Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
CAIS DES Composite Fund LLC See All Filings	D/A	2014-01-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers DeWaay Financial Network, LLC, Hightower Securities, LLC, Jefferies & Company, Inc., USCA Securities LLC, and Dominick & Dominick CIK Number 0001566447 Filed Document 0001566114-14-000007 Exclusions or Exemptions 506c Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HALCYON OFFSHORE FUND LTD See All Filings	D/A	2014-01-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001429351 Filed Document 0001315863-14-000024 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nanovision Diagnostics, Inc. See All Filings	D	2014-01-10 00:00:00 UTC
Amount To Be Raised $3,250,000 Associated Brokers / Dealers N/A CIK Number 0001595276 Filed Document 0001595276-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
ZAXIS INSTITUTIONAL PARTNERS, L.P. See All Filings	D/A	2014-01-10 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001278698 Filed Document 0000935836-14-000013 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Icelandic Milk & Skry Corp See All Filings	D	2014-01-10 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001595859 Filed Document 0001595859-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
SC Life Settlement Asset Fund 2, LLC See All Filings	D	2014-01-10 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers CJP Capital, LLC CIK Number 0001596362 Filed Document 0001596360-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Del Mar Special Opportunities Offshore Fund, Ltd. See All Filings	D/A	2014-01-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566067 Filed Document 0000919574-14-000166 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TORCHLIGHT ENERGY RESOURCES INC See All Filings	D	2014-01-10 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001431959 Filed Document 0001078782-14-000029 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Ionic Event Driven Fund LLC See All Filings	D/A	2014-01-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001540833 Filed Document 0001540833-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IFM Global Infrastructure (Offshore), L.P. See All Filings	D/A	2014-01-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566602 Filed Document 0001566602-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Equity
ORGANIC SYSTEMS See All Filings	D/A	2014-01-10 00:00:00 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers N/A CIK Number 0001591317 Filed Document 0001076542-14-000012 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business MONTANA Revenue or Assets $No Revenues Type of Security Equity
ACM FINANCIAL TRUST INC See All Filings	D	2014-01-10 00:00:00 UTC
Amount To Be Raised $148,261,045 Associated Brokers / Dealers N/A CIK Number 0001077157 Filed Document 0001077157-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NORTH CAROLINA Revenue or Assets $Not Applicable Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-01-10 00:00:00 UTC
Amount To Be Raised $22,190,006 Associated Brokers / Dealers Craig Findley and Mark Maizel CIK Number 0001135856 Filed Document 0001135856-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
FPC Small Cap Fund I, L.P. See All Filings	D/A	2014-01-10 00:00:00 UTC
Amount To Be Raised $70,237,500 Associated Brokers / Dealers N/A CIK Number 0001544076 Filed Document 0001544076-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rebellion Photonics, Inc. See All Filings	D	2014-01-10 00:00:00 UTC
Amount To Be Raised $10,401,020 Associated Brokers / Dealers Woodrock Securities, L.P. CIK Number 0001595884 Filed Document 0001595884-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Corazon Capital LLC See All Filings	D	2014-01-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595765 Filed Document 0000897069-14-000009 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-01-10 00:00:00 UTC
Amount To Be Raised $155,036 Associated Brokers / Dealers Kirk Penland, Matt Sheehan, and Andrew Chase CIK Number 0001135856 Filed Document 0001135856-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
WHITEHAVEN CREDIT OPPORTUNITIES FUND, LP See All Filings	D	2014-01-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595446 Filed Document 0000919574-14-000185 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CERTAIN, INC. See All Filings	D	2014-01-10 00:00:00 UTC
Amount To Be Raised $17,793,201 Associated Brokers / Dealers N/A CIK Number 0001546883 Filed Document 0001546883-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Certify, LLC See All Filings	D	2014-01-10 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001467260 Filed Document 0001467260-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MAINE Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Conrex Residential Property REIT, Inc. See All Filings	D	2014-01-10 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001596723 Filed Document 0000950138-14-000024 Exclusions or Exemptions 506c Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SOUTH CAROLINA Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
Commonfund Multi-Strategy Equity Investors LLC See All Filings	D/A	2014-01-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers COMMONFUND SECURITIES, INC, CIK Number 0001412713 Filed Document 0001596164-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Activant Holdings II, LP See All Filings	D	2014-01-10 00:00:00 UTC
Amount To Be Raised $3,050,000 Associated Brokers / Dealers N/A CIK Number 0001596277 Filed Document 0001596459-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Commonfund Core Equity Master Fund, LLC See All Filings	D/A	2014-01-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers COMMONFUND SECURITIES, INC. CIK Number 0001539113 Filed Document 0001596164-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Craft Equity Management, LLC See All Filings	D	2014-01-10 00:00:00 UTC
Amount To Be Raised $75,000 Associated Brokers / Dealers n/a CIK Number 0001597309 Filed Document 0001593290-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-01-10 00:00:00 UTC
Amount To Be Raised $8,529,705 Associated Brokers / Dealers Kenneth Dayton, Jason Chepenik, and Barnett Chepenik CIK Number 0001135856 Filed Document 0001135856-14-000013 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
C-III High Yield Real Estate Debt Fund III L.P. See All Filings	D	2014-01-10 00:00:00 UTC
Amount To Be Raised $159,000,000 Associated Brokers / Dealers N/A CIK Number 0001596054 Filed Document 0001596054-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Advantage Advisers Tax Exempt High Income Fund I, LLC See All Filings	D	2014-01-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Oppenheimer & Co. Inc. CIK Number 0001597027 Filed Document 0001140361-14-002165 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stratus Capital Partners A LP See All Filings	D	2014-01-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596217 Filed Document 0001144204-14-001548 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Loomis Sayles Credit Asset Trust See All Filings	D/A	2014-01-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460284 Filed Document 0001460284-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
Pragmatical LLC See All Filings	D	2014-01-10 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001596328 Filed Document 0001596328-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
PURPOSEENERGY INC See All Filings	D	2014-01-10 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001422878 Filed Document 0001422878-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D Industry Energy Conservation Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
SALIX PHARMACEUTICALS LTD See All Filings	D	2014-01-10 00:00:00 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers N/A CIK Number 0001009356 Filed Document 0001209191-14-002846 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NORTH CAROLINA Revenue or Assets $Over $100,000,000 Type of Security Debt
PFM HEALTHCARE OFFSHORE FUND LTD See All Filings	D/A	2014-01-10 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001424501 Filed Document 0000935836-14-000021 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Healthcare Bluebook, Inc. See All Filings	D	2014-01-10 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001595911 Filed Document 0001595911-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Nelson Brothers BYU Apartments, LLC See All Filings	D	2014-01-10 00:00:00 UTC
Amount To Be Raised $1,507,000 Associated Brokers / Dealers Brian J. Nelson CIK Number 0001596485 Filed Document 0001596485-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MAXUS REALTY TRUST INC. See All Filings	D	2014-01-10 00:00:00 UTC
Amount To Be Raised $11,500,000 Associated Brokers / Dealers N/A CIK Number 0000748580 Filed Document 0000748580-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Debt
Heatwurx, Inc. See All Filings	D	2014-01-10 00:00:00 UTC
Amount To Be Raised $175,000 Associated Brokers / Dealers N/A CIK Number 0001533743 Filed Document 0001441557-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
FireEye, Inc. See All Filings	D	2014-01-10 00:00:00 UTC
Amount To Be Raised $739,265,776 Associated Brokers / Dealers N/A CIK Number 0001370880 Filed Document 0001181431-14-002149 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $Over $100,000,000 Type of Security Equity
Worldwide Investment Fund 2014, LLC See All Filings	D	2014-01-10 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Worldwide Investment Inc., LLC CIK Number 0001596360 Filed Document 0001596360-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
STONEPINE CAPITAL L P See All Filings	D/A	2014-01-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Coronado Investments CIK Number 0001370042 Filed Document 0001370042-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BERMUDA FUND L P See All Filings	D/A	2014-01-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000798402 Filed Document 0000798402-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
REDWOOD OPPORTUNITY OFFSHORE FUND, LTD. See All Filings	D/A	2014-01-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457426 Filed Document 0000919574-14-000177 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VIS Research, Inc. See All Filings	D	2014-01-10 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001596388 Filed Document 0001596388-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-01-10 00:00:00 UTC
Amount To Be Raised $28,349,490 Associated Brokers / Dealers Michael Moorhead, Jennifer Kephart, and Monte Herrick CIK Number 0001135856 Filed Document 0001135856-14-000014 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Industrial Technology Group, LLC See All Filings	D	2014-01-10 00:00:00 UTC
Amount To Be Raised $62,500 Associated Brokers / Dealers N/A CIK Number 0001596565 Filed Document 0001596565-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Farmers Bankshares, Inc. See All Filings	D	2014-01-10 00:00:00 UTC
Amount To Be Raised $13,000,000 Associated Brokers / Dealers N/A CIK Number 0001596123 Filed Document 0001140361-14-001801 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
NEW YORK LIFE INSURANCE CO See All Filings	D	2014-01-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000071633 Filed Document 0000071633-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
TCV VIII (A), L.P. See All Filings	D/A	2014-01-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566338 Filed Document 0001566338-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TCV VIII (B), L.P. See All Filings	D/A	2014-01-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566339 Filed Document 0001566339-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund