Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Avenue COPPERS Opportunities Fund, L.P. See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594351 Filed Document 0000950103-13-007284 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Union Park Capital I, L.P. See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $100,350,000 Associated Brokers / Dealers N/A CIK Number 0001594460 Filed Document 0001594144-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Apex SE, L.P. See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593638 Filed Document 0000935836-13-000571 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Belvedere Industry City 1, LLC See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $5,674,000 Associated Brokers / Dealers N/A CIK Number 0001590723 Filed Document 0001590723-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ANCHOR BOLT OFFSHORE FUND LTD. See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594372 Filed Document 0001594372-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
NanoPharm LLC See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595498 Filed Document 0001595498-14-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-12-16 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers Nadir Minocher and Bryant Kirk CIK Number 0001135856 Filed Document 0001135856-13-000261 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Salient MLP TE Fund, L.P. See All Filings	D/A	2013-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Craig Chambers Dawson, Matthew Paul Summers, J. Matthew Newtown, William W. Cathriner II, Stephen D. Strake, and Andrew B. Linbeck CIK Number 0001540932 Filed Document 0001540932-13-000008 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Wells Fargo Securities Lending Cash Investments, LLC See All Filings	D/A	2013-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001487635 Filed Document 0001487635-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PURE BIOSCIENCE, INC. See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $55,000 Associated Brokers / Dealers N/A CIK Number 0001006028 Filed Document 0001229243-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CLC Entertainment, Inc. See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001594353 Filed Document 0001594353-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Towers Watson Hedge Advantage Master Fund See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594150 Filed Document 0001594150-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RSF Strategic Partners VI, L.P. See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001593383 Filed Document 0001593383-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Perfect Lithium Corp. See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $5,134 Associated Brokers / Dealers N/A CIK Number 0001595063 Filed Document 0001595063-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
SCHF CIF, L.P. - CIF 2014-A SERIES See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594224 Filed Document 0001594224-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Transphorm, Inc. See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001400017 Filed Document 0001181431-13-063211 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
1804 Rundberg Communities LP See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $2,457,947 Associated Brokers / Dealers N/A CIK Number 0001593711 Filed Document 0001593711-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Thermal Imaging Radar, LLC See All Filings	D/A	2013-12-16 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001557005 Filed Document 0001557005-13-000005 Exclusions or Exemptions 506c Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-12-16 00:00:00 UTC
Amount To Be Raised $5,070,709 Associated Brokers / Dealers Kenneth Dayton, Brian Moore, and Christopher Harbour CIK Number 0001135856 Filed Document 0001135856-13-000266 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Kahua, Inc. See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001595071 Filed Document 0001595071-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Iron Compass Partners, LP See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593128 Filed Document 0001013594-13-000566 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
CloSys Corp See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers BROKERBANK SECURITIES, INC. CIK Number 0001406794 Filed Document 0001406794-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets $No Revenues Type of Security Debt
Zoonie, LLC See All Filings	D/A	2013-12-16 00:00:00 UTC
Amount To Be Raised $20,010,000 Associated Brokers / Dealers N/A CIK Number 0001591260 Filed Document 0001591260-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Vistronix Intelligence & Technology Solutions, LLC See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $17,300,000 Associated Brokers / Dealers N/A CIK Number 0001594557 Filed Document 0001594557-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
COLUMBIA MANAGEMENT PRIVATE FUNDS VII, LLC See All Filings	D/A	2013-12-16 00:00:00 UTC
Amount To Be Raised $109,666,980 Associated Brokers / Dealers Columbia Management Investment Distributors, Inc. CIK Number 0001385649 Filed Document 0000919574-13-006936 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zymeworks Inc. See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $20,000 Associated Brokers / Dealers N/A CIK Number 0001403752 Filed Document 0001403752-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Context Labs, Inc. See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $999,995 Associated Brokers / Dealers N/A CIK Number 0001594065 Filed Document 0001594065-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PineBridge Sub-Saharan Africa Equity Fund, Ltd. See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PineBridge Securities LLC and Florida Atlantic Securities Corp. CIK Number 0001594227 Filed Document 0001594227-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
New Health Sciences, Inc. See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $17,600,000 Associated Brokers / Dealers N/A CIK Number 0001305849 Filed Document 0001140361-13-046247 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-12-16 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Michael Shannon CIK Number 0001135856 Filed Document 0001135856-13-000262 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Saleen Automotive, INC. See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $368,000 Associated Brokers / Dealers N/A CIK Number 0001528098 Filed Document 0001528098-13-000016 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PetroForce Energy II, L.P. See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers N/A CIK Number 0001594103 Filed Document 0001594103-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Paulson Recovery Fund II LP See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593325 Filed Document 0001013594-13-000567 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Perfect Lithium Corp. See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $57,528 Associated Brokers / Dealers N/A CIK Number 0001595063 Filed Document 0001595063-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
FFL Capital Partners IV, L.P. See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable CIK Number 0001594334 Filed Document 0001181431-13-062997 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TwoDeep Brewing Company, LLC See All Filings	D/A	2013-12-16 00:00:00 UTC
Amount To Be Raised $325,000 Associated Brokers / Dealers N/A CIK Number 0001538076 Filed Document 0001538076-13-000006 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Galvanize Venture Fund I, LP See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001592846 Filed Document 0001592846-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PURE BIOSCIENCE, INC. See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001006028 Filed Document 0001229243-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Reign Development Group, LLC See All Filings	D/A	2013-12-16 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers None CIK Number 0001570092 Filed Document 0001570092-13-000006 Exclusions or Exemptions 506c Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
GoldenTree Structured Products Opportunities Fund 2013, Ltd See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594206 Filed Document 0001315863-13-000603 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Appalachian Energy Holdings I, LP See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001594306 Filed Document 0001594306-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Mineral Property
PaxVax Inc See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $25,659,293 Associated Brokers / Dealers N/A CIK Number 0001402296 Filed Document 0001402296-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Silver Tusk Lease Acquisition & Development Partnership LP See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $45,000,000 Associated Brokers / Dealers N/A CIK Number 0001594367 Filed Document 0001594367-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SI Plano Retail, LLC See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $790,000 Associated Brokers / Dealers N/A CIK Number 0001594343 Filed Document 0001594343-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Granite Debt Fund LLC See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001548779 Filed Document 0001548779-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
QAZZOW, INC. See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $3,063,679 Associated Brokers / Dealers N/A CIK Number 0001593798 Filed Document 0001593798-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
POLYPLANK AB (Publ) See All Filings	D/A	2013-12-16 00:00:00 UTC
Amount To Be Raised $1,674,516 Associated Brokers / Dealers ASG SECURITIES, INC CIK Number 0001581191 Filed Document 0001144204-13-067543 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business SWEDEN Revenue or Assets Decline to Disclose Type of Security Debt
Glacier Peak Global Value Fund, L.P. See All Filings	D/A	2013-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001562076 Filed Document 0001562077-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
ANTHROP-J KOREA LARGE CAP, L.P. See All Filings	D/A	2013-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001564497 Filed Document 0000919574-13-006944 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
1236 Mearns Manager LP See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $212,800 Associated Brokers / Dealers N/A CIK Number 0001593707 Filed Document 0001593707-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity