Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
William Blair Green Terrain Disbursement Fund LLC See All Filings	D	2013-12-10 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001593526 Filed Document 0001593526-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MIRAMAR LABS INC See All Filings	D	2013-12-10 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001429349 Filed Document 0001429349-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
DryLet, LLC See All Filings	D/A	2013-12-10 00:00:00 UTC
Amount To Be Raised $3,780,000 Associated Brokers / Dealers N/A CIK Number 0001589629 Filed Document 0001589629-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
NEW ENGLAND LIFE INSURANCE CO See All Filings	D	2013-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Various Agents CIK Number 0001030011 Filed Document 0001030011-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
6200 Hollywood Blvd. North, L.P. See All Filings	D	2013-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593809 Filed Document 0001593809-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bodi Care Cosmetics, LLC See All Filings	D	2013-12-10 00:00:00 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers Not Applicable CIK Number 0001586144 Filed Document 0001140361-13-046894 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Crate Labs, Inc. See All Filings	D/A	2013-12-10 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001551638 Filed Document 0001551638-13-000004 Exclusions or Exemptions 505 and 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Debt
Goldman Sachs TDN Investors Offshore, L.P. See All Filings	D	2013-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. CIK Number 0001487113 Filed Document 0001140361-13-045459 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Coral Networks, Inc. See All Filings	D	2013-12-10 00:00:00 UTC
Amount To Be Raised $500,598 Associated Brokers / Dealers N/A CIK Number 0001524718 Filed Document 0001015325-13-000049 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business VIRGINIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CYTOMEDIX INC See All Filings	D	2013-12-10 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers BTIG, LLC CIK Number 0001091596 Filed Document 0001144204-13-066577 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
Palantir Technologies Inc. See All Filings	D/A	2013-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley & Co. LLC CIK Number 0001321655 Filed Document 0001321655-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EMH Resources, LLC See All Filings	D	2013-12-10 00:00:00 UTC
Amount To Be Raised $421,200 Associated Brokers / Dealers N/A CIK Number 0001484525 Filed Document 0001484525-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
Contextuads, LLC See All Filings	D	2013-12-10 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001593498 Filed Document 0001593498-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Bullseye Holdings L.P. See All Filings	D	2013-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593749 Filed Document 0001181431-13-062206 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D Industry Construction Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Spectropath, Inc. See All Filings	D/A	2013-12-10 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Worldvest, a division of Trump Securities, LLC and Croft & Bender CIK Number 0001539878 Filed Document 0000950138-14-000029 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
LDR Preferred Income Fund, LLC See All Filings	D/A	2013-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC and Jefferies and Company CIK Number 0001466409 Filed Document 0001466409-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
UBS (Cay) A&Q SPC for the Account of EAP I Futures AIS Segregated Portfolio See All Filings	D/A	2013-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560941 Filed Document 0001560941-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Physicians Surgery Center at Glendale Adventist, LLC See All Filings	D	2013-12-10 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001593212 Filed Document 0001593212-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
SEP Morrow MOB, LLC See All Filings	D	2013-12-10 00:00:00 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001593821 Filed Document 0001593821-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Prelude Investors Fund, LP See All Filings	D/A	2013-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566670 Filed Document 0001566670-14-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-12-10 00:00:00 UTC
Amount To Be Raised $44,817,586 Associated Brokers / Dealers Robert Leeper CIK Number 0001135856 Filed Document 0001135856-13-000236 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
SALTBOX PARTNERS FUND LP See All Filings	D/A	2013-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001384289 Filed Document 0000898432-13-001453 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sovereign Funding, LLC See All Filings	D	2013-12-10 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers none CIK Number 0001593922 Filed Document 0001593922-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business SOUTH DAKOTA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-12-10 00:00:00 UTC
Amount To Be Raised $90,014,745 Associated Brokers / Dealers Nadir Minocher and Bryant Kirk CIK Number 0001135856 Filed Document 0001135856-13-000243 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
RFID Global Solution Inc See All Filings	D	2013-12-10 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001338335 Filed Document 0001458324-13-000006 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
MicroBiome Therapeutics, LLC See All Filings	D	2013-12-10 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001548811 Filed Document 0001548811-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
SilverRail Technologies, Inc. See All Filings	D	2013-12-10 00:00:00 UTC
Amount To Be Raised $3,000,001 Associated Brokers / Dealers N/A CIK Number 0001470328 Filed Document 0001470328-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
India Horizon Fund Ltd See All Filings	D/A	2013-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001531210 Filed Document 0001531210-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TERRASTRIDE, INC. See All Filings	D	2013-12-10 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001593704 Filed Document 0001593704-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
SOUTH DAKOTA QUANTUM FUND II, LLC See All Filings	D	2013-12-10 00:00:00 UTC
Amount To Be Raised $3,300,000 Associated Brokers / Dealers N/A CIK Number 0001593721 Filed Document 0001593721-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business SOUTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
William Blair Green Terrain Disbursement Fund LLC See All Filings	D	2013-12-10 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001593526 Filed Document 0001593526-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
1001 Bannock St., LLC See All Filings	D	2013-12-10 00:00:00 UTC
Amount To Be Raised $1,350,000 Associated Brokers / Dealers N/A CIK Number 0001590398 Filed Document 0001590398-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Grovara LLC See All Filings	D	2013-12-10 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001583678 Filed Document 0001583678-13-000002 Exclusions or Exemptions 504 and 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Bakken Income Fund LLC See All Filings	D/A	2013-12-10 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Ausdal Financial Partners, Inc., Sandlapper Securities, LLC, Vestech Securities, Inc., Harbor Light Securities, Watermark Advisors, LLC, Ashton Garnett Securities, LLC, MidAmerica Financial, Saxony Securities, Sunbelt Securities, Wanger Omni Wealth, LLC, Resource Horizons Group, IBN Financial Services, Dempsey Lord Smith LLC, Detwiler Fenton, Landolt Securities, Oaktree Securities, Capital Financial Services, Inc., and Cape Securities Inc. CIK Number 0001534460 Filed Document 0001534460-13-000020 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Novomer Inc See All Filings	D	2013-12-10 00:00:00 UTC
Amount To Be Raised $15,000,001 Associated Brokers / Dealers N/A CIK Number 0001417752 Filed Document 0001140361-13-045441 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Crossing at Chester Ridge, LLC See All Filings	D	2013-12-10 00:00:00 UTC
Amount To Be Raised $1,650,000 Associated Brokers / Dealers N/A CIK Number 0001593641 Filed Document 0001593641-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
CCC OLDE RALEIGH LLC See All Filings	D	2013-12-10 00:00:00 UTC
Amount To Be Raised $10,650,000 Associated Brokers / Dealers N/A CIK Number 0001588095 Filed Document 0001588095-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Commonwealth Urologic Services LLC See All Filings	D	2013-12-10 00:00:00 UTC
Amount To Be Raised $324,000 Associated Brokers / Dealers N/A CIK Number 0001402165 Filed Document 0001402165-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Cobb Opportunity Investors, LLC See All Filings	D	2013-12-10 00:00:00 UTC
Amount To Be Raised $6,250,000 Associated Brokers / Dealers N/A CIK Number 0001594243 Filed Document 0001594243-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Clever Inc. See All Filings	D	2013-12-10 00:00:00 UTC
Amount To Be Raised $13,327,814 Associated Brokers / Dealers N/A CIK Number 0001593341 Filed Document 0001593341-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BPV Capital Management, LLC See All Filings	D	2013-12-10 00:00:00 UTC
Amount To Be Raised $9,100,000 Associated Brokers / Dealers N/A CIK Number 0001498185 Filed Document 0001498185-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TENNESSEE Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CarbonCure Technologies Inc. See All Filings	D	2013-12-10 00:00:00 UTC
Amount To Be Raised $470,810 Associated Brokers / Dealers N/A CIK Number 0001535335 Filed Document 0001535335-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NOVA SCOTIA, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Silvercar, Inc. See All Filings	D/A	2013-12-10 00:00:00 UTC
Amount To Be Raised $6,000,004 Associated Brokers / Dealers N/A CIK Number 0001544457 Filed Document 0001544457-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Rubus Capital Management LP See All Filings	D	2013-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001593838 Filed Document 0001593838-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
SRS Special Opportunities Master II, LP See All Filings	D	2013-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593874 Filed Document 0000950142-13-002397 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AR PEP INVESTORS, LLC See All Filings	D	2013-12-10 00:00:00 UTC
Amount To Be Raised $1,575,000 Associated Brokers / Dealers N/A CIK Number 0001593862 Filed Document 0001593862-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-12-10 00:00:00 UTC
Amount To Be Raised $8,131,182 Associated Brokers / Dealers Robert Leeper CIK Number 0001135856 Filed Document 0001135856-13-000237 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Lyxor Alphadyne SPC See All Filings	D/A	2013-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001483575 Filed Document 0001483575-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nudge Capital Fund, Ltd. See All Filings	D	2013-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593872 Filed Document 0001593872-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SUSQUEHANNA LITHORTRIPSY LLC See All Filings	D	2013-12-10 00:00:00 UTC
Amount To Be Raised $763,000 Associated Brokers / Dealers N/A CIK Number 0001112615 Filed Document 0001112615-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity