|
|
D |
2014-01-27 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- NONE
- CIK Number
- 0001380089
- Filed Document
- 0001380089-14-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-01-27 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-27 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001464987
- Filed Document
- 0001464987-14-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-27 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-01-27 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001414646
- Filed Document
- 0001315863-14-000051
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-27 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-27 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Citigroup Global Markets Inc. and Morgan Stanley Smith Barney LLC
- CIK Number
- 0001526360
- Filed Document
- 0001526360-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-27 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-27 00:00:00 UTC |
- Amount To Be Raised
- $1,287,811
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001502880
- Filed Document
- 0001502880-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-27 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Equity
|
|
|
D/A |
2014-01-27 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001484302
- Filed Document
- 0001484302-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-27 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-27 00:00:00 UTC |
- Amount To Be Raised
- $300,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001598336
- Filed Document
- 0001598336-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-27 00:00:00 UTC
- Type of Offering
- D
- Industry
- Restaurants
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2014-01-27 00:00:00 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001562654
- Filed Document
- 0001562654-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-27 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-27 00:00:00 UTC |
- Amount To Be Raised
- $13,935,570
- Associated Brokers / Dealers
- Lake Street Capital Markets, LLC
- CIK Number
- 0001090908
- Filed Document
- 0001437749-14-001492
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-27 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D/A |
2014-01-27 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001494601
- Filed Document
- 0000919574-14-000403
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-27 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-27 00:00:00 UTC |
- Amount To Be Raised
- $12,189,999
- Associated Brokers / Dealers
- Ehrenberg Chesler Securities, Inc.
- CIK Number
- 0001589872
- Filed Document
- 0001589872-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-27 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Health Care
- Principal Place of Business
- ALBERTA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-27 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- None
- CIK Number
- 0001598036
- Filed Document
- 0001598036-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-27 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-27 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001598185
- Filed Document
- 0001598185-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-27 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-27 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001060312
- Filed Document
- 0001060312-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-27 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-27 00:00:00 UTC |
- Amount To Be Raised
- $8,762,152
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001473159
- Filed Document
- 0001473159-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-27 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-01-27 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Citigroup Global Markets Inc. and Morgan Stanley Smith Barney LLC
- CIK Number
- 0001458218
- Filed Document
- 0001458218-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-27 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-27 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001414949
- Filed Document
- 0001315863-14-000050
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-27 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-27 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Citigroup Global Markets Inc. and Morgan Stanley Smith Barney LLC
- CIK Number
- 0001526364
- Filed Document
- 0001526364-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-27 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-27 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Citigroup Global Markets Inc. and Morgan Stanley Smith Barney LLC
- CIK Number
- 0001417091
- Filed Document
- 0001417091-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-27 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-27 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001598242
- Filed Document
- 0001019056-14-000092
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-27 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-27 00:00:00 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001598149
- Filed Document
- 0001598149-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-27 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Security To Be Acquired
|
|
|
D |
2014-01-27 00:00:00 UTC |
- Amount To Be Raised
- $4,025,000
- Associated Brokers / Dealers
- Shlomo Ness
- CIK Number
- 0001598208
- Filed Document
- 0001598208-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-27 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D/A |
2014-01-27 00:00:00 UTC |
- Amount To Be Raised
- $1,287,811
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001502880
- Filed Document
- 0001502880-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-27 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Equity
|
|
|
D |
2014-01-27 00:00:00 UTC |
- Amount To Be Raised
- $300,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001512123
- Filed Document
- 0001512123-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-27 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2014-01-27 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001571286
- Filed Document
- 0001315863-14-000048
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-27 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-27 00:00:00 UTC |
- Amount To Be Raised
- $3,100,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001579509
- Filed Document
- 0001579509-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-27 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Other
|
|
|
D/A |
2014-01-27 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Citigroup Global Markets Inc. and Morgan Stanley Smith Barney LLC
- CIK Number
- 0001331872
- Filed Document
- 0001331872-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-27 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-27 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- MVision Private Equity Advisors USA LLC
- CIK Number
- 0001598306
- Filed Document
- 0001598306-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-27 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UNITED ARAB EMIRATES
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
Dislocation Opportunities Access Fund (International), L.P.
See All Filings
|
D |
2014-01-27 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- None
- CIK Number
- 0001598183
- Filed Document
- 0001598183-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-27 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-27 00:00:00 UTC |
- Amount To Be Raised
- $40,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001414681
- Filed Document
- 0001592597-14-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-01-27 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-27 00:00:00 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001491820
- Filed Document
- 0001491820-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-27 00:00:00 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- IDAHO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-01-27 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Citigroup Global Markets Inc. and Morgan Stanley Smith Barney LLC
- CIK Number
- 0001416739
- Filed Document
- 0001416739-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-27 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-27 00:00:00 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001595001
- Filed Document
- 0001595001-14-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-01-27 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Commercial
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $Not Applicable
- Type of Security
- Equity
|
|
|
D/A |
2014-01-27 00:00:00 UTC |
- Amount To Be Raised
- $8,665,509
- Associated Brokers / Dealers
- Inland Securities Corporation, John G. Chess, Tomas J. Velken, Robert S. Smith, Joral T. Schmalle, Karen Y. Holmes, Danny R. Hughes, Kevin M. Sweeney, Kerry W. Peoples, Mark A. Cline, Michael D. Shinault, Bruce S. Hesse, Tracy R. Turner, Mark G. Kosanke, Gregory A. Merritt, Dwight K. Kay, Michael Stieglitz, Francis J. Jones, Jr., David B. Levinson, Peter W. Adams, Kyle M. Imholte, Eric W. Kuchel, Donald D. Duncan, Thomas J. Ealy, Robert R. Tweed, William S. Sheehan, Michael F. Davis, Scott M. Lehigh, Paul W. Newton, Andrew L. Carroll, John A. Doane, and Leonard R. Bettencourt
- CIK Number
- 0001569535
- Filed Document
- 0001569535-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-27 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2014-01-27 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001598246
- Filed Document
- 0001598246-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-27 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-27 00:00:00 UTC |
- Amount To Be Raised
- $25,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001418588
- Filed Document
- 0001418588-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-27 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2014-01-27 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001435079
- Filed Document
- 0001435079-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-27 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Investing
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2014-01-27 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001541804
- Filed Document
- 0001541804-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-27 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$50,000,001 - $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-27 00:00:00 UTC |
- Amount To Be Raised
- $287,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001597430
- Filed Document
- 0001597430-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-27 00:00:00 UTC
- Type of Offering
- D
- Industry
- Insurance
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-01-27 00:00:00 UTC |
- Amount To Be Raised
- $29,966,400
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001561351
- Filed Document
- 0001561351-14-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-01-27 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Mineral Property
|
|
|
D |
2014-01-27 00:00:00 UTC |
- Amount To Be Raised
- $317
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001597535
- Filed Document
- 0001597535-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-27 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- FINLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-01-27 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Citigroup Global Markets Inc. and Morgan Stanley Smith Barney LLC
- CIK Number
- 0001526366
- Filed Document
- 0001526366-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-27 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-27 00:00:00 UTC |
- Amount To Be Raised
- $13,999,991
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001459517
- Filed Document
- 0001140361-14-003352
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-27 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
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D/A |
2014-01-27 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001571287
- Filed Document
- 0001315863-14-000047
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-27 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
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D/A |
2014-01-27 00:00:00 UTC |
- Amount To Be Raised
- $1,287,811
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001502880
- Filed Document
- 0001502880-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-27 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Equity
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|
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D/A |
2014-01-27 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Uhlmann Price Securities, LLC, Sterne Agee Clearing Inc, Wells Fargo Advisors, LLC, McDonald Partners LLC, and Stephens
- CIK Number
- 0001462567
- Filed Document
- 0001462567-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-27 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
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D |
2014-01-27 00:00:00 UTC |
- Amount To Be Raised
- $300,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001579376
- Filed Document
- 0001579376-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-27 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- INDIANA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
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|
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D/A |
2014-01-27 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Citigroup Global Markets Inc. and Morgan Stanley Smith Barney LLC
- CIK Number
- 0001526355
- Filed Document
- 0001526355-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-27 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
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|
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D |
2014-01-27 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001597360
- Filed Document
- 0001597360-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-27 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
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D/A |
2014-01-27 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001482628
- Filed Document
- 0001482628-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-27 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- IOWA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|