities, Inc., Independent Financial Group, LLC, Centaurus Financial, Inc., MidAmerica Financial Services, Inc., ProEquities, Inc., and Kalos Capital Inc. CIK Number 0001568250 Filed Document 0001568250-13-000012 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
SEVENTH SENSE BIOSYSTEMS, INC. See All Filings	D	2013-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001451718 Filed Document 0001586162-13-000006 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Paystar Inc. See All Filings	D	2013-11-21 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001589562 Filed Document 0001589562-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Prosiris Global Opportunities Institutional Fund Ltd See All Filings	D	2013-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591373 Filed Document 0000902664-13-003832 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pruco Life Variable Contract Account M See All Filings	D/A	2013-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Various Agents CIK Number 0001534406 Filed Document 0001140361-13-043728 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Morgan Stanley HedgePremier/Global Ascent Offshore Fund Ltd. See All Filings	D/A	2013-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001505160 Filed Document 0001505160-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Makuria Special Opportunities Fund I LP See All Filings	D	2013-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592233 Filed Document 0000902664-13-003837 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mouth Foods, Inc. See All Filings	D	2013-11-21 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001543619 Filed Document 0001543619-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BrightTag Inc. See All Filings	D	2013-11-21 00:00:00 UTC
Amount To Be Raised $27,323,252 Associated Brokers / Dealers N/A CIK Number 0001488412 Filed Document 0001488412-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Bonita Boat Harbor, LLC See All Filings	D	2013-11-21 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001592028 Filed Document 0001592028-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Grosvenor Multi-Strategy Leveraged Feeder Fund I, L.P. See All Filings	D/A	2013-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001535088 Filed Document 0001535088-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CEOF Coinvestment, L.P. See All Filings	D/A	2013-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534677 Filed Document 0001181431-13-060125 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Context Active Strategies Fund, L.P. See All Filings	D/A	2013-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534809 Filed Document 0001546927-13-000219 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D/A Industry Electric Utilities Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
American Giant, Inc. See All Filings	D	2013-11-21 00:00:00 UTC
Amount To Be Raised $3,649,997 Associated Brokers / Dealers N/A CIK Number 0001590152 Filed Document 0001590152-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Bulle Rock Partners, LP See All Filings	D	2013-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591680 Filed Document 0001591680-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Betz/Villa Espada, Ltd. See All Filings	D	2013-11-21 00:00:00 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001592696 Filed Document 0001592696-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D Industry Construction Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Morgan Stanley HedgePremier/BP Total Return Fund LP See All Filings	D/A	2013-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001497043 Filed Document 0001497043-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RANT MEDIA NETWORK, INC. See All Filings	D	2013-11-20 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001592559 Filed Document 0001592559-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
SOUTHWEST STONE CENTER, LLC See All Filings	D	2013-11-20 00:00:00 UTC
Amount To Be Raised $266,667 Associated Brokers / Dealers N/A CIK Number 0001564922 Filed Document 0001564922-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Quarri Technologies, Inc. See All Filings	D	2013-11-20 00:00:00 UTC
Amount To Be Raised $3,000,834 Associated Brokers / Dealers N/A CIK Number 0001481847 Filed Document 0001481847-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
PROVIDENT FUNDING ASSOCIATES LP See All Filings	D/A	2013-11-20 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001177806 Filed Document 0001177806-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Strategic Global Bond Fund See All Filings	D	2013-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587662 Filed Document 0001587662-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
Heartis Cypress Partners, L.P. See All Filings	D	2013-11-20 00:00:00 UTC
Amount To Be Raised $3,675,000 Associated Brokers / Dealers N/A CIK Number 0001592419 Filed Document 0001592419-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Joho Partners, L.P. See All Filings	D/A	2013-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001037769 Filed Document 0000919574-13-006763 Exclusions or Exemptions 506b Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MONDRIAN FOCUSED GLOBAL FIXED INCOME FUND, L.P. See All Filings	D/A	2013-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504740 Filed Document 0001393725-13-000101 Exclusions or Exemptions 506b Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ProVest Forrest Oaks, LLC See All Filings	D	2013-11-20 00:00:00 UTC
Amount To Be Raised $518,900 Associated Brokers / Dealers N/A CIK Number 0001591968 Filed Document 0001591968-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
CORNERSTONE MANAGEMENT PARTNERS INC See All Filings	D/A	2013-11-20 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001031912 Filed Document 0001031912-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Debt
Brook Bay Secondaries Fund LP See All Filings	D/A	2013-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wissink Consulting Group and Simba Capital Group Limited CIK Number 0001586539 Filed Document 0000902664-13-003843 Exclusions or Exemptions 506b Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
G20 Ventures I, L.P. See All Filings	D	2013-11-20 00:00:00 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001591828 Filed Document 0001591828-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
United States Life Insurance Co in the City of New York See All Filings	D/A	2013-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc. and FAS Corp. CIK Number 0001310558 Filed Document 0001310558-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Melonhead, LLC See All Filings	D	2013-11-20 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001501640 Filed Document 0001501640-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Conversion Capital Fund, LP See All Filings	D	2013-11-20 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001584180 Filed Document 0001584180-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fiberstar Bio-Ingredient Technologies, Inc. See All Filings	D/A	2013-11-20 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001584761 Filed Document 0001584761-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
RERAISE GAMING CORP See All Filings	D	2013-11-20 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001592411 Filed Document 0001214659-13-006658 Exclusions or Exemptions 506b Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
SILVERTREE-KMC, LLC See All Filings	D	2013-11-20 00:00:00 UTC
Amount To Be Raised $20,020,000 Associated Brokers / Dealers N/A CIK Number 0001592486 Filed Document 0001405086-13-000424 Exclusions or Exemptions 506b Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
York Special Opportunities Fund II-D, L.P. See All Filings	D	2013-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001592232 Filed Document 0001592232-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Virginia Community Capital, Inc. See All Filings	D	2013-11-20 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001592504 Filed Document 0001589183-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business VIRGINIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
Franklin Templeton Global Multisector Plus Fund, L.P. See All Filings	D/A	2013-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Daniel R. Veddern, Sr. and Brian David Zeiler CIK Number 0001476351 Filed Document 0001476351-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Altair - Rimrock, LLC See All Filings	D/A	2013-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Republic Securities Company, LLC CIK Number 0001490945 Filed Document 0001144204-13-063669 Exclusions or Exemptions 506b Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cypress Income Fund II, LLC See All Filings	D/A	2013-11-20 00:00:00 UTC
Amount To Be Raised $1,900,000 Associated Brokers / Dealers N/A CIK Number 0001586251 Filed Document 0001586251-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
C2 FACILITY SOLUTIONS LLC See All Filings	D/A	2013-11-20 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001157845 Filed Document 0001157845-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business KENTUCKY Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Altair - DSO, LLC See All Filings	D/A	2013-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Republic Securities Company, LLC CIK Number 0001508604 Filed Document 0001144204-13-063671 Exclusions or Exemptions 506b Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alexander Industries, Inc. See All Filings	D	2013-11-20 00:00:00 UTC
Amount To Be Raised $1,050,000 Associated Brokers / Dealers N/A CIK Number 0001592267 Filed Document 0001592267-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
BD Partners VII SPV, L.P. See All Filings	D	2013-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592553 Filed Document 0001592553-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Mondrian U.S. Equity Fund, L.P. See All Filings	D/A	2013-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001447881 Filed Document 0001393725-13-000102 Exclusions or Exemptions 506b Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund