Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Rock Springs Capital Fund LP See All Filings	D	2013-10-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589230 Filed Document 0001589230-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
ShaveLogic, Inc. See All Filings	D	2013-10-14 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001516326 Filed Document 0001162677-13-000102 Exclusions or Exemptions 506c Accepted Date 2013-10-14 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
G1 Therapeutics, Inc. See All Filings	D	2013-10-14 00:00:00 UTC
Amount To Be Raised $12,597,221 Associated Brokers / Dealers N/A CIK Number 0001560241 Filed Document 0001560241-13-000007 Exclusions or Exemptions 506b Accepted Date 2013-10-14 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Personal, Inc. See All Filings	D/A	2013-10-14 00:00:00 UTC
Amount To Be Raised $14,159,255 Associated Brokers / Dealers N/A CIK Number 0001486516 Filed Document 0001486516-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-10-14 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
eASIC Corp See All Filings	D	2013-10-14 00:00:00 UTC
Amount To Be Raised $390,000 Associated Brokers / Dealers N/A CIK Number 0001109898 Filed Document 0001109898-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Edesia Dynamic Agriculture Fund LP See All Filings	D/A	2013-10-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001551429 Filed Document 0000902664-13-003483 Exclusions or Exemptions 506b Accepted Date 2013-10-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
COVENANT GLOBAL ALPHA FUND, L.P. See All Filings	D/A	2013-10-14 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001428058 Filed Document 0000935836-13-000504 Exclusions or Exemptions 506b Accepted Date 2013-10-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EXAGEN DIAGNOSTICS INC See All Filings	D	2013-10-14 00:00:00 UTC
Amount To Be Raised $5,016,977 Associated Brokers / Dealers N/A CIK Number 0001274737 Filed Document 0001104659-13-075606 Exclusions or Exemptions 506b Accepted Date 2013-10-14 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW MEXICO Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Adelis Equity Partners Fund I, AB See All Filings	D	2013-10-14 00:00:00 UTC
Amount To Be Raised $550,425,544 Associated Brokers / Dealers PARK HILL GROUP LLC CIK Number 0001588952 Filed Document 0001588952-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SWEDEN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DETHRONE ROYALTY HOLDINGS, INC. See All Filings	D	2013-10-14 00:00:00 UTC
Amount To Be Raised $32,500 Associated Brokers / Dealers N/A CIK Number 0001504222 Filed Document 0001144204-13-055206 Exclusions or Exemptions 506c Accepted Date 2013-10-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Debt
BLACKROCK EMERGING FRONTIERS FUND LTD See All Filings	D	2013-10-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589051 Filed Document 0000950172-13-000096 Exclusions or Exemptions 506b Accepted Date 2013-10-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Grafoid Inc. See All Filings	D/A	2013-10-13 00:00:00 UTC
Amount To Be Raised $6,767,000 Associated Brokers / Dealers BlackWall Capital Markets, Inc. CIK Number 0001570286 Filed Document 0001570286-13-000008 Exclusions or Exemptions 506b Accepted Date 2013-10-13 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets $No Revenues Type of Security Equity
VelociData, Inc. See All Filings	D	2013-10-13 00:00:00 UTC
Amount To Be Raised $598,145 Associated Brokers / Dealers N/A CIK Number 0001541143 Filed Document 0001014108-13-000174 Exclusions or Exemptions 506b Accepted Date 2013-10-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
van Biema Global Value Fund, LP See All Filings	D/A	2013-10-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Collins Bay Island Securities CIK Number 0001399399 Filed Document 0000919574-13-005835 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAPVEST EQUITY PARTNERS III B, L.P. See All Filings	D	2013-10-11 00:00:00 UTC
Amount To Be Raised $528,000,000 Associated Brokers / Dealers LAZARD & CO., LIMITED CIK Number 0001589267 Filed Document 0001589267-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Ohr Pharmaceutical Inc See All Filings	D	2013-10-11 00:00:00 UTC
Amount To Be Raised $376,915 Associated Brokers / Dealers N/A CIK Number 0001173281 Filed Document 0001387131-13-003788 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Snap Finance LLC See All Filings	D	2013-10-11 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001588762 Filed Document 0001588762-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Indus Markor Fund, Ltd. See All Filings	D	2013-10-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589066 Filed Document 0000919574-13-005830 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ClearOne Funding LP See All Filings	D/A	2013-10-11 00:00:00 UTC
Amount To Be Raised $10,241,004 Associated Brokers / Dealers N/A CIK Number 0001580184 Filed Document 0001580184-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Centri Technology, Inc. See All Filings	D	2013-10-11 00:00:00 UTC
Amount To Be Raised $1,550,060 Associated Brokers / Dealers N/A CIK Number 0001488188 Filed Document 0001488188-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
PARA PARTNERS LP See All Filings	D/A	2013-10-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000798674 Filed Document 0000798674-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pomona Capital VIII, L.P. See All Filings	D/A	2013-10-11 00:00:00 UTC
Amount To Be Raised $1,300,000,000 Associated Brokers / Dealers Larrain Vial Investment Inc., UBS AG, KB Investment & Securities Co., LTD., and Vantage Capital Markets HK Limited CIK Number 0001558549 Filed Document 0001558549-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PVF - CCP, LP See All Filings	D/A	2013-10-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559529 Filed Document 0000919574-13-005847 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PVF - PK, LP See All Filings	D/A	2013-10-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559530 Filed Document 0000919574-13-005842 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IQ Global Long/Short Equity Select (Offshore) Fund, Ltd. See All Filings	D/A	2013-10-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001488686 Filed Document 0001488686-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MCM CreditAlpha Market Neutral Premier Offshore Fund, Ltd. See All Filings	D/A	2013-10-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001502913 Filed Document 0000902664-13-003437 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
HCG Chimneys, LLC See All Filings	D	2013-10-11 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001589077 Filed Document 0001589077-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
California Ethanol & Power, LLC See All Filings	D/A	2013-10-11 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001491441 Filed Document 0001491441-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HENGISTBURY FUND LP See All Filings	D/A	2013-10-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560196 Filed Document 0000919574-13-005854 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Telogis, Inc. See All Filings	D	2013-10-11 00:00:00 UTC
Amount To Be Raised $93,000,000 Associated Brokers / Dealers Morgan Stanley & Co. CIK Number 0001462156 Filed Document 0001545280-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Totus Solutions, Inc. See All Filings	D	2013-10-11 00:00:00 UTC
Amount To Be Raised $10,453,604 Associated Brokers / Dealers N/A CIK Number 0001555415 Filed Document 0001555415-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
GUGGENHEIM LOAN FUND, LLC See All Filings	D	2013-10-11 00:00:00 UTC
Amount To Be Raised $64,100,000 Associated Brokers / Dealers N/A CIK Number 0001588382 Filed Document 0001144204-13-055041 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CareCap LLC See All Filings	D	2013-10-11 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001582254 Filed Document 0001582254-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
BlackRock Tempus Fund (ERISA), Ltd. See All Filings	D/A	2013-10-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001532379 Filed Document 0001140361-13-038691 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SALI Multi-Series Fund, L.P. See All Filings	D/A	2013-10-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Trump Securities, LLC, MML Investors Services, Inc., Stern Capital, LLC, and M Holdings Securities, Inc. CIK Number 0001323868 Filed Document 0001172661-13-001342 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
SCREP V FEEDER A, L.P. See All Filings	D/A	2013-10-11 00:00:00 UTC
Amount To Be Raised $1,300,000,000 Associated Brokers / Dealers Park Hill Real Estate Group LLC CIK Number 0001553168 Filed Document 0001553168-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
RGL Partners, LLC See All Filings	D	2013-10-11 00:00:00 UTC
Amount To Be Raised $15,000 Associated Brokers / Dealers None CIK Number 0001471349 Filed Document 0001471349-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Axis Health, Inc. See All Filings	D	2013-10-11 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001589099 Filed Document 0001589099-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Sanford C. Bernstein & Co. Delaware Business Trust See All Filings	D/A	2013-10-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Sanford C. Bernstein & Co., LLC CIK Number 0001045898 Filed Document 0000902664-13-003425 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Golden Eagle Fund 16, LLC See All Filings	D	2013-10-11 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Michael Lloyd CIK Number 0001588887 Filed Document 0001588945-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
TechShop Menlo Park LLC See All Filings	D	2013-10-11 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001588943 Filed Document 0001588943-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
CCVHRP I, LLC See All Filings	D	2013-10-11 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001589179 Filed Document 0001589179-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ZBB ENERGY CORP See All Filings	D	2013-10-11 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers National Securities Corporation and MDB Capital Group LLC CIK Number 0001140310 Filed Document 0001583044-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Cloudnexa, Inc. See All Filings	D	2013-10-11 00:00:00 UTC
Amount To Be Raised $2,300,000 Associated Brokers / Dealers N/A CIK Number 0001589093 Filed Document 0001140361-13-039113 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Vensun Pharmaceuticals, Inc. See All Filings	D	2013-10-11 00:00:00 UTC
Amount To Be Raised $15,809,999 Associated Brokers / Dealers N/A CIK Number 0001545448 Filed Document 0001545448-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Oak Holdings, LLC See All Filings	D	2013-10-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001546352 Filed Document 0001181431-13-053778 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
PVF - AJ, LP See All Filings	D/A	2013-10-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559507 Filed Document 0000919574-13-005848 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
van Biema Asia Value Fund, Ltd See All Filings	D/A	2013-10-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Collins Bay Island Securities CIK Number 0001486948 Filed Document 0000919574-13-005836 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MCM Offshore AlphaMatrix Fund, Ltd. See All Filings	D/A	2013-10-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001450388 Filed Document 0000902664-13-003436 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Physicians Realty L.P. See All Filings	D	2013-10-11 00:00:00 UTC
Amount To Be Raised $11,534,909 Associated Brokers / Dealers N/A CIK Number 0001583994 Filed Document 0001583994-13-000004 Exclusions or Exemptions 506c Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Other