Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2013-11-21 00:00:00 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers Brett Ellen CIK Number 0001135856 Filed Document 0001135856-13-000204 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Morgan Stanley HedgePremier/Discovery Partners Offshore Fund Ltd. See All Filings	D/A	2013-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001505163 Filed Document 0001505163-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
M.D. Sass Multi-Strategy Partners II, L.P. See All Filings	D	2013-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592228 Filed Document 0001592228-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kidtellect, Inc. See All Filings	D	2013-11-21 00:00:00 UTC
Amount To Be Raised $637,307 Associated Brokers / Dealers N/A CIK Number 0001592676 Filed Document 0001592676-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
White Wolf Capital Investment Partners II, LLC See All Filings	D/A	2013-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591374 Filed Document 0001591374-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
JP ENERGY DEVELOPMENT LP See All Filings	D	2013-11-21 00:00:00 UTC
Amount To Be Raised $194,000,000 Associated Brokers / Dealers N/A CIK Number 0001555037 Filed Document 0001140361-13-043763 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
NB Greater China Long/Short Equity Fund LLC See All Filings	D/A	2013-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Neuberger Berman LLC CIK Number 0001463537 Filed Document 0001463537-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CLEARLEAP INC See All Filings	D	2013-11-21 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001430656 Filed Document 0001430656-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-11-21 00:00:00 UTC
Amount To Be Raised $12,519,776 Associated Brokers / Dealers Steve Russell, Michael Leonard, Erik Dahlquist, and Bryant Kirk CIK Number 0001135856 Filed Document 0001135856-13-000209 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
LB Merchant PFMG, LLC See All Filings	D	2013-11-21 00:00:00 UTC
Amount To Be Raised $2,525,000 Associated Brokers / Dealers Wilmington Capital Securities, LLC CIK Number 0001592101 Filed Document 0001592101-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
MAG MILE FINANCIAL LLC See All Filings	D/A	2013-11-21 00:00:00 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers N/A CIK Number 0001396918 Filed Document 0001396918-13-000004 Exclusions or Exemptions 505 and 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Katherine Cosmetics, Inc. See All Filings	D	2013-11-21 00:00:00 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001592577 Filed Document 0001592577-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cooksimple, LLC See All Filings	D	2013-11-21 00:00:00 UTC
Amount To Be Raised $1,125,561 Associated Brokers / Dealers N/A CIK Number 0001592632 Filed Document 0001592632-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MONTANA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Catalyze, Inc. See All Filings	D	2013-11-21 00:00:00 UTC
Amount To Be Raised $2,025,000 Associated Brokers / Dealers N/A CIK Number 0001592574 Filed Document 0001592574-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Woodward, Inc. See All Filings	D/A	2013-11-21 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers J.P. Morgan Securities LLC and Wells Fargo Securities, LLC CIK Number 0000108312 Filed Document 0000108312-13-000021 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business COLORADO Revenue or Assets $Over $100,000,000 Type of Security Debt
MarketingSuite.com, Inc. See All Filings	D	2013-11-21 00:00:00 UTC
Amount To Be Raised $13,387,400 Associated Brokers / Dealers N/A CIK Number 0001561482 Filed Document 0001561482-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Bear Creek Funding 2013-2, LLLP See All Filings	D	2013-11-21 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001592456 Filed Document 0001592456-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
BAMBOO PIPELINE INC See All Filings	D	2013-11-21 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001118818 Filed Document 0001118818-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Debt
Advenir@Walnut Creek Investors, LLC See All Filings	D	2013-11-21 00:00:00 UTC
Amount To Be Raised $8,800,000 Associated Brokers / Dealers N/A CIK Number 0001592348 Filed Document 0001592348-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
MAGNITUDE U.S. PARTNERS See All Filings	D/A	2013-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Thomas Weisel Partners LLC CIK Number 0001280016 Filed Document 0000902664-13-003822 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Magnitude Private Partners, L.P. See All Filings	D/A	2013-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Thomas Weisel Partners LLC and Barclays Capital Inc. CIK Number 0001480411 Filed Document 0000902664-13-003827 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hull #2 Prospect Joint Venture See All Filings	D/A	2013-11-21 00:00:00 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001592141 Filed Document 0001592141-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
LBA Fund V Feeder, LLC See All Filings	D	2013-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592417 Filed Document 0001592417-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Paystar Inc. See All Filings	D/A	2013-11-21 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001589562 Filed Document 0001589562-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Debt
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2013-11-21 00:00:00 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers Brett Ellen CIK Number 0001135856 Filed Document 0001135856-13-000205 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Gamzio Mobile, Inc. See All Filings	D	2013-11-21 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001391798 Filed Document 0001448051-13-000021 Exclusions or Exemptions 506c Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Debt
Samjo Partners, LP See All Filings	D/A	2013-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001293594 Filed Document 0000919574-13-006780 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Panorama Partners Onshore, LP See All Filings	D/A	2013-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001533147 Filed Document 0001140361-13-044962 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HUSKY VENTURES, INC. See All Filings	D	2013-11-21 00:00:00 UTC
Amount To Be Raised $4,750,000 Associated Brokers / Dealers N/A CIK Number 0001522561 Filed Document 0001522561-13-000013 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business OKLAHOMA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Mineral Property
Morgan Stanley HedgePremier/Global Ascent Fund LP See All Filings	D/A	2013-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001505161 Filed Document 0001505161-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Upholstery International, Inc. See All Filings	D	2013-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592998 Filed Document 0001592998-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
MID-AMERICA ANGELS INVESTMENTS LLC See All Filings	D	2013-11-21 00:00:00 UTC
Amount To Be Raised $95,000 Associated Brokers / Dealers N/A CIK Number 0001383457 Filed Document 0001383457-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business KANSAS Revenue or Assets $Not Applicable Type of Security Debt
HedgeForum Metacapital, Ltd. See All Filings	D	2013-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. CIK Number 0001592511 Filed Document 0001592511-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Home State Bancorp See All Filings	D/A	2013-11-21 00:00:00 UTC
Amount To Be Raised $4,977,800 Associated Brokers / Dealers N/A CIK Number 0001497678 Filed Document 0001497678-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D/A Industry Commercial Banking Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Canyon Structured Assets Fund L.P. See All Filings	D/A	2013-11-21 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001535343 Filed Document 0001535343-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AURIGO SOFTWARE TECHNOLOGIES INC See All Filings	D	2013-11-21 00:00:00 UTC
Amount To Be Raised $6,320,281 Associated Brokers / Dealers N/A CIK Number 0001356899 Filed Document 0001356899-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Apollo Global Management LLC See All Filings	D	2013-11-21 00:00:00 UTC
Amount To Be Raised $9,038,609 Associated Brokers / Dealers N/A CIK Number 0001411494 Filed Document 0001181431-13-060148 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Equity
Biometric Associates, LP See All Filings	D	2013-11-21 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001592434 Filed Document 0001592434-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Other
Magnitude Partners International, Ltd. See All Filings	D/A	2013-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Bank PLC CIK Number 0001519605 Filed Document 0000902664-13-003826 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
REDWOOD FUND LP See All Filings	D	2013-11-21 00:00:00 UTC
Amount To Be Raised $24,999,999 Associated Brokers / Dealers None CIK Number 0001102024 Filed Document 0001102024-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED STATES Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
9109 Manager LP See All Filings	D	2013-11-21 00:00:00 UTC
Amount To Be Raised $615,000 Associated Brokers / Dealers N/A CIK Number 0001592451 Filed Document 0001592451-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Carlyle Energy Coinvestment IV, L.P. See All Filings	D/A	2013-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001505260 Filed Document 0001181431-13-060129 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Crestcom International Holdings, LLC See All Filings	D	2013-11-21 00:00:00 UTC
Amount To Be Raised $6,583,582 Associated Brokers / Dealers N/A CIK Number 0001592609 Filed Document 0001592609-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Soma Specialty Holdings LLC See All Filings	D	2013-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592627 Filed Document 0001592627-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2013-11-21 00:00:00 UTC
Amount To Be Raised $9,831,352 Associated Brokers / Dealers Edmon Tomes and Curtis Wyrtzen CIK Number 0001135856 Filed Document 0001135856-13-000201 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
THERANOSTICS HEALTH, INC. See All Filings	D/A	2013-11-21 00:00:00 UTC
Amount To Be Raised $1,910,000 Associated Brokers / Dealers N/A CIK Number 0001390534 Filed Document 0001390534-13-000004 Exclusions or Exemptions 505 and 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
RightCare Solutions, Inc. See All Filings	D	2013-11-21 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001560965 Filed Document 0001192482-13-000202 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Magnitude Institutional, Ltd. See All Filings	D/A	2013-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001387093 Filed Document 0000902664-13-003820 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Given Goods Company, Inc. See All Filings	D	2013-11-21 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001559835 Filed Document 0001559835-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2013-11-21 00:00:00 UTC
Amount To Be Raised $2,230,951 Associated Brokers / Dealers Dennis Morris CIK Number 0001135856 Filed Document 0001135856-13-000206 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund