Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
TCP Multi-Strategy Fund LP See All Filings	D/A	2014-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572154 Filed Document 0001019056-14-000407 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TCS Global Equity Partners, L.P. See All Filings	D/A	2014-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509404 Filed Document 0001315863-14-000195 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Insurance Hedge Fund, L.P. See All Filings	D	2014-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001576589 Filed Document 0001576589-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Treasury Inflation Protected Securities (TIPS) Series of the Hartford Institutional Trust See All Filings	D/A	2014-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001300724 Filed Document 0001300724-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Consolidated Asset Funding 3 LP See All Filings	D/A	2014-03-17 00:00:00 UTC
Amount To Be Raised $100,009,479 Associated Brokers / Dealers N/A CIK Number 0001568846 Filed Document 0001568846-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AngelList-Pay-Fund, a series of AngelList-KJ-Funds, LLC See All Filings	D	2014-03-17 00:00:00 UTC
Amount To Be Raised $157,468 Associated Brokers / Dealers N/A CIK Number 0001602778 Filed Document 0001602778-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Penn Institutional Loan Common Master Fund, LP See All Filings	D/A	2014-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573620 Filed Document 0001192482-14-000044 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Paulson Advantage, L.P. See All Filings	D/A	2014-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Far Hills Group, LLC CIK Number 0001394927 Filed Document 0001013594-14-000285 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Fenwick Recovery Fund LP See All Filings	D/A	2014-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A and N/A CIK Number 0001357827 Filed Document 0000919574-14-002315 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CORSAIR CAPITAL INVESTORS LTD See All Filings	D/A	2014-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc., Agecroft Partners LLC, Richard Freundlich, Richard Landsberger, Buckman, Buckman & Reid, Inc., J.H. DARBIE & CO., INC., and Award Capital Advisory Limited CIK Number 0001456210 Filed Document 0001013594-14-000280 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
GMO TRUST ON BEHALF OF ITS SERIES GMO ALTERNATIVE ASSET OPPORTUNITY FUND See All Filings	D/A	2014-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460405 Filed Document 0001599462-14-000008 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
PAULSON RECOVERY FUND LTD See All Filings	D/A	2014-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001444083 Filed Document 0001013594-14-000292 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
AVANTI ENERGY INC. See All Filings	D	2014-03-17 00:00:00 UTC
Amount To Be Raised $465,062 Associated Brokers / Dealers N/A CIK Number 0001581214 Filed Document 0001581214-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
CAMPBELL GLOBAL ASSETS FUND LTD SAC See All Filings	D/A	2014-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hanwha Securities Co. CIK Number 0001390565 Filed Document 0001390565-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BAHAMAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CWS SAF VI, LLC See All Filings	D	2014-03-17 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers TREVOR DALLAS and MARCUS LAM CIK Number 0001602743 Filed Document 0001602743-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CQS CONVERTIBLE & QUANTITATIVE STRATEGIES FEEDER FUND LTD See All Filings	D/A	2014-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458358 Filed Document 0001458358-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Innovative Sterilization Technologies, LLC See All Filings	D	2014-03-17 00:00:00 UTC
Amount To Be Raised $1,150,000 Associated Brokers / Dealers N/A CIK Number 0001602375 Filed Document 0001602375-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
12 BERNSTEIN/DIAMONDINTHESTREAM, LLC See All Filings	D	2014-03-17 00:00:00 UTC
Amount To Be Raised $320,000 Associated Brokers / Dealers N/A CIK Number 0001602734 Filed Document 0001602734-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
Beaconcrest Partners, LP See All Filings	D/A	2014-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Race Rock Capital LLC CIK Number 0001473685 Filed Document 0000919574-14-002310 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ADEF, LP See All Filings	D	2014-03-17 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001602638 Filed Document 0001602638-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Mesirow Equity Opportunity Fund II, L.P. See All Filings	D/A	2014-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mesirow Financial, Inc., Morgan Stanley Smith Barney LLC, and Stifel, Nicolaus & Company, Inc. CIK Number 0001456836 Filed Document 0001162596-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aspect US Institutional Fund Ltd See All Filings	D/A	2014-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Deutsche Bank Securities, Inc., Agecroft Partners LLC, Deutshe Bank Trust Company Americas, Credit Suisse Securities (USA) LLC, and Barclays Capital Inc. CIK Number 0001330073 Filed Document 0001315863-14-000194 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sovarnum Capital Partners L.P. See All Filings	D/A	2014-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001546578 Filed Document 0001546578-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SCHER PARTNERS LP See All Filings	D/A	2014-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001439408 Filed Document 0001013594-14-000306 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SECURITY CONCEPTS GROUP, LLC See All Filings	D/A	2014-03-17 00:00:00 UTC
Amount To Be Raised $5,130,000 Associated Brokers / Dealers N/A CIK Number 0001552463 Filed Document 0001552463-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Prudential Fixed Income Emerging Markets Long Short Fund I, L.P. See All Filings	D/A	2014-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Prudential Investment Management Services LLC CIK Number 0001418936 Filed Document 0000902664-14-001816 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
PALOMA INTERNATIONAL LTD See All Filings	D/A	2014-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Deutsche Bank Securities, Inc. and Deutsche Bank Trust Company Americas CIK Number 0001313716 Filed Document 0001315863-14-000199 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAPITAL STRUCTURE OPPORTUNITIES FUND LP See All Filings	D/A	2014-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SMH Capital Inc. and VSR Financial Services Incorporated CIK Number 0001001486 Filed Document 0001192482-14-000045 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Primaty IV A L.P. See All Filings	D	2014-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ASANTE CAPITAL GROUP ADVISORS CIK Number 0001602713 Filed Document 0001602713-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Patch of Land, Inc. See All Filings	D	2014-03-17 00:00:00 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001590209 Filed Document 0001590209-14-000004 Exclusions or Exemptions 506c Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Starboard Leaders Offshore Fund LP See All Filings	D	2014-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600342 Filed Document 0001599462-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PENN CONVERTIBLE FUND LP See All Filings	D/A	2014-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SMH Capital Inc. and VSR Financial Services Incorporated CIK Number 0001460893 Filed Document 0001192482-14-000057 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pershing Square Holdings, Ltd. See All Filings	D/A	2014-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities Inc. and Credit Suisse Securities (Europe) Limited CIK Number 0001565935 Filed Document 0000902664-14-001847 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Equity
URSUS INSTITUTIONAL LTD See All Filings	D/A	2014-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460074 Filed Document 0001144204-14-016101 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AngelList-Emize-Fund, a series of AngelList-VSL-Funds, LLC See All Filings	D/A	2014-03-17 00:00:00 UTC
Amount To Be Raised $245,025 Associated Brokers / Dealers N/A CIK Number 0001602666 Filed Document 0001602666-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PHmHealth LLC See All Filings	D	2014-03-17 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001562968 Filed Document 0001562968-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Knighthead Holdings Ltd. See All Filings	D	2014-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001602357 Filed Document 0001181431-14-013501 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
SENVEST PARTNERS, LTD. See All Filings	D/A	2014-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001488191 Filed Document 0000919574-14-002321 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TRELLUS SMALL CAP OPPORTUNITY FUND LP See All Filings	D/A	2014-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001369087 Filed Document 0000947871-14-000156 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MESIROW INSTITUTIONAL EQUITY FUND, L.P. See All Filings	D/A	2014-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mesirow Financial, Inc., Morgan Stanley Smith Barney LLC, and Stifel, Nicolaus & Company, Inc CIK Number 0001301395 Filed Document 0001301395-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TWIN OFFSHORE, LTD. See All Filings	D/A	2014-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001180089 Filed Document 0000902664-14-001828 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ursus International Ltd. See All Filings	D/A	2014-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001469387 Filed Document 0001144204-14-016086 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
USTRINGER LLC See All Filings	D/A	2014-03-17 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001598868 Filed Document 0001598868-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D/A Industry Computers Principal Place of Business OREGON Revenue or Assets $No Revenues Type of Security Equity
Jacobs Levy 130-30 Core 3 Fund, LLC See All Filings	D/A	2014-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001430090 Filed Document 0000919574-14-002302 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Global Key Management LLC See All Filings	D	2014-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001602050 Filed Document 0001602050-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Infinity Hall Hartford, LLC See All Filings	D	2014-03-17 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001537215 Filed Document 0001537215-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Equity
Horse Sense Shoes, LLC See All Filings	D	2014-03-17 00:00:00 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001544524 Filed Document 0001544524-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CORSAIR CAPITAL PARTNERS 100 LP See All Filings	D/A	2014-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc., Agecroft Partners LLC, Richard Freundlich, Richard Landsberger, Howard L. Blum, Buckman, Buckman & Reid, Inc., and J. H. Darbie & Co., Inc. CIK Number 0001455536 Filed Document 0001013594-14-000281 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Hain Capital Investors LLC See All Filings	D/A	2014-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Andrew Coburn CIK Number 0001308687 Filed Document 0001308687-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Penn Mid Cap Equity Fund, L.P. See All Filings	D/A	2014-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SMH Capital Inc., Christenson Investment Partners, and VSR Financial Services Incorporated CIK Number 0001481060 Filed Document 0001192482-14-000052 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund