Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Kent Lenders LLC See All Filings	D/A	2014-01-27 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001573073 Filed Document 0001597780-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Sidecar Interactive, Inc. See All Filings	D	2014-01-27 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001451353 Filed Document 0001451353-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Envision Solar International, Inc. See All Filings	D	2014-01-27 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001398805 Filed Document 0001065949-14-000017 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Maivene Fund LP See All Filings	D/A	2014-01-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001540389 Filed Document 0001567870-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Orchard Avalon Ltd See All Filings	D/A	2014-01-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001477656 Filed Document 0001477656-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
Digital Global Systems, Inc. See All Filings	D	2014-01-27 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001581455 Filed Document 0001581455-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Constellation Strategic Opportunity Fund LP See All Filings	D/A	2014-01-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Paul Eric Tramontano and Sam Katzman CIK Number 0001510073 Filed Document 0000919574-14-000398 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BHV ENTREPRENEURSHIP FUND IA, L.P. See All Filings	D/A	2014-01-27 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001582261 Filed Document 0001582261-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Campus Acquisitions College Park II, LLC See All Filings	D	2014-01-27 00:00:00 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers N/A CIK Number 0001598042 Filed Document 0001598042-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Basic Capital LP See All Filings	D	2014-01-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598307 Filed Document 0001598307-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BrainDead Deep Ellum, LLC See All Filings	D	2014-01-27 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001598173 Filed Document 0001598173-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Architizer, Inc. See All Filings	D	2014-01-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598681 Filed Document 0001598681-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Data Design Corp See All Filings	D	2014-01-27 00:00:00 UTC
Amount To Be Raised $15,211,870 Associated Brokers / Dealers N/A CIK Number 0001598420 Filed Document 0001598420-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
CSH Program REIT II Inc. See All Filings	D	2014-01-27 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001598148 Filed Document 0001598148-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Thressor Aviation, Inc. See All Filings	D	2014-01-26 00:00:00 UTC
Amount To Be Raised $18,000,000 Associated Brokers / Dealers None CIK Number 0001598986 Filed Document 0001091818-14-000037 Exclusions or Exemptions 506c Accepted Date 2014-01-26 00:00:00 UTC Type of Offering D Industry Airlines and Airports Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
A TO B CAPITAL SPECIAL SITUATIONS FUND LP See All Filings	D/A	2014-01-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456866 Filed Document 0001456866-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MKP Opportunity Offshore (BPI), Ltd. See All Filings	D/A	2014-01-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566642 Filed Document 0000902664-14-000323 Exclusions or Exemptions 506b Accepted Date 2014-01-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Patara Pharma, LLC See All Filings	D	2014-01-24 00:00:00 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001598105 Filed Document 0001140361-14-003224 Exclusions or Exemptions 506b Accepted Date 2014-01-24 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Expo Event Holdco, Inc. See All Filings	D	2014-01-24 00:00:00 UTC
Amount To Be Raised $140,000,000 Associated Brokers / Dealers N/A CIK Number 0001579214 Filed Document 0000895345-14-000018 Exclusions or Exemptions 506b Accepted Date 2014-01-24 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Savanna Fund III REIT, LLC See All Filings	D	2014-01-24 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001598145 Filed Document 0001598145-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-24 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
IFC HOLDINGS INC/FL See All Filings	D/A	2014-01-24 00:00:00 UTC
Amount To Be Raised $5,235,058 Associated Brokers / Dealers N/A CIK Number 0001351970 Filed Document 0001351970-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-24 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Other
LyonRoss Partners Fund Ltd. See All Filings	D/A	2014-01-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001385350 Filed Document 0000819176-14-000009 Exclusions or Exemptions 506b Accepted Date 2014-01-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Secquaero ILS Fund Ltd. See All Filings	D/A	2014-01-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565659 Filed Document 0001595990-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-01-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-01-24 00:00:00 UTC
Amount To Be Raised $10,116,006 Associated Brokers / Dealers William MacDonald, Steve Russell, David Stetcher, and Bryant Kirk CIK Number 0001135856 Filed Document 0001135856-14-000027 Exclusions or Exemptions 506b Accepted Date 2014-01-24 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Valkyrie Fund I, LP See All Filings	D/A	2014-01-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001568390 Filed Document 0001568390-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Someone With Group, LLC See All Filings	D	2014-01-24 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001597375 Filed Document 0001597375-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-24 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Falcon Edge Global, LP See All Filings	D/A	2014-01-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554016 Filed Document 0000902664-14-000518 Exclusions or Exemptions 506b Accepted Date 2014-01-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INVESTMENT CENTERS OF AMERICA INC See All Filings	D	2014-01-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001351904 Filed Document 0001351904-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-24 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Other
Sentinel Holdings LLC See All Filings	D	2014-01-24 00:00:00 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001594785 Filed Document 0001594785-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MISSOURI Revenue or Assets $No Revenues Type of Security Equity
DOUBLEWOOD PRIMARY FUND (USA) L.P. See All Filings	D/A	2014-01-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001009663 Filed Document 0000819176-14-000011 Exclusions or Exemptions 506b Accepted Date 2014-01-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ADVISORY RESEARCH SMALL CAP VALUE FUND II LP See All Filings	D/A	2014-01-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456140 Filed Document 0001456140-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sound Point Beacon Fund, LP See All Filings	D	2014-01-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594993 Filed Document 0001140361-14-003200 Exclusions or Exemptions 506b Accepted Date 2014-01-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ZaoZao (US) Inc. See All Filings	D/A	2014-01-24 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001593016 Filed Document 0001593016-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-24 00:00:00 UTC Type of Offering D/A Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Alternative Investments Institutional Ltd. See All Filings	D/A	2014-01-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001415256 Filed Document 0000902664-14-000328 Exclusions or Exemptions 506b Accepted Date 2014-01-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gramercy Global Equities Fund LLC See All Filings	D/A	2014-01-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539279 Filed Document 0000919574-14-000385 Exclusions or Exemptions 506b Accepted Date 2014-01-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BIOVENTRIX INC See All Filings	D	2014-01-24 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Taglich Brothers, Inc. CIK Number 0001283259 Filed Document 0001283259-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
FCM Income Fund, L.P. See All Filings	D/A	2014-01-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001481365 Filed Document 0001315863-14-000041 Exclusions or Exemptions 506b Accepted Date 2014-01-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
USV Opportunity 2014, LP See All Filings	D	2014-01-24 00:00:00 UTC
Amount To Be Raised $166,025,000 Associated Brokers / Dealers N/A CIK Number 0001597793 Filed Document 0001597793-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
EXT Acquisitions, Inc. See All Filings	D	2014-01-24 00:00:00 UTC
Amount To Be Raised $49,333,884 Associated Brokers / Dealers N/A CIK Number 0001598192 Filed Document 0001598192-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Evolent Health LLC See All Filings	D/A	2014-01-24 00:00:00 UTC
Amount To Be Raised $104,000,000 Associated Brokers / Dealers RBC Capital Markets, LLC CIK Number 0001530865 Filed Document 0001530865-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-24 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Claragh Mountain Fund LP See All Filings	D	2014-01-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595959 Filed Document 0001140361-14-003231 Exclusions or Exemptions 506b Accepted Date 2014-01-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ARCHSTONE ABSOLUTE RETURN STRATEGIES FUND, LTD. See All Filings	D/A	2014-01-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Keegan and Company, Inc. ("MK&C") and RAYMOND JAMES & ASSOCIATES, INC. ("RJ&A") CIK Number 0001170070 Filed Document 0000871613-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-01-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Clean Plate Restaurants, Inc. See All Filings	D	2014-01-24 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001591040 Filed Document 0001580695-14-000029 Exclusions or Exemptions 506b Accepted Date 2014-01-24 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
EMERGING SOVEREIGN OFFSHORE FUND, LTD. See All Filings	D/A	2014-01-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCG Securities, L.L.C. CIK Number 0001176352 Filed Document 0000919574-14-000392 Exclusions or Exemptions 506b Accepted Date 2014-01-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ecosystem Integrity Fund II, L.P. See All Filings	D	2014-01-24 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001598117 Filed Document 0001597808-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
A.P. Opportunities Fund, Ltd. See All Filings	D/A	2014-01-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Keegan and Company, Inc. ("MK&C") and RAYMOND JAMES & ASSOCIATES, INC. ("RJ&A") CIK Number 0001508651 Filed Document 0000871613-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-01-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
GGCOF EXECUTIVE CO-INVEST, L.P. See All Filings	D	2014-01-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001541295 Filed Document 0001541295-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TrackIF LLC See All Filings	D	2014-01-24 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001578576 Filed Document 0001578576-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-01-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
SWIFT FINANCIAL CORP See All Filings	D	2014-01-24 00:00:00 UTC
Amount To Be Raised $4,903,540 Associated Brokers / Dealers N/A CIK Number 0001384076 Filed Document 0001384076-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-24 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
LyonRoss Partners Fund L.P. See All Filings	D/A	2014-01-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS FINANCIAL SERVICES INC. CIK Number 0001385344 Filed Document 0000819176-14-000008 Exclusions or Exemptions 506b Accepted Date 2014-01-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund