Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
North Rock Fund, Ltd See All Filings	D/A	2025-06-04 10:37:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CAIS Capital LLC, Wells Fargo Advisors Financial Network, LLC, Bradesco BAC Florida Investments Corp., JP Morgan Securities LLC, Raymond James and Associates, Inc., Raymond James Financial Services, Inc., Bank Julius Baer and Co Ltd, Saudi Fransi Capital, AAN Advisor HK Limited, and Ashton Thomas Securities, LLC (Arax) CIK Number 0001631067 Filed Document 0001631067-25-000007 Exclusions or Exemptions 506b Accepted Date 2025-06-04 10:37:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
North Rock Fund, Ltd See All Filings	D/A	2025-02-14 10:44:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CAIS Capital LLC, Wells Fargo Advisors Financial Network, LLC, Bradesco BAC Florida Investments Corp., JP Morgan Securities LLC, Raymond James and Associates, Inc., Raymond James Financial Services, Inc., Bank Julius Baer and Co Ltd, Saudi Fransi Capital, AAN Advisor HK Limited, and Ashton Thomas Securities, LLC (Arax) CIK Number 0001631067 Filed Document 0001631067-25-000005 Exclusions or Exemptions 506b Accepted Date 2025-02-14 10:44:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
North Rock Fund, Ltd See All Filings	D/A	2024-02-14 11:12:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CAIS Capital LLC, Wells Fargo Advisors Financial Network, LLC, Sussex Partners UK Limited, Bank Julius Baer and Co Ltd, Mesirow Financial Holdings, Inc., AAN Advisor HK Limited, Bradesco BAC Florida Investments Corp., JP Morgan Securities LLC, Raymond James and Associates, Inc., Raymond James Financial Services, Inc., Sussex Partners AG, Sussex Partners UK Limited, Wells Fargo Clearing Service, LLC, Wells Fargo Clearing Service, LLC, Wells Fargo Clearing Service, LLC, and Saudi Fransi Capital CIK Number 0001631067 Filed Document 0001631067-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-02-14 11:12:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
North Rock Fund, Ltd See All Filings	D/A	2023-05-02 17:32:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Creuza International Ltd., CAIS Capital LLC, Wells Fargo Advisors Financial Network, LLC, Sussex Partners UK Limited, Bank Julius Baer and Co Ltd, Mesirow Financial Holdings, Inc., AAN Advisor HK Limited, Bradesco BAC Florida Investments Corp., JP Morgan Securities LLC, Raymond James and Associates, Inc., Raymond James Financial Services, Inc., Sussex Partners AG, Sussex Partners UK Limited, Wells Fargo Clearing Service, LLC, Wells Fargo Clearing Service, LLC, and Wells Fargo Clearing Service, LLC CIK Number 0001631067 Filed Document 0001631067-23-000010 Exclusions or Exemptions 506b Accepted Date 2023-05-02 17:32:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
North Rock Fund, Ltd See All Filings	D/A	2023-02-14 11:19:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Creuza International Ltd., CAIS Capital LLC, Wells Fargo Advisors Financial Network, LLC, Sussex Partners UK Limited, Bank Julius Baer and Co Ltd, Mesirow Financial Holdings, Inc., AAN Advisor HK Limited, Bradesco BAC Florida Investments Corp., JP Morgan Securities LLC, Raymond James and Associates, Inc., Raymond James Financial Services, Inc., Sussex Partners AG, Sussex Partners UK Limited, Wells Fargo Clearing Service, LLC, Wells Fargo Clearing Service, LLC, and Wells Fargo Clearing Service, LLC CIK Number 0001631067 Filed Document 0001631067-23-000009 Exclusions or Exemptions 506b Accepted Date 2023-02-14 11:19:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
North Rock Fund, Ltd See All Filings	D/A	2022-02-14 18:20:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CAIS Capital LLC, Creuza International Ltd., Wells Fargo Advisors Financial Network, LLC, Sussex Partners UK Limited, Bank Julius Baer & Co Ltd, Mesirow Financial Holdings, Inc., and AAN Advisor HK Limited CIK Number 0001631067 Filed Document 0001522454-22-000009 Exclusions or Exemptions 506b Accepted Date 2022-02-14 18:20:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
North Rock Fund, Ltd See All Filings	D/A	2021-02-12 13:36:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CAIS Capital LLC, CaiGin International (HK) Ltd., and Creuza International Ltd. CIK Number 0001631067 Filed Document 0001631067-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-02-12 13:36:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
North Rock Fund, Ltd See All Filings	D/A	2020-02-14 12:26:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CAIS Capital LLC, CaiGin International (HK) Ltd., and Creuza International Ltd. CIK Number 0001631067 Filed Document 0001631067-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-14 12:26:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
North Rock Fund, Ltd See All Filings	D/A	2019-02-15 13:17:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001631067 Filed Document 0001631067-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-15 13:17:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
North Rock Fund, Ltd See All Filings	D/A	2018-02-15 10:55:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001631067 Filed Document 0001631067-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-02-15 10:55:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
North Rock Fund, Ltd See All Filings	D	2015-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001631067 Filed Document 0001631067-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity