Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
ABS Materials, Inc. See All Filings	D	2013-12-10 00:00:00 UTC
Amount To Be Raised $3,874,022 Associated Brokers / Dealers N/A CIK Number 0001491027 Filed Document 0001491027-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-12-10 00:00:00 UTC
Amount To Be Raised $6,033,010 Associated Brokers / Dealers Jeffrey Micklege CIK Number 0001135856 Filed Document 0001135856-13-000239 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Renola Income, LLC See All Filings	D	2013-12-10 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001429504 Filed Document 0001429504-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Griffin-American Healthcare REIT II Holdings, LP See All Filings	D	2013-12-10 00:00:00 UTC
Amount To Be Raised $3,088,995 Associated Brokers / Dealers N/A CIK Number 0001566462 Filed Document 0001566462-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Capital Partners III, L.P. See All Filings	D	2013-12-10 00:00:00 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers N/A CIK Number 0001593999 Filed Document 0001593999-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-12-10 00:00:00 UTC
Amount To Be Raised $50,784,570 Associated Brokers / Dealers Andrew Arigo and Trevor Nelson CIK Number 0001135856 Filed Document 0001135856-13-000241 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
RREEF Debt Investments Offshore II, LP See All Filings	D/A	2013-12-10 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001564410 Filed Document 0000950172-13-000125 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Sagil Latin American Opportunities Fund LP See All Filings	D/A	2013-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001479173 Filed Document 0000902664-13-003929 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Union Atlantic Enterprises, LLC See All Filings	D	2013-12-10 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers Clifford Mark Ginn CIK Number 0001593841 Filed Document 0001593841-13-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business MAINE Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Simple Admit, LLC See All Filings	D	2013-12-10 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001572321 Filed Document 0001572321-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
PIDC Regional Center LP XXXI See All Filings	D	2013-12-10 00:00:00 UTC
Amount To Be Raised $65,760,000 Associated Brokers / Dealers CANAM INVESTOR SERVICES LLC CIK Number 0001593733 Filed Document 0001593733-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FineMark Holdings, Inc. See All Filings	D	2013-12-10 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001586628 Filed Document 0001586628-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
MEL FISHER EXPEDITIONS 2014, LLC See All Filings	D	2013-12-10 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers SOUTHERNMOST EXPEDITIONS, LLC CIK Number 0001593807 Filed Document 0001593807-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
FONEMINE INC See All Filings	D/A	2013-12-10 00:00:00 UTC
Amount To Be Raised $4,630,412 Associated Brokers / Dealers N/A CIK Number 0001384074 Filed Document 0001384074-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Arc Partners, LLC See All Filings	D	2013-12-10 00:00:00 UTC
Amount To Be Raised $10,100,000 Associated Brokers / Dealers N/A CIK Number 0001591949 Filed Document 0000897069-13-000415 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Alfalfa's Market, Inc. See All Filings	D	2013-12-10 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001503837 Filed Document 0001503837-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
AtheroMed Inc See All Filings	D	2013-12-10 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001384897 Filed Document 0001384897-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Apollo Co-Investors VIII (E), L.P. See All Filings	D	2013-12-10 00:00:00 UTC
Amount To Be Raised $40,250,000 Associated Brokers / Dealers N/A CIK Number 0001593820 Filed Document 0000950142-13-002403 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Quisk, Inc. See All Filings	D	2013-12-10 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001408373 Filed Document 0001408373-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Sovereign Funding, LLC See All Filings	D	2013-12-10 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers none CIK Number 0001593922 Filed Document 0001593922-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business SOUTH DAKOTA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
HCM Venture Fund VII, LLC See All Filings	D	2013-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591686 Filed Document 0001591686-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pixie Technology Inc. See All Filings	D	2013-12-10 00:00:00 UTC
Amount To Be Raised $4,999,999 Associated Brokers / Dealers N/A CIK Number 0001593817 Filed Document 0001593817-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Stilwell Activist Fund, L.P. See All Filings	D/A	2013-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers GS Capital Management, LLC CIK Number 0001564452 Filed Document 0001564452-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Volition Capital Fund II, L.P. See All Filings	D/A	2013-12-10 00:00:00 UTC
Amount To Be Raised $170,000,000 Associated Brokers / Dealers N/A CIK Number 0001580915 Filed Document 0001580915-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
PANTHEON GLOBAL INFRASTRUCTURE FUND II, L.P. See All Filings	D	2013-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001578079 Filed Document 0001578079-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
LakeWater Total Return Opportunity Fund, L.P. See All Filings	D/A	2013-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001490162 Filed Document 0001490162-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-12-10 00:00:00 UTC
Amount To Be Raised $15,396,832 Associated Brokers / Dealers Andrew Arigo and Trevor Nelson CIK Number 0001135856 Filed Document 0001135856-13-000242 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
LGIMA Canada LDI Fund, LLC See All Filings	D/A	2013-12-10 00:00:00 UTC
Amount To Be Raised $384,466,857 Associated Brokers / Dealers N/A CIK Number 0001537453 Filed Document 0001537253-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
GroupZoom Inc. See All Filings	D/A	2013-12-10 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001593696 Filed Document 0001593696-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D/A Industry Other Travel Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
Tonare Energy, LLC See All Filings	D	2013-12-10 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001593614 Filed Document 0001593614-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ALBERTA, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
GAM Global Rates Hedge Fund (US Domicile) See All Filings	D/A	2013-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001484560 Filed Document 0001484560-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OneEnergy, Inc. See All Filings	D	2013-12-10 00:00:00 UTC
Amount To Be Raised $197,575 Associated Brokers / Dealers N/A CIK Number 0001539014 Filed Document 0001539014-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
William Blair Green Terrain Disbursement Fund LLC See All Filings	D	2013-12-10 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001593526 Filed Document 0001593526-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MIRAMAR LABS INC See All Filings	D	2013-12-10 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001429349 Filed Document 0001429349-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
DryLet, LLC See All Filings	D/A	2013-12-10 00:00:00 UTC
Amount To Be Raised $3,780,000 Associated Brokers / Dealers N/A CIK Number 0001589629 Filed Document 0001589629-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
NEW ENGLAND LIFE INSURANCE CO See All Filings	D	2013-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Various Agents CIK Number 0001030011 Filed Document 0001030011-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
6200 Hollywood Blvd. North, L.P. See All Filings	D	2013-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593809 Filed Document 0001593809-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bodi Care Cosmetics, LLC See All Filings	D	2013-12-10 00:00:00 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers Not Applicable CIK Number 0001586144 Filed Document 0001140361-13-046894 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Crate Labs, Inc. See All Filings	D/A	2013-12-10 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001551638 Filed Document 0001551638-13-000004 Exclusions or Exemptions 505 and 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Debt
Goldman Sachs TDN Investors Offshore, L.P. See All Filings	D	2013-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. CIK Number 0001487113 Filed Document 0001140361-13-045459 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Coral Networks, Inc. See All Filings	D	2013-12-10 00:00:00 UTC
Amount To Be Raised $500,598 Associated Brokers / Dealers N/A CIK Number 0001524718 Filed Document 0001015325-13-000049 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business VIRGINIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CYTOMEDIX INC See All Filings	D	2013-12-10 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers BTIG, LLC CIK Number 0001091596 Filed Document 0001144204-13-066577 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
Palantir Technologies Inc. See All Filings	D/A	2013-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley & Co. LLC CIK Number 0001321655 Filed Document 0001321655-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EMH Resources, LLC See All Filings	D	2013-12-10 00:00:00 UTC
Amount To Be Raised $421,200 Associated Brokers / Dealers N/A CIK Number 0001484525 Filed Document 0001484525-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
Contextuads, LLC See All Filings	D	2013-12-10 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001593498 Filed Document 0001593498-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Bullseye Holdings L.P. See All Filings	D	2013-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593749 Filed Document 0001181431-13-062206 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D Industry Construction Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Spectropath, Inc. See All Filings	D/A	2013-12-10 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Worldvest, a division of Trump Securities, LLC and Croft & Bender CIK Number 0001539878 Filed Document 0000950138-14-000029 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
LDR Preferred Income Fund, LLC See All Filings	D/A	2013-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC and Jefferies and Company CIK Number 0001466409 Filed Document 0001466409-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
UBS (Cay) A&Q SPC for the Account of EAP I Futures AIS Segregated Portfolio See All Filings	D/A	2013-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560941 Filed Document 0001560941-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Physicians Surgery Center at Glendale Adventist, LLC See All Filings	D	2013-12-10 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001593212 Filed Document 0001593212-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity