Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Relevant Solutions, Inc. See All Filings	D	2013-12-17 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001553468 Filed Document 0001553468-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
JourneyScholar, Inc. See All Filings	D	2013-12-17 00:00:00 UTC
Amount To Be Raised $10,000 Associated Brokers / Dealers N/A CIK Number 0001594404 Filed Document 0001594404-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
KC PARTNERS INVESTMENT FUND LP See All Filings	D/A	2013-12-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001270359 Filed Document 0001270359-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
ANGEL OAK PARTNERS FUND I, LLC See All Filings	D/A	2013-12-17 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001463491 Filed Document 0001495442-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-12-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-12-17 00:00:00 UTC
Amount To Be Raised $40,387,192 Associated Brokers / Dealers John M. Nash and Michael Shannon CIK Number 0001135856 Filed Document 0001135856-13-000270 Exclusions or Exemptions 506b Accepted Date 2013-12-17 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
O'Connor Global Multi-Strategy Alpha II Ltd See All Filings	D/A	2013-12-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Global Asset Management (Americas) Inc. and UBS Global Asset Management (US) Inc. CIK Number 0001502315 Filed Document 0001502315-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CONVENTUS ORTHOPAEDICS INC See All Filings	D/A	2013-12-17 00:00:00 UTC
Amount To Be Raised $24,575,000 Associated Brokers / Dealers N/A CIK Number 0001456304 Filed Document 0001456304-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-12-17 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Greycork See All Filings	D	2013-12-17 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001594449 Filed Document 0001594449-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-17 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
LET IT GO FILM, LLC See All Filings	D	2013-12-17 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers Christopher S. Clark CIK Number 0001593635 Filed Document 0001593635-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
INTERNATIONAL VALUE INVESTMENTS LLC See All Filings	D/A	2013-12-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001355967 Filed Document 0001355967-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Arcturus Therapeutics, Inc. See All Filings	D	2013-12-17 00:00:00 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers N/A CIK Number 0001573745 Filed Document 0001573745-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-12-17 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PVC Global Futures Fund, LP See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Boost Capital Strategies, Inc. CIK Number 0001536970 Filed Document 0001536970-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Perfect Lithium Corp. See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $332,442 Associated Brokers / Dealers N/A CIK Number 0001595063 Filed Document 0001595063-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Wainwright Renaissance Fund 1, L.P. See All Filings	D/A	2013-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers WFS, LLC CIK Number 0001380851 Filed Document 0001380851-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
FFL Individual Partners IV, L.P. See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594556 Filed Document 0001181431-13-063086 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FFL Parallel Fund IV (DE), L.P. See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable CIK Number 0001594340 Filed Document 0001181431-13-063000 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PURE BIOSCIENCE, INC. See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $2,421,780 Associated Brokers / Dealers N/A CIK Number 0001006028 Filed Document 0001229243-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Fetchnotes, Inc. See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001555155 Filed Document 0001555155-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-12-16 00:00:00 UTC
Amount To Be Raised $1,644,183 Associated Brokers / Dealers John Michael Nash, John Heflebower, and Jennifer Kephart CIK Number 0001135856 Filed Document 0001135856-13-000264 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Odyssey Investment Partners Fund V, LP See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594836 Filed Document 0001181431-13-063649 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Towers Watson Diversifying Strategies Master Fund See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594162 Filed Document 0001594162-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FC SPECIAL OPPORTUNITIES I LLC See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001594685 Filed Document 0001594685-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $5,000,000 Type of Security Equity
KITARA MEDIA CORP. See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001350773 Filed Document 0001094891-13-000158 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
FFL Executive Partners IV, L.P. See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594563 Filed Document 0001181431-13-063093 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FFL Designated Partners IV, L.P. See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable CIK Number 0001594430 Filed Document 0001181431-13-062999 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Eagle Quantitative Macro Fund Ltd. See All Filings	D/A	2013-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney CIK Number 0001537262 Filed Document 0001537262-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
CIRCLE TECHNOLOGY, INC. See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001552718 Filed Document 0001214659-13-007067 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Moon Value Fund I, LLC See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Moon Capital Management LLC CIK Number 0001594330 Filed Document 0001594330-13-000001 Exclusions or Exemptions 505 and 506c Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
JONES FINANCIAL COMPANIES LLLP See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000815917 Filed Document 0000815917-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MISSOURI Revenue or Assets $Over $100,000,000 Type of Security Equity
FundersClub AEF LLC See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $222,750 Associated Brokers / Dealers N/A CIK Number 0001593120 Filed Document 0001593120-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Automotive Quality Solutions LLC See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001594396 Filed Document 0001594396-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
WBC All Weather Fund L.P. See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565097 Filed Document 0001565097-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Angel Medical Systems Inc See All Filings	D/A	2013-12-16 00:00:00 UTC
Amount To Be Raised $20,546,000 Associated Brokers / Dealers N/A CIK Number 0001564031 Filed Document 0001564031-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Alphadyne Global Rates Partners II, LP See All Filings	D/A	2013-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001536736 Filed Document 0000919574-13-006939 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Core Windsor Apartments LLC See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $11,680,000 Associated Brokers / Dealers Core Financial LLC CIK Number 0001594209 Filed Document 0001594209-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
1236 Mearns Communities LP See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $2,128,000 Associated Brokers / Dealers N/A CIK Number 0001593708 Filed Document 0001593708-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
DISCOVERY LABORATORIES INC /DE/ See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $13,094,600 Associated Brokers / Dealers N/A CIK Number 0000946486 Filed Document 0000946486-13-000007 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Option To Acquire
PassportParking, Inc. See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $6,468,750 Associated Brokers / Dealers N/A CIK Number 0001594329 Filed Document 0001594329-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Salient MLP Fund, L.P. See All Filings	D/A	2013-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Phillip M. Plant, Baldwin Anthony Securities, Inc., Craig Chambers Dawson, Matthew Paul Summers, Fred L. Williams Jr., J. Matthew Newtown, William W. Cathriner II, Stephen D. Strake, Sr., Luke A. Powell, and Andrew B. Linbeck CIK Number 0001415987 Filed Document 0001415987-13-000006 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
iPosi, Inc. See All Filings	D/A	2013-12-16 00:00:00 UTC
Amount To Be Raised $2,714,986 Associated Brokers / Dealers N/A CIK Number 0001564268 Filed Document 0001564268-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
PURE BIOSCIENCE, INC. See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001006028 Filed Document 0001229243-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
1804 Rundberg Manager LP See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $245,795 Associated Brokers / Dealers N/A CIK Number 0001593710 Filed Document 0001593710-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
MUSIC MASTERMIND, INC. See All Filings	D/A	2013-12-16 00:00:00 UTC
Amount To Be Raised $22,532,000 Associated Brokers / Dealers N/A CIK Number 0001470007 Filed Document 0000950138-13-000544 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Precision Biologics, Inc. See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $12,750,000 Associated Brokers / Dealers N/A CIK Number 0001560075 Filed Document 0001560075-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Option To Acquire
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $20,389,860 Associated Brokers / Dealers Eric Wittenmyer CIK Number 0001135856 Filed Document 0001135856-13-000260 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-12-16 00:00:00 UTC
Amount To Be Raised $10,560,000 Associated Brokers / Dealers John Michael Nash, John Heflebower, and Jennifer Kephart CIK Number 0001135856 Filed Document 0001135856-13-000265 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Terra Mountain Investments, LLC See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $5,417,607 Associated Brokers / Dealers WR Sequence, LLC CIK Number 0001594400 Filed Document 0001594400-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Waterton Precious Metals Fund II Cayman, LP See All Filings	D/A	2013-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001583785 Filed Document 0001583785-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gold Reef Mining, LLC See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/a CIK Number 0001594231 Filed Document 0001594231-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ALZHEON, INC. See All Filings	D/A	2013-12-16 00:00:00 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001582636 Filed Document 0001593947-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt