Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Turner Titan, L.P. See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001514809 Filed Document 0001432925-14-000008 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ROYALE ENERGY INC See All Filings	D	2014-03-18 00:00:00 UTC
Amount To Be Raised $624,600 Associated Brokers / Dealers N/A CIK Number 0000864839 Filed Document 0001162677-14-000027 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Mineral Property
SCOGGIN OVERSEAS FUND LTD See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCW Funds Distributors CIK Number 0001110449 Filed Document 0001110449-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Maverick Select, L.P. See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554143 Filed Document 0000947871-14-000166 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Strength Capital Liquid Value, L.P. See All Filings	D	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001583774 Filed Document 0000897069-14-000190 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Turner Global Medical Sciences LP See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001424832 Filed Document 0001459917-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lone Cedar, Ltd. See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001160196 Filed Document 0000902664-14-001864 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TPSI 1A LLC See All Filings	D	2014-03-18 00:00:00 UTC
Amount To Be Raised $1,640,000 Associated Brokers / Dealers N/A CIK Number 0001603129 Filed Document 0001603129-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Pioneer Crossing 2 LLC See All Filings	D	2014-03-18 00:00:00 UTC
Amount To Be Raised $462,500 Associated Brokers / Dealers N/A CIK Number 0001602142 Filed Document 0001602142-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets $Not Applicable Type of Security Other
Future\Perfect Ventures, L.P. See All Filings	D	2014-03-18 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001601482 Filed Document 0001601482-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
McDowell K37 Investors, LLC See All Filings	D	2014-03-18 00:00:00 UTC
Amount To Be Raised $7,800,000 Associated Brokers / Dealers N/A CIK Number 0001602750 Filed Document 0001602750-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Private Equity Managers (2014) Offshore LP See All Filings	D	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001601640 Filed Document 0001140361-14-013273 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Orange Grove Holdings Ltd. See All Filings	D	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001602843 Filed Document 0001602843-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
BREVAN HOWARD ASIA FUND LTD See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brevan Howard US LLC CIK Number 0001403020 Filed Document 0001403020-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Amici Qualified Associates, L.P. See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Christopher E. Engel and Lee W. Gladden CIK Number 0001164922 Filed Document 0000902664-14-001871 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CASPIAN SELECT CREDIT INTERNATIONAL, LTD. See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mariner Group Capital Markets CIK Number 0001421568 Filed Document 0001421566-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Foldax, Inc. See All Filings	D	2014-03-18 00:00:00 UTC
Amount To Be Raised $15,000 Associated Brokers / Dealers N/A CIK Number 0001602708 Filed Document 0001602708-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
Rochester Place Apartment Homes, Ltd. See All Filings	D	2014-03-18 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers American Independent Securities Group, LLC CIK Number 0001602989 Filed Document 0001602989-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
AmPet Venture, LLC See All Filings	D	2014-03-18 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001601372 Filed Document 0001601372-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Equity
EVEREST CAPITAL FRONTIER MARKETS LTD. See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571821 Filed Document 0000919574-14-002329 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tiger Legatus Partners, LP See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001474893 Filed Document 0000919574-14-002331 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Amici Healthcare, L.P. See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Christopher E. Engel and Lee W. Gladden CIK Number 0001279829 Filed Document 0000902664-14-001869 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ROYCE RAZOR FUND See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001124890 Filed Document 0001124890-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
BREVAN HOWARD EMERGING MARKETS STRATEGIES FUND LP See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brevan Howard US LLC CIK Number 0001434436 Filed Document 0001434436-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Farallon Capital Partners, L.P. See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001175707 Filed Document 0000902664-14-001857 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Physician Portal, LLC See All Filings	D	2014-03-18 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001589832 Filed Document 0001589832-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
APJeT, Inc. See All Filings	D	2014-03-18 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001403772 Filed Document 0001403772-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
FLITE INC See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised $23,999,991 Associated Brokers / Dealers N/A CIK Number 0001427000 Filed Document 0001427000-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
12 MALIBU MOON/SHE SAYS IT BEST, LLC See All Filings	D	2014-03-18 00:00:00 UTC
Amount To Be Raised $462,000 Associated Brokers / Dealers N/A CIK Number 0001602780 Filed Document 0001602780-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
12 PLEASANTLY PERFECT/WINTER TIDE, LLC See All Filings	D	2014-03-18 00:00:00 UTC
Amount To Be Raised $185,000 Associated Brokers / Dealers N/A CIK Number 0001602962 Filed Document 0001602962-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
Athena Wellness Brands, LLC See All Filings	D	2014-03-18 00:00:00 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001541166 Filed Document 0001541166-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PDT Mosaic Fund, LLC See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001564627 Filed Document 0001564627-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lazard Rathmore Fund, L.P. See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Asset Management Securities LLC CIK Number 0001486766 Filed Document 0000902664-14-001875 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Flux Power Holdings, Inc. See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised $5,291,460 Associated Brokers / Dealers Security Research Associates, Inc. CIK Number 0001083743 Filed Document 0001140361-14-013513 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RAYMOND JAMES CALIFORNIA HOUSING OPPORTUNITIES FUND III L.L.C. See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised $80,000,000 Associated Brokers / Dealers Sean M. Hannan, Aline Rose Lavelle, Drew Goldman, and Barry P. Boothe CIK Number 0001594615 Filed Document 0001594615-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Equity
See Me Group, Inc. See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001544205 Filed Document 0001544205-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HORIZON CREDIT OPPORTUNITIES OFFSHORE FUND LTD See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers KBD SECURITIES, LLC CIK Number 0001423791 Filed Document 0001423791-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JK ASIAN INVEST LP See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460990 Filed Document 0001315863-14-000204 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CHINA Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Accelerator Fund, LP See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers NLCG Distributors, LLC CIK Number 0001568440 Filed Document 0001012975-14-000188 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lone Cascade, L.P. See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001315379 Filed Document 0000902664-14-001856 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Maverick Select, Ltd. See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589402 Filed Document 0000947871-14-000165 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
TURNER SPECTRUM LP See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001453682 Filed Document 0001432925-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VISCOUNT SYSTEMS INC See All Filings	D	2014-03-18 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers Pickwick Capital Partners LLC CIK Number 0001158387 Filed Document 0001062993-14-001603 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
KITEDESK, INC. See All Filings	D	2014-03-18 00:00:00 UTC
Amount To Be Raised $1,250,158 Associated Brokers / Dealers N/A CIK Number 0001602084 Filed Document 0001140361-14-013195 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Turner Global Resources & Infrastructure, L.P. See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459915 Filed Document 0001432925-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STRUCTURED SERVICING HOLDINGS MASTER FUND LP See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001169066 Filed Document 0001565908-14-000026 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MIDAS GOLD CORP. See All Filings	D	2014-03-18 00:00:00 UTC
Amount To Be Raised $3,032,332 Associated Brokers / Dealers Haywood Securities Inc. CIK Number 0001526243 Filed Document 0001140361-14-013291 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Collectors' Fund L.P. See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Christopher E. Engel and Lee W. Gladden CIK Number 0001087378 Filed Document 0000902664-14-001870 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
OGH III LLC See All Filings	D	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001602673 Filed Document 0001602673-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Millennium Global Estate LP See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001145214 Filed Document 0000902664-14-001887 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity