Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
John Hancock Variable Account PPM2-K See All Filings	D/A	2013-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers James A. Cheney CIK Number 0001458491 Filed Document 0001181431-13-062537 Exclusions or Exemptions 506c Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
John Hancock Life Insurance Co (U.S.A.) Separate Account PPM1-T See All Filings	D/A	2013-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brent Kinetz, Campbell Gerrish, Michael L. Silverberg, Milton H. Cohn, Michael Padon, Vernon Holleman III, Richard J. Chaffee, Kevin Bachler, Clune J. Walsh, Jr., Guy Richard Thomas, Michael Liebeskind, Eric Naison-Phillips, Gary Sitzmann, Edward C. Houghton, IV, and David Wexler CIK Number 0001458488 Filed Document 0001181431-13-062599 Exclusions or Exemptions 506c Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JOHN HANCOCK VARIABLE LIFE ACCOUNT PPM2-3 See All Filings	D/A	2013-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Dan Toney, David Byers, Gary Sitzmann, Guy Richard Thomas, James A. Cheney, James M. Pollock, John D. Becker, Patrick Trammell, and William Wood CIK Number 0001143982 Filed Document 0001181431-13-062570 Exclusions or Exemptions 506c Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blackburne & Brown Mortgage Fund II, L.P. See All Filings	D	2013-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594156 Filed Document 0001594156-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Mile High Run Club, LLC See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001594278 Filed Document 0001594278-13-000001 Exclusions or Exemptions 505 and 506c Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Mountain Brook Partners, LP See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593818 Filed Document 0001593818-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Moon Capital Management, LLC See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Moon Capital Management CIK Number 0001410588 Filed Document 0001410588-13-000003 Exclusions or Exemptions 505 and 506c Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Goldstar Ashbury LLC See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised $8,350,000 Associated Brokers / Dealers N/A CIK Number 0001593970 Filed Document 0001593970-13-000001 Exclusions or Exemptions 505 and 506c Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Cunningham Energy, LLC. See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised $6,900,000 Associated Brokers / Dealers Cunningham Energy, LLC CIK Number 0001510366 Filed Document 0001510366-13-000018 Exclusions or Exemptions 506c Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business WEST VIRGINIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Mineral Property
CDIF, LLC See All Filings	D/A	2013-12-11 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001579825 Filed Document 0001543004-13-000004 Exclusions or Exemptions 506c Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
METROPOLITAN LIFE INSURANCE CO See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Samuel Jacobs CIK Number 0000937834 Filed Document 0000937834-13-000004 Exclusions or Exemptions 506c Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Joule Assets, Inc. See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers Arjent LLC CIK Number 0001593466 Filed Document 0001593466-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Solaris Power Cells, Inc. See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised $175,000 Associated Brokers / Dealers N/A CIK Number 0001411730 Filed Document 0001085037-13-000192 Exclusions or Exemptions 506c Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
OneEnergy, Inc. See All Filings	D	2013-12-10 00:00:00 UTC
Amount To Be Raised $197,575 Associated Brokers / Dealers N/A CIK Number 0001539014 Filed Document 0001539014-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
NEW ENGLAND LIFE INSURANCE CO See All Filings	D	2013-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Various Agents CIK Number 0001030011 Filed Document 0001030011-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
TURBODYNE TECHNOLOGIES, INC See All Filings	D	2013-12-10 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001022097 Filed Document 0000909012-13-000458 Exclusions or Exemptions 506c Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Triune Hedge Fund LP See All Filings	D	2013-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001585929 Filed Document 0001585929-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SOUTH CAROLINA Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
GENERAL AMERICAN LIFE INSURANCE Co See All Filings	D	2013-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Various Agents, Eric D. Wittenmyer, Various Agents, Glenn A. Fishman, John A. Whittemore, Myrteel M. Ward, Donald G. Petrie, Carl S. Feen, Gary B. Block, and Various Agents CIK Number 0000728240 Filed Document 0000728240-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Other
NEW ENGLAND LIFE INSURANCE CO See All Filings	D	2013-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Samuel Jacobs and Jennifer H. Macaulay CIK Number 0001030011 Filed Document 0001030011-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
Mediafeedia, Inc. See All Filings	D	2013-12-09 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001593734 Filed Document 0001593734-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Southern Energy Group Preferred Partner II, LP See All Filings	D	2013-12-09 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001593844 Filed Document 0001593844-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TENNESSEE Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Mineral Property
Trivie, Inc. See All Filings	D	2013-12-09 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001529438 Filed Document 0001529438-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Levante Renewable Fuels LLC See All Filings	D/A	2013-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001567142 Filed Document 0001567142-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$1 - $5,000,000 Type of Security Other
Taurus Vista Center LP See All Filings	D	2013-12-06 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers Peter Merrigan CIK Number 0001590651 Filed Document 0001590651-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Okra Restaurant Group, Inc. See All Filings	D/A	2013-12-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Richard Petty CIK Number 0001591215 Filed Document 0001591215-13-000004 Exclusions or Exemptions 506c Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D/A Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Fourteenth Street Capital Value Fund, LP See All Filings	D/A	2013-12-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591876 Filed Document 0001591876-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AngelList Techstars Austin 2013 Fund, LLC See All Filings	D	2013-12-06 00:00:00 UTC
Amount To Be Raised $406,500 Associated Brokers / Dealers N/A CIK Number 0001591562 Filed Document 0001591562-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
KGR SERIES II, LLC See All Filings	D/A	2013-12-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001529717 Filed Document 0001529717-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Not Applicable Type of Security Equity
LEG II, LLC See All Filings	D/A	2013-12-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592439 Filed Document 0001592439-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GroupZoom Inc. See All Filings	D	2013-12-06 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001593696 Filed Document 0001593696-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D Industry Other Travel Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
OncoMed Pharmaceuticals Inc See All Filings	D	2013-12-06 00:00:00 UTC
Amount To Be Raised $22,249,996 Associated Brokers / Dealers N/A CIK Number 0001302573 Filed Document 0001140361-13-045130 Exclusions or Exemptions 506c Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Harloff Capital Partners, L.P. See All Filings	D	2013-12-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers gary j. harloff CIK Number 0001593598 Filed Document 0001593598-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bielet, Inc. See All Filings	D	2013-12-06 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001561090 Filed Document 0001561090-13-000006 Exclusions or Exemptions 506c Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
RSF Partners VI, L.P. See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001592682 Filed Document 0001592682-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
RegBinder, Inc. See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001581876 Filed Document 0001581876-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
GENERAL AMERICAN LIFE INSURANCE Co See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jason H. Kurchner and Various Agents CIK Number 0000728240 Filed Document 0000728240-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Other
Fourteenth Street Capital Value Fund, LP See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591876 Filed Document 0001591876-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brush with Life, Inc. See All Filings	D/A	2013-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brush with Life, Inc. CIK Number 0001494508 Filed Document 0001494508-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-04 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Centum Managed Futures Fund, LP See All Filings	D/A	2013-12-04 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001563448 Filed Document 0001563448-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TSG - Timber Oaks, L.P. See All Filings	D/A	2013-12-04 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Shopoff Securities Inc. CIK Number 0001587416 Filed Document 0001587416-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-12-04 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
Javelin Capital Markets, LLC See All Filings	D/A	2013-12-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Edward McElwreath CIK Number 0001543398 Filed Document 0001543398-13-000005 Exclusions or Exemptions 506c Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CH Town & Country, LLC See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $3,402,000 Associated Brokers / Dealers N/A CIK Number 0001593409 Filed Document 0001593409-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Freenote, LLC See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001593340 Filed Document 0001593340-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
KGI Rhino #1 Joint Venture See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $320,250 Associated Brokers / Dealers N/A CIK Number 0001593376 Filed Document 0001593376-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
Gold Surgical Products VIII, LLC See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $40,000 Associated Brokers / Dealers N/A CIK Number 0001593370 Filed Document 0001593370-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
DHT Holdings, Inc. See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $110,000,025 Associated Brokers / Dealers RS PLATOU MARKETS, INC. CIK Number 0001331284 Filed Document 0000950157-13-000438 Exclusions or Exemptions 506c Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BERMUDA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Sparks Management LLC See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $5,050,000 Associated Brokers / Dealers Galaxy Sparks LLC CIK Number 0001592674 Filed Document 0001592674-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Javelin Capital Markets, LLC See All Filings	D/A	2013-12-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Edward McElwreath CIK Number 0001543398 Filed Document 0001543398-13-000004 Exclusions or Exemptions 506c Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FIRST GROWTH HOLDINGS LTD. See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $19,180 Associated Brokers / Dealers N/A CIK Number 0001593146 Filed Document 0001085037-13-000188 Exclusions or Exemptions 506c Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
AL-Lob-Fund, LLC See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $153,500 Associated Brokers / Dealers N/A CIK Number 0001593323 Filed Document 0001593323-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund