Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Ogee Group LLC See All Filings	D	2013-09-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587611 Filed Document 0001587611-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Healthy Mom LLC See All Filings	D	2013-09-24 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Chris Laffey CIK Number 0001587305 Filed Document 0001587305-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Glen Capital Partners Fund I, L.P. See All Filings	D/A	2013-09-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572382 Filed Document 0001572382-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Factory 798 Media, Inc. See All Filings	D	2013-09-24 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001554158 Filed Document 0001554158-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
L&L 425 Park Investors LLC See All Filings	D	2013-09-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587471 Filed Document 0001587471-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TPEG Med-Center Investors, LLC See All Filings	D	2013-09-24 00:00:00 UTC
Amount To Be Raised $3,780,000 Associated Brokers / Dealers Arete Wealth Management, LLC CIK Number 0001587446 Filed Document 0001587446-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D Industry Construction Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Branding Brand, Inc. See All Filings	D	2013-09-24 00:00:00 UTC
Amount To Be Raised $9,500,000 Associated Brokers / Dealers N/A CIK Number 0001555760 Filed Document 0001181431-13-050562 Exclusions or Exemptions 506b Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
AVERE COLLEYVILLE SL LP See All Filings	D	2013-09-24 00:00:00 UTC
Amount To Be Raised $12,532,012 Associated Brokers / Dealers N/A CIK Number 0001586533 Filed Document 0001586533-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D Industry Construction Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Altair OH XIII, LLC See All Filings	D	2013-09-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Republic Securities Company, LLC CIK Number 0001587183 Filed Document 0001144204-13-052602 Exclusions or Exemptions 506b Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CUMBERLAND RUN INVESTMENTS, LLC See All Filings	D	2013-09-24 00:00:00 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001587565 Filed Document 0001587565-13-000003 Exclusions or Exemptions 504 and 506b Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Equity
AM3 Pinnacle Corp See All Filings	D	2013-09-24 00:00:00 UTC
Amount To Be Raised $5,999,937 Associated Brokers / Dealers N/A CIK Number 0001545931 Filed Document 0001545931-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
AchieveIt Online LLC See All Filings	D	2013-09-24 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001533479 Filed Document 0001533479-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
SERA PROGNOSTICS, INC. See All Filings	D	2013-09-24 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001534969 Filed Document 0001534969-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Debt
QORDINATE INC. See All Filings	D	2013-09-24 00:00:00 UTC
Amount To Be Raised $130,000 Associated Brokers / Dealers N/A CIK Number 0001586666 Filed Document 0001586666-13-000001 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GeoNovus Minerals Corp. See All Filings	D	2013-09-24 00:00:00 UTC
Amount To Be Raised $79,743 Associated Brokers / Dealers N/A CIK Number 0001538526 Filed Document 0001538526-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $Not Applicable Type of Security Equity
Alkeon Growth RJ Partners, LP See All Filings	D/A	2013-09-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Raymond James Financial Services, Inc. CIK Number 0001501156 Filed Document 0000919574-13-005632 Exclusions or Exemptions 506b Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sierra Europe, L.P. See All Filings	D/A	2013-09-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A, N/A, N/A, N/A, and N/A CIK Number 0001496289 Filed Document 0000919574-13-005620 Exclusions or Exemptions 506b Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Chilton Global Natural Resources Partners, L.P. See All Filings	D/A	2013-09-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001337729 Filed Document 0000950103-13-005565 Exclusions or Exemptions 506b Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sperry Fiola Partners, LLC See All Filings	D	2013-09-24 00:00:00 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers N/A CIK Number 0001584598 Filed Document 0001584598-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
TOLTEC PHARMACEUTICALS, LLC See All Filings	D/A	2013-09-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509523 Filed Document 0001393725-13-000085 Exclusions or Exemptions 506b Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Chilton Strategic Value Partners, L.P. See All Filings	D/A	2013-09-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001329433 Filed Document 0000950103-13-005560 Exclusions or Exemptions 506b Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KoolSpan, Inc. See All Filings	D	2013-09-24 00:00:00 UTC
Amount To Be Raised $10,401,404 Associated Brokers / Dealers N/A CIK Number 0001295875 Filed Document 0001295875-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Two Sigma Northstar Fund, LP See All Filings	D/A	2013-09-24 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001487050 Filed Document 0000919574-13-005625 Exclusions or Exemptions 506b Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PF ARKANSAS INVESTMENT GROUP, LLC See All Filings	D	2013-09-24 00:00:00 UTC
Amount To Be Raised $420,000 Associated Brokers / Dealers N/A CIK Number 0001587515 Filed Document 0001587515-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business KENTUCKY Revenue or Assets $No Revenues Type of Security Equity
TSG - Augusta Ranch, L.P. See All Filings	D	2013-09-24 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Shopoff Securities, Inc. CIK Number 0001587417 Filed Document 0001587417-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Other
INDUSTRIAL SKINS, LLC See All Filings	D	2013-09-24 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001516078 Filed Document 0001516078-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Equity
S & Co. Opportunity Fund, LLC See All Filings	D	2013-09-24 00:00:00 UTC
Amount To Be Raised $26,001,000 Associated Brokers / Dealers N/A CIK Number 0001587400 Filed Document 0001587400-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Equity
MSF CAPITAL PARTNERS L.P. See All Filings	D/A	2013-09-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001426904 Filed Document 0001426904-13-000006 Exclusions or Exemptions 506b Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Baroma, Inc. See All Filings	D	2013-09-24 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001587603 Filed Document 0001587603-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Jaguar Growth Partners LLC See All Filings	D	2013-09-24 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001586789 Filed Document 0001586789-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
JustRight Surgical, LLC See All Filings	D/A	2013-09-24 00:00:00 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001512368 Filed Document 0001512368-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
ELN Partners, LP See All Filings	D/A	2013-09-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573973 Filed Document 0001573975-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GSREA CMBS Credit Opportunities, LLC See All Filings	D/A	2013-09-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001510980 Filed Document 0001510980-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Janlyn Partners, L.P. See All Filings	D/A	2013-09-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572071 Filed Document 0000911959-13-000039 Exclusions or Exemptions 506b Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IRONWOOD PARTNERS LP See All Filings	D/A	2013-09-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Oppenheimer & Co. Inc., City National Securities, Citigroup Global Markets, Inc., Morgan Keegan & Company, Inc., Merrill Lynch, Pierce, Fenner & Smith Incoporated, Commerce Square Trading, LLC, MT Rushmore Securities LLC, Capital Management Partners, Inc., EMCOR Securities, Inc., Fortigent Securities Company, LLC, Metcircle Securities LLC, and Osage Investments, Inc. CIK Number 0000884031 Filed Document 0000884031-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Freestone Real Estate Income Plus, LP See All Filings	D	2013-09-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587267 Filed Document 0001587267-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
MSF DEDICATED FUND L.P. See All Filings	D/A	2013-09-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001426007 Filed Document 0001423626-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EMMAUS LIFE SCIENCES, INC. See All Filings	D	2013-09-24 00:00:00 UTC
Amount To Be Raised $7,551,253 Associated Brokers / Dealers T.R. Winston & Company LLC CIK Number 0001420031 Filed Document 0001387131-13-003506 Exclusions or Exemptions 506b Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Diversified Residential Strategic Lending REIT, Inc. See All Filings	D	2013-09-24 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers ARI Financial Services, Inc. CIK Number 0001587380 Filed Document 0001587380-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Applied Proteomics, Inc. See All Filings	D	2013-09-24 00:00:00 UTC
Amount To Be Raised $27,863,715 Associated Brokers / Dealers N/A CIK Number 0001548525 Filed Document 0001548525-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
12 WEST CAPITAL FUND LP See All Filings	D/A	2013-09-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001532621 Filed Document 0001140361-13-038785 Exclusions or Exemptions 506b Accepted Date 2013-09-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WFP Income Fund, LLC See All Filings	D	2013-09-23 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001586795 Filed Document 0001466929-13-000004 Exclusions or Exemptions 506c Accepted Date 2013-09-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
iSelect Fund, LLC See All Filings	D	2013-09-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Na CIK Number 0001570185 Filed Document 0001570185-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-09-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Security To Be Acquired
SOUTHERN SILVER EXPLORATION CORP See All Filings	D	2013-09-23 00:00:00 UTC
Amount To Be Raised $8,823 Associated Brokers / Dealers N/A CIK Number 0001397616 Filed Document 0001397616-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-09-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Morgan Stanley Opportunistic Fund LP See All Filings	D/A	2013-09-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley and Co. Incorporated, Morgan Stanley DW Inc., and MORGAN STANLEY SMITH BARNEY CIK Number 0001354018 Filed Document 0001355191-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-09-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Varentec, Inc. See All Filings	D	2013-09-23 00:00:00 UTC
Amount To Be Raised $8,084,667 Associated Brokers / Dealers N/A CIK Number 0001531170 Filed Document 0001531170-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TPG TPEP Co-Invest L.P. See All Filings	D/A	2013-09-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587196 Filed Document 0001587198-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-09-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RREAF Uvalde, LLC See All Filings	D	2013-09-23 00:00:00 UTC
Amount To Be Raised $120,000 Associated Brokers / Dealers N/A CIK Number 0001587401 Filed Document 0001587401-13-000002 Exclusions or Exemptions 505 and 506b Accepted Date 2013-09-23 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Old Lions Still Roar Inc See All Filings	D	2013-09-23 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001584950 Filed Document 0001584950-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-09-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Fortress Macro Master MA 1 Ltd See All Filings	D/A	2013-09-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Fortress Capital Formation LLC (the "LLC") CIK Number 0001534517 Filed Document 0000950172-13-000085 Exclusions or Exemptions 506b Accepted Date 2013-09-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity