Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
PASCHAL LAND & ENERGY, INC. See All Filings	D	2014-02-28 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers D. Chase Paschal CIK Number 0001601433 Filed Document 0001601433-14-000001 Exclusions or Exemptions 505 and 506c Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Mineral Property
Lealta Holdings, LLC See All Filings	D	2014-02-28 00:00:00 UTC
Amount To Be Raised $1,560,000 Associated Brokers / Dealers N/A CIK Number 0001601050 Filed Document 0001601050-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
HealthCor Partners Fund II, L.P. See All Filings	D/A	2014-02-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mercury Capital Advisors CIK Number 0001538581 Filed Document 0001538581-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Language Stars, LLC See All Filings	D	2014-02-28 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001497119 Filed Document 0001497119-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Lion Street, Inc. See All Filings	D/A	2014-02-28 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001509951 Filed Document 0001509951-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
HERBST CAPITAL MANAGEMENT LLC See All Filings	D/A	2014-02-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001428544 Filed Document 0001428544-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
SOUTHPAW CREDIT OPPORTUNITY PARTNERS L P See All Filings	D/A	2014-02-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001336696 Filed Document 0001315863-14-000148 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
PSM HOLDINGS INC See All Filings	D	2014-02-28 00:00:00 UTC
Amount To Be Raised $385,000 Associated Brokers / Dealers N/A CIK Number 0001362180 Filed Document 0001441557-14-000010 Exclusions or Exemptions 506c Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OKLAHOMA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
RoyalCap Value Fund, Ltd. See All Filings	D/A	2014-02-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001414063 Filed Document 0001315863-14-000143 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
One Fulton Square Fund LLC See All Filings	D	2014-02-28 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers e888 BIZ LLC CIK Number 0001599336 Filed Document 0001599336-14-000004 Exclusions or Exemptions 506c Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Equity
All Party System Co. See All Filings	D/A	2014-02-28 00:00:00 UTC
Amount To Be Raised $226,800 Associated Brokers / Dealers All Party System Co. CIK Number 0001592929 Filed Document 0001592929-14-000008 Exclusions or Exemptions 506c Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D/A Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Other
Cl Asymmetry Fund LP See All Filings	D/A	2014-02-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers none CIK Number 0001552914 Filed Document 0001528309-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TrackIF LLC See All Filings	D/A	2014-02-28 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001578576 Filed Document 0001578576-14-000003 Exclusions or Exemptions 505 and 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Waldorf Capital Fund 2013, LP See All Filings	D	2014-02-28 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001601492 Filed Document 0001601492-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Equity
Becks Prime Equities, Ltd. See All Filings	D	2014-02-28 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001601892 Filed Document 0001140361-14-011608 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
BlueCrest Multi Strategy Credit Fund L.P. See All Filings	D/A	2014-02-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001480724 Filed Document 0001315863-14-000129 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bergen Global Opportunity Fund, LP See All Filings	D/A	2014-02-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers KJM Securities Inc. CIK Number 0001527368 Filed Document 0000895345-14-000113 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
J K ONE FUND L P See All Filings	D/A	2014-02-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001059949 Filed Document 0001133521-14-000010 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Congo Ltd. See All Filings	D	2014-02-28 00:00:00 UTC
Amount To Be Raised $1,745,000 Associated Brokers / Dealers N/A CIK Number 0001593913 Filed Document 0001593913-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
AIG LIFE OF BERMUDA LTD See All Filings	D/A	2014-02-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Insurance Distributors International, New Castle Consultants (Cayman), Ltd., Northstar Group (Bermuda), Ltd., Peter M. Williams Worldwide, Ltd., PPLI International, Ltd., Rushmore International Consulting, Ltd., Sterling Resources, Ltd., Stern Capital Limited, AG Transnational Ltd., Crown World Services, Ltd, Edgewater Consulting Group, Ltd., and Insurance Placement Services CIK Number 0001448930 Filed Document 0001448930-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business BERMUDA Revenue or Assets $Over $100,000,000 Type of Security Other
Yillio Inc See All Filings	D	2014-02-28 00:00:00 UTC
Amount To Be Raised $220,000 Associated Brokers / Dealers N/A CIK Number 0001579897 Filed Document 0001579897-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Consector Partners Offshore, Ltd. See All Filings	D/A	2014-02-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Patrick O'Meara CIK Number 0001538397 Filed Document 0001019056-14-000315 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BlueCrest Volatility Arbitrage Fund L.P. See All Filings	D/A	2014-02-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001503677 Filed Document 0001315863-14-000136 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IRIDIAN PRIVATE BUSINESS VALUE EQUITY FUND LP See All Filings	D/A	2014-02-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001088060 Filed Document 0001140361-14-010218 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BATTERY PARK HIGH YIELD OPPORTUNITY FUND LP See All Filings	D/A	2014-02-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Nomura Securities International, Inc. CIK Number 0001235224 Filed Document 0000919574-14-002003 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
North Run Offshore Partners, Ltd. See All Filings	D/A	2014-02-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001305256 Filed Document 0001315863-14-000150 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GenZ Corp. See All Filings	D/A	2014-02-28 00:00:00 UTC
Amount To Be Raised $420,000 Associated Brokers / Dealers N/A CIK Number 0001555109 Filed Document 0001555109-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
MOORS & MENDON OFFSHORE FUND LTD See All Filings	D/A	2014-02-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Moors and Cabot and Fintrust Brokerage CIK Number 0001254229 Filed Document 0001254229-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Indus Japan Fund, Ltd. See All Filings	D/A	2014-02-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456628 Filed Document 0000919574-14-002008 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BlueCrest Emerging Markets Fund Ltd See All Filings	D/A	2014-02-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001440648 Filed Document 0001315863-14-000124 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Amiigo, Inc. See All Filings	D/A	2014-02-28 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001586881 Filed Document 0001586881-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Debt
Uncharted Play, Inc. See All Filings	D/A	2014-02-28 00:00:00 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001581537 Filed Document 0001581537-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
BlueTrend 2X Leveraged Feeder Ltd See All Filings	D/A	2014-02-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001476257 Filed Document 0001315863-14-000131 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ApexOne Growth & Investment Fund I, LP See All Filings	D	2014-02-28 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Emerson Equity, LLC and Argentus Securities LLC CIK Number 0001598059 Filed Document 0001598059-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
American Energy Woodford Holdings, LLC See All Filings	D	2014-02-28 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001601191 Filed Document 0001601191-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Equity
SONOMA BEVERAGE WORKS, INC. See All Filings	D	2014-02-28 00:00:00 UTC
Amount To Be Raised $1,022,890 Associated Brokers / Dealers N/A CIK Number 0001571707 Filed Document 0001571707-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BLOXR Corp See All Filings	D	2014-02-28 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001508787 Filed Document 0001508787-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Debt
CTD HOLDINGS INC See All Filings	D	2014-02-28 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0000922247 Filed Document 0000908662-14-000100 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Cadence Child & Adolescent Therapy Inc. See All Filings	D	2014-02-28 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001547142 Filed Document 0001547142-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
1701 Dexter LLC See All Filings	D	2014-02-28 00:00:00 UTC
Amount To Be Raised $6,900,000 Associated Brokers / Dealers N/A CIK Number 0001570424 Filed Document 0001570424-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Catalyst Fund V, LLC See All Filings	D	2014-02-28 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001599499 Filed Document 0001599499-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
AlpineReplay, Inc. See All Filings	D	2014-02-28 00:00:00 UTC
Amount To Be Raised $2,308,681 Associated Brokers / Dealers N/A CIK Number 0001601484 Filed Document 0001601484-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NAVIGATOR PARTNERS FUND, L.P. See All Filings	D/A	2014-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001229589 Filed Document 0000943663-14-000014 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SG PARTNERS LP See All Filings	D/A	2014-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461426 Filed Document 0001561598-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Reverse Mortgage Investment Trust Inc. See All Filings	D	2014-02-27 00:00:00 UTC
Amount To Be Raised $33,374,477 Associated Brokers / Dealers FBR Capital Markets & Co. CIK Number 0001600343 Filed Document 0001600343-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
A.W. JONES FUND, LTD. See All Filings	D/A	2014-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Agincourt, Ltd. and Watts Capital, LLC CIK Number 0001543952 Filed Document 0000919574-14-001984 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Global Glass International See All Filings	D	2014-02-27 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001601196 Filed Document 0001601196-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Paradigm Credit Corp See All Filings	D	2014-02-27 00:00:00 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers N/A CIK Number 0001417218 Filed Document 0001417218-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
SMSA CRANE ACQUISITION CORP. See All Filings	D	2014-02-27 00:00:00 UTC
Amount To Be Raised $49,032,225 Associated Brokers / Dealers N/A CIK Number 0001473287 Filed Document 0001165527-14-000117 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
VSO Partners, LP See All Filings	D/A	2014-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458805 Filed Document 0000919574-14-001989 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund