Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
BREVAN HOWARD ASIA FUND LP See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brevan Howard US LLC CIK Number 0001402821 Filed Document 0001402821-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Turner/Tomorrow Ventures Genesis, LP See All Filings	D	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001602851 Filed Document 0001572412-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
adRise, Inc. See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised $4,091,859 Associated Brokers / Dealers N/A CIK Number 0001559427 Filed Document 0001559427-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Criquet Apparel, LLC See All Filings	D	2014-03-18 00:00:00 UTC
Amount To Be Raised $605,000 Associated Brokers / Dealers N/A CIK Number 0001560819 Filed Document 0001560819-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
CASPIAN SELECT CREDIT FUND LP See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mariner Group Capital Markets, Inc. CIK Number 0001421566 Filed Document 0001421566-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Old Kings Capital Long Only, L.P. See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572909 Filed Document 0000919574-14-002330 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stacksearch, Inc. See All Filings	D	2014-03-18 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001567235 Filed Document 0001567235-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Farallon Capital (AM) Investors, L.P. See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001501082 Filed Document 0000902664-14-001863 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sentons, Inc. See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised $23,491,800 Associated Brokers / Dealers N/A CIK Number 0001536976 Filed Document 0001514026-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Amici Global Partners, L.P. See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Christopher E. Engel and Lee W. Gladden CIK Number 0001402131 Filed Document 0000902664-14-001868 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Potrero Capital Research Partners II, L.P. See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572224 Filed Document 0001572224-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
12 WAR FRONT/REMEMBER THE KEG, LLC See All Filings	D	2014-03-18 00:00:00 UTC
Amount To Be Raised $645,000 Associated Brokers / Dealers N/A CIK Number 0001602947 Filed Document 0001602947-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
C&A Turnbull, LLC See All Filings	D	2014-03-18 00:00:00 UTC
Amount To Be Raised $6,400,000 Associated Brokers / Dealers N/A CIK Number 0001603011 Filed Document 0001603011-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Equity
Sapheneia Inc. See All Filings	D	2014-03-18 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001602914 Filed Document 0001602914-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Healthvest Craig Ranch, LLC See All Filings	D	2014-03-18 00:00:00 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001582342 Filed Document 0001582342-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
RCP Fund IX, LP See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers PTP Securities, LLC, Cato Capital LLC, and Haydon Hill Advisors Ltd. CIK Number 0001599547 Filed Document 0001599547-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
NinePoint Medical, Inc. See All Filings	D	2014-03-18 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001473959 Filed Document 0001473959-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
SENECA CAPITAL LP See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001219319 Filed Document 0001140361-14-013322 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marathon Real Estate Managed Account (B), L.P. See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001517037 Filed Document 0001517037-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MAVERICK LONG LP See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001324642 Filed Document 0000947871-14-000164 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ICE Focus EM Credit Fund (Cayman), Ltd. See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001514223 Filed Document 0001514223-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Turner Select Opportunities LP See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001424831 Filed Document 0001432925-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
POLESTAR FUND LP See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers KBD SECURITIES, LLC and STIFEL, NICOLAUS & COMPANY, INCORPORATED CIK Number 0001219563 Filed Document 0001219563-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Telluride Gold, LLC See All Filings	D	2014-03-18 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001602443 Filed Document 0001602443-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
St. Teresa Medical, Inc. See All Filings	D	2014-03-18 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers SF Investments, Inc. CIK Number 0001501385 Filed Document 0001501385-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Zarbee's, Inc See All Filings	D	2014-03-18 00:00:00 UTC
Amount To Be Raised $14,936,751 Associated Brokers / Dealers N/A CIK Number 0001524690 Filed Document 0001524690-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Maverick Stable Fund Ltd See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001333749 Filed Document 0000947871-14-000169 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
ROYCE INSTITUTIONAL, LLC - MICRO-CAP PORTFOLIO See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461093 Filed Document 0001461093-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
SCOGGIN CAPITAL MANAGEMENT LLC See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCW Funds Distributors CIK Number 0001050889 Filed Document 0001050889-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
PDT Mosaic Offshore Fund, Ltd See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001564629 Filed Document 0001564629-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RCP MULTI-FUND FEEDER IX/DII, LP See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001599556 Filed Document 0001599556-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Oculeve, Inc. See All Filings	D	2014-03-18 00:00:00 UTC
Amount To Be Raised $16,649,997 Associated Brokers / Dealers N/A CIK Number 0001533518 Filed Document 0001533518-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TURNER GLOBAL CONSUMER, L.P. See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459917 Filed Document 0001459917-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
South LaSalle Partners, L.P. See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers KBD SECURITIES, LLC CIK Number 0001484550 Filed Document 0001484550-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lazard Emerging Income, Ltd. See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Asset Management Securities LLC CIK Number 0001305557 Filed Document 0000902664-14-001874 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Man AHL FuturesAccess LLC See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001498325 Filed Document 0001498325-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ROYCE INSTITUTIONAL, LLC - OPPORTUNITY PORTFOLIO See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461077 Filed Document 0001461077-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
SCOGGIN WORLDWIDE DISTRESSED FUND LLC See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCW Funds Distributors CIK Number 0001387807 Filed Document 0001387807-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
TURNER MARKET NEUTRAL LP See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001432925 Filed Document 0001432925-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Highbridge Principal Strategies - Jade Real Assets Fund, L.P. See All Filings	D	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601922 Filed Document 0001140361-14-013238 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WESTERLY PARTNERS LP See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001368001 Filed Document 0001368001-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Royce Hippocrates Partners, L.P. See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Spearhead Capital, LLC CIK Number 0001334354 Filed Document 0001334354-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Investment Property Partners Fund I, LLC See All Filings	D	2014-03-18 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001602698 Filed Document 0001602698-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Maiden Lane Fund I, L.P. See All Filings	D	2014-03-18 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001602911 Filed Document 0001602911-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ML TREND-FOLLOWING FUTURES FUND L.P. See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001005177 Filed Document 0001005177-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brevan Howard Emerging Markets Strategies Fund Ltd See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brevan Howard US LLC CIK Number 0001456620 Filed Document 0001456620-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Prepaidian, Inc. See All Filings	D	2014-03-18 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001597737 Filed Document 0001597737-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Debt
Lone Redwood, L.P. See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001061340 Filed Document 0000902664-14-001862 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Opal Capital Partners, LP See All Filings	D	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001556600 Filed Document 0001556600-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Accelerator Fund (Cayman), LP See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers NLCG Distributors, LLC CIK Number 0001568442 Filed Document 0001012975-14-000189 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund