Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
HILLTOP SECURITIES INC. See All Filings	D/A	2025-05-16 15:13:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000891055 Filed Document 0000891055-25-000040 Exclusions or Exemptions 506b Accepted Date 2025-05-16 15:13:13 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
HILLTOP SECURITIES INC. See All Filings	D/A	2025-05-16 14:52:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000891055 Filed Document 0000891055-25-000039 Exclusions or Exemptions 506b Accepted Date 2025-05-16 14:52:28 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
HILLTOP SECURITIES INC. See All Filings	D	2025-01-29 10:25:46 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0000891055 Filed Document 0000891055-25-000010 Exclusions or Exemptions 506b Accepted Date 2025-01-29 10:25:46 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
HILLTOP SECURITIES INC. See All Filings	D/A	2024-05-17 14:53:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000891055 Filed Document 0000891055-24-000023 Exclusions or Exemptions 506b Accepted Date 2024-05-17 14:53:09 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
HILLTOP SECURITIES INC. See All Filings	D/A	2024-05-17 14:31:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000891055 Filed Document 0000891055-24-000022 Exclusions or Exemptions 506b Accepted Date 2024-05-17 14:31:13 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
HILLTOP SECURITIES INC. See All Filings	D/A	2023-05-18 11:01:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000891055 Filed Document 0000891055-23-000045 Exclusions or Exemptions 506b Accepted Date 2023-05-18 11:01:40 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
HILLTOP SECURITIES INC. See All Filings	D/A	2023-05-18 10:53:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000891055 Filed Document 0000891055-23-000044 Exclusions or Exemptions 506b Accepted Date 2023-05-18 10:53:47 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
HILLTOP SECURITIES INC. See All Filings	D/A	2022-05-16 12:06:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000891055 Filed Document 0000891055-22-000029 Exclusions or Exemptions 506b Accepted Date 2022-05-16 12:06:59 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
HILLTOP SECURITIES INC. See All Filings	D/A	2022-05-16 11:38:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000891055 Filed Document 0000891055-22-000028 Exclusions or Exemptions 506b Accepted Date 2022-05-16 11:38:33 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
HILLTOP SECURITIES INC. See All Filings	D/A	2021-12-17 12:24:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000891055 Filed Document 0000891055-21-000095 Exclusions or Exemptions 506b Accepted Date 2021-12-17 12:24:49 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
HILLTOP SECURITIES INC. See All Filings	D/A	2021-12-17 12:15:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000891055 Filed Document 0000891055-21-000094 Exclusions or Exemptions 506b Accepted Date 2021-12-17 12:15:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
HILLTOP SECURITIES INC. See All Filings	D/A	2021-10-08 12:20:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000891055 Filed Document 0000891055-21-000070 Exclusions or Exemptions 506b Accepted Date 2021-10-08 12:20:35 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
HILLTOP SECURITIES INC. See All Filings	D/A	2021-10-07 11:27:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000891055 Filed Document 0000891055-21-000069 Exclusions or Exemptions 506b Accepted Date 2021-10-07 11:27:52 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
HILLTOP SECURITIES INC. See All Filings	D/A	2021-05-21 14:57:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000891055 Filed Document 0000891055-21-000046 Exclusions or Exemptions 506b Accepted Date 2021-05-21 14:57:27 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
HILLTOP SECURITIES INC. See All Filings	D/A	2021-04-12 15:00:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000891055 Filed Document 0000891055-21-000030 Exclusions or Exemptions 506b Accepted Date 2021-04-12 15:00:55 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
HILLTOP SECURITIES INC. See All Filings	D	2021-03-19 15:33:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000891055 Filed Document 0000891055-21-000025 Exclusions or Exemptions 506b Accepted Date 2021-03-19 15:33:46 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
HILLTOP SECURITIES INC. See All Filings	D/A	2021-01-29 16:28:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000891055 Filed Document 0000891055-21-000009 Exclusions or Exemptions 506b Accepted Date 2021-01-29 16:28:55 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
HILLTOP SECURITIES INC. See All Filings	D/A	2020-12-01 09:59:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000891055 Filed Document 0000891055-20-000051 Exclusions or Exemptions 506b Accepted Date 2020-12-01 09:59:41 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
HILLTOP SECURITIES INC. See All Filings	D/A	2020-10-07 14:56:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000891055 Filed Document 0000891055-20-000044 Exclusions or Exemptions 506b Accepted Date 2020-10-07 14:56:55 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
HILLTOP SECURITIES INC. See All Filings	D/A	2020-09-11 09:59:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000891055 Filed Document 0000891055-20-000038 Exclusions or Exemptions 506b Accepted Date 2020-09-11 09:59:42 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
HILLTOP SECURITIES INC. See All Filings	D/A	2020-07-31 14:23:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000891055 Filed Document 0000891055-20-000030 Exclusions or Exemptions 506b Accepted Date 2020-07-31 14:23:42 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
HILLTOP SECURITIES INC. See All Filings	D/A	2020-07-10 15:17:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000891055 Filed Document 0000891055-20-000025 Exclusions or Exemptions 506b Accepted Date 2020-07-10 15:17:30 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
HILLTOP SECURITIES INC. See All Filings	D/A	2020-05-22 15:59:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000891055 Filed Document 0000891055-20-000023 Exclusions or Exemptions 506b Accepted Date 2020-05-22 15:59:50 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
HILLTOP SECURITIES INC. See All Filings	D/A	2020-04-29 13:59:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000891055 Filed Document 0000891055-20-000020 Exclusions or Exemptions 506b Accepted Date 2020-04-29 13:59:29 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
HILLTOP SECURITIES INC. See All Filings	D/A	2020-02-24 14:15:37 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0000891055 Filed Document 0000891055-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-02-24 14:15:37 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
HILLTOP SECURITIES INC. See All Filings	D	2019-12-23 16:55:06 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0000891055 Filed Document 0000891055-19-000075 Exclusions or Exemptions 506b Accepted Date 2019-12-23 16:55:06 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt