Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
NCH Agribusiness Partners II, L.P. See All Filings	D	2013-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593367 Filed Document 0001181431-13-061507 Exclusions or Exemptions 506b Accepted Date 2013-12-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Fileblaze, Inc. See All Filings	D	2013-12-04 00:00:00 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001566909 Filed Document 0001566909-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-12-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Eckard Global, LLC See All Filings	D	2013-12-04 00:00:00 UTC
Amount To Be Raised $62,477 Associated Brokers / Dealers N/A CIK Number 0001551756 Filed Document 0001551756-13-000016 Exclusions or Exemptions 506b Accepted Date 2013-12-04 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Celect LLC See All Filings	D	2013-12-04 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001593295 Filed Document 0001140361-13-044924 Exclusions or Exemptions 506b Accepted Date 2013-12-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Amundi Smith Breeden Institutional Short Duration Fund Ltd. See All Filings	D/A	2013-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001541281 Filed Document 0000919574-13-006862 Exclusions or Exemptions 506b Accepted Date 2013-12-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Misfit Wearables Corp See All Filings	D	2013-12-04 00:00:00 UTC
Amount To Be Raised $15,500,002 Associated Brokers / Dealers N/A CIK Number 0001535557 Filed Document 0001535557-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
Mozido, Inc. See All Filings	D	2013-12-04 00:00:00 UTC
Amount To Be Raised $70,000,000 Associated Brokers / Dealers N/A CIK Number 0001593484 Filed Document 0001593484-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
BTI Systems Inc. See All Filings	D	2013-12-04 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers CIBC WORLD MARKETS INC. CIK Number 0001450762 Filed Document 0001450762-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Elion Real Estate Fund III, LP See All Filings	D	2013-12-04 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001593512 Filed Document 0001593512-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Silver Arrow Partners, L.P. See All Filings	D/A	2013-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001464356 Filed Document 0001464356-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ohr Cosmetics, LLC See All Filings	D	2013-12-04 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001593359 Filed Document 0001593359-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-04 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Equity
GDC, LLC See All Filings	D	2013-12-04 00:00:00 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001593115 Filed Document 0001593115-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Strategic Growth Bancorp Inc. See All Filings	D	2013-12-04 00:00:00 UTC
Amount To Be Raised $2,000 Associated Brokers / Dealers N/A CIK Number 0001539830 Filed Document 0000950103-13-007105 Exclusions or Exemptions 505 and 506b Accepted Date 2013-12-04 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SOFT TISSUE REGENERATION, INC. See All Filings	D	2013-12-04 00:00:00 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001431625 Filed Document 0001431625-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-04 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Equity
Lytics, Inc. See All Filings	D/A	2013-12-04 00:00:00 UTC
Amount To Be Raised $2,218,975 Associated Brokers / Dealers N/A CIK Number 0001579528 Filed Document 0001579528-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-04 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Meyers Road Investments vAuto, LLC See All Filings	D	2013-12-04 00:00:00 UTC
Amount To Be Raised $2,575,000 Associated Brokers / Dealers N/A CIK Number 0001591258 Filed Document 0001591258-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-04 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Semper Active MBS Fund, Ltd. See All Filings	D/A	2013-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590414 Filed Document 0000945621-13-000353 Exclusions or Exemptions 506b Accepted Date 2013-12-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
CAPRICOR THERAPEUTICS, INC. See All Filings	D	2013-12-04 00:00:00 UTC
Amount To Be Raised $26,289,973 Associated Brokers / Dealers N/A CIK Number 0001133869 Filed Document 0001144204-13-065673 Exclusions or Exemptions 506b Accepted Date 2013-12-04 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Garrison Middle Market Funding LP See All Filings	D/A	2013-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001561903 Filed Document 0001561903-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Amundi Smith Breeden Securitized Credit Opportunities Ltd. See All Filings	D/A	2013-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587360 Filed Document 0000919574-13-006863 Exclusions or Exemptions 506b Accepted Date 2013-12-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Founders' Series, a series of Balter '40 Act Capital Alternatives, L.P. See All Filings	D	2013-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593481 Filed Document 0000898432-13-001438 Exclusions or Exemptions 506b Accepted Date 2013-12-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TSG - Timber Oaks, L.P. See All Filings	D/A	2013-12-04 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Shopoff Securities Inc. CIK Number 0001587416 Filed Document 0001587416-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-12-04 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
AUDIOEYE INC See All Filings	D/A	2013-12-04 00:00:00 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers Janco Partners, Inc. CIK Number 0001362190 Filed Document 0001250853-13-000126 Exclusions or Exemptions 506b Accepted Date 2013-12-04 00:00:00 UTC Type of Offering D/A Industry Computers Principal Place of Business ARIZONA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Blind Tiger Republic, Inc. See All Filings	D	2013-12-04 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001593431 Filed Document 0001593431-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
YieldMo, Inc. See All Filings	D	2013-12-04 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001593326 Filed Document 0001593326-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Mount Kellett Capital Partners (Cayman) III, L.P. See All Filings	D	2013-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001593304 Filed Document 0000902664-13-003894 Exclusions or Exemptions 506b Accepted Date 2013-12-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Shibumi.com, Inc. See All Filings	D	2013-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559961 Filed Document 0001559961-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Partners Group JRP RE Investments, L.P. Inc. See All Filings	D/A	2013-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587039 Filed Document 0001593455-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BARKER MINERALS LTD See All Filings	D	2013-12-04 00:00:00 UTC
Amount To Be Raised $476,750 Associated Brokers / Dealers N/A CIK Number 0001280232 Filed Document 0001280232-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
International Growth Fund, LP See All Filings	D/A	2013-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001537916 Filed Document 0001537916-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
DP Electronic Recycling, Inc. See All Filings	D	2013-12-04 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001564555 Filed Document 0001564555-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-04 00:00:00 UTC Type of Offering D Industry Environmental Services Principal Place of Business WISCONSIN Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Specialty Surgical Center of Thousand Oaks, LLC See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $1,465,113 Associated Brokers / Dealers John Riddle CIK Number 0001345687 Filed Document 0001345687-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
PROFIRE ENERGY INC See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $4,735,843 Associated Brokers / Dealers Chardan Capital Markets and Maxim Group LLC CIK Number 0001289636 Filed Document 0001181431-13-061186 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Strategy Capital LLC See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592413 Filed Document 0001592413-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Shazam Holdings, LLC See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001593327 Filed Document 0001181431-13-061910 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Reality Mobile Group Inc. See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $75,000 Associated Brokers / Dealers N/A CIK Number 0001474488 Filed Document 0001474488-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
ZEBRA IMAGING INC See All Filings	D/A	2013-12-03 00:00:00 UTC
Amount To Be Raised $5,232,002 Associated Brokers / Dealers N/A CIK Number 0001052348 Filed Document 0001052348-13-000009 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Javelin Capital Markets, LLC See All Filings	D/A	2013-12-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Edward McElwreath CIK Number 0001543398 Filed Document 0001543398-13-000005 Exclusions or Exemptions 506c Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Nexxus Capital Private Equity Fund VI, L.P. See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $550,000,000 Associated Brokers / Dealers MVision Private Equity Advisors USA LLC CIK Number 0001593514 Filed Document 0001140361-13-045057 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MEXICO Revenue or Assets Decline to Disclose Type of Security Equity
NOHMs Technologies, Inc. See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001548417 Filed Document 0001548417-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
AMICUS THERAPEUTICS INC See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001178879 Filed Document 0001192482-13-000206 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW JERSEY Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Solid Gold Holdings, LLC See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $59,265,800 Associated Brokers / Dealers N/A CIK Number 0001593422 Filed Document 0001593421-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Swallow Solutions, LLC See All Filings	D/A	2013-12-03 00:00:00 UTC
Amount To Be Raised $1,446,000 Associated Brokers / Dealers N/A CIK Number 0001561107 Filed Document 0000897069-13-000407 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
PC Zinfandel Fund, LLC See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $3,800,000 Associated Brokers / Dealers N/A CIK Number 0001593102 Filed Document 0001593101-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
WIP-South Circle, LLC See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $2,470,000 Associated Brokers / Dealers N/A CIK Number 0001589253 Filed Document 0001589253-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CH Town & Country, LLC See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $3,402,000 Associated Brokers / Dealers N/A CIK Number 0001593409 Filed Document 0001593409-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Freenote, LLC See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001593340 Filed Document 0001593340-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
AIS Futures Fund II L.P. (2X-4X) See All Filings	D/A	2013-12-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wedbush Securities Inc., Capital Management Partners, Inc., Equus Financial Consulting LLC, and Equinox Group Distributors, LLC CIK Number 0001038623 Filed Document 0001038623-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AIS FUTURES FUND IV LP See All Filings	D/A	2013-12-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC, Avisen Securities, Inc., Wedbush Morgan Securities, Inc., UBS Financial Services, Inc., Capital Management Partners, Inc., Next Financial Group, Inc., First Financial Equity Corporation, Crowell, Weedon & Co., Stifel, Nicolaus & Company, Incorporated, Benjamin F. Edwards & Company, Inc., and J.P. Turner & Company, L.L.C. CIK Number 0001023453 Filed Document 0001023453-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Professional Hospitality Services Corp See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Professional Hospitality Services Corp CIK Number 0001593384 Filed Document 0001593384-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business WISCONSIN Revenue or Assets $$1 - $1,000,000 Type of Security Equity