Found 152485 results

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Name Type of Offering Accepted Date
Federated Prime Private Liquidity Fund D/A 2017-09-22 12:05:09
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001683473
Filed Document 0001623632-17-001985
Exclusions or Exemptions 506c
Accepted Date 2017-09-22 12:05:09
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business PENNSYLVANIA
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Federated Prime Private Liquidity Fund D/A 2017-09-22 12:03:57
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001683473
Filed Document 0001623632-17-001984
Exclusions or Exemptions 506c
Accepted Date 2017-09-22 12:03:57
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business PENNSYLVANIA
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Federated Prime Private Liquidity Fund D/A 2017-09-22 12:02:37
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001683473
Filed Document 0001623632-17-001983
Exclusions or Exemptions 506c
Accepted Date 2017-09-22 12:02:37
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business PENNSYLVANIA
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Federated Prime Private Liquidity Fund D/A 2017-09-22 12:01:17
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001683473
Filed Document 0001623632-17-001982
Exclusions or Exemptions 506c
Accepted Date 2017-09-22 12:01:17
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business PENNSYLVANIA
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
KGR, LLC (KGR Series II) D/A 2017-09-22 11:35:27
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001529717
Filed Document 0001095449-17-000095
Exclusions or Exemptions 506c
Accepted Date 2017-09-22 11:35:27
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business ILLINOIS
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
KGR, LLC (KGR Series I) D/A 2017-09-22 11:30:36
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001529716
Filed Document 0001095449-17-000094
Exclusions or Exemptions 506c
Accepted Date 2017-09-22 11:30:36
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business ILLINOIS
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Hillview Special Opportunities Fund, LP D/A 2017-09-22 10:00:47
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001175850
Filed Document 0001013594-17-000678
Exclusions or Exemptions 506c
Accepted Date 2017-09-22 10:00:47
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business PENNSYLVANIA
Revenue or Assets Decline to Disclose
Type of Security Equity
HILLVIEW GLOBAL ALPHA FUND OFFSHORE LTD D/A 2017-09-22 09:59:50
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001348299
Filed Document 0001013594-17-000677
Exclusions or Exemptions 506c
Accepted Date 2017-09-22 09:59:50
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CAYMAN ISLANDS
Revenue or Assets Decline to Disclose
Type of Security Equity
HILLVIEW GLOBAL ALPHA FUND LP D/A 2017-09-22 09:57:19
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001348297
Filed Document 0001013594-17-000676
Exclusions or Exemptions 506c
Accepted Date 2017-09-22 09:57:19
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business PENNSYLVANIA
Revenue or Assets Decline to Disclose
Type of Security Equity
Presidium Harlingen Partner, LLC D 2017-09-21 18:30:14
Amount To Be Raised $5,200,000
Associated Brokers / Dealers N/A
CIK Number 0001716856
Filed Document 0001140361-17-036154
Exclusions or Exemptions 506c
Accepted Date 2017-09-21 18:30:14
Type of Offering D
Industry Residential
Offering Tier N/A
Principal Place of Business TEXAS
Revenue or Assets Decline to Disclose
Type of Security Equity
Knightscope, Inc. D 2017-09-21 17:04:24
Amount To Be Raised $75,000
Associated Brokers / Dealers N/A
CIK Number 0001600983
Filed Document 0001600983-17-000002
Exclusions or Exemptions 506c
Accepted Date 2017-09-21 17:04:24
Type of Offering D
Industry Other Technology
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Equity
GRAND MOUNTAIN BANCSHARES INC D/A 2017-09-21 15:59:36
Amount To Be Raised $5,619,208
Associated Brokers / Dealers N/A
CIK Number 0001380993
Filed Document 0000927089-17-000340
Exclusions or Exemptions 506c
Accepted Date 2017-09-21 15:59:36
Type of Offering D/A
Industry Commercial Banking
Offering Tier N/A
Principal Place of Business COLORADO
Revenue or Assets $5,000,001 - $25,000,000
Type of Security Equity
TSWR DEVELOPMENT SWD PORTFOLIO I, DST D/A 2017-09-21 15:04:57
Amount To Be Raised $4,100,000
Associated Brokers / Dealers N/A
CIK Number 0001669072
Filed Document 0001669072-17-000003
Exclusions or Exemptions 506c
Accepted Date 2017-09-21 15:04:57
Type of Offering D/A
Industry Other Real Estate
Offering Tier N/A
Principal Place of Business SOUTH CAROLINA
Revenue or Assets Decline to Disclose
Type of Security Other
WFP Opportunity Fund, LLC D/A 2017-09-21 14:22:41
Amount To Be Raised $250,000,000
Associated Brokers / Dealers N/A
CIK Number 0001586797
Filed Document 0001586797-17-000001
Exclusions or Exemptions 506c
Accepted Date 2017-09-21 14:22:41
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Equity
WFP Income Fund, LLC D/A 2017-09-21 14:13:20
Amount To Be Raised $250,000,000
Associated Brokers / Dealers N/A
CIK Number 0001586795
Filed Document 0001586795-17-000001
Exclusions or Exemptions 506c
Accepted Date 2017-09-21 14:13:20
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Equity
RESFL, LLC D/A 2017-09-21 13:26:50
Amount To Be Raised $10,000,000
Associated Brokers / Dealers N/A
CIK Number 0001703566
Filed Document 0001703566-17-000002
Exclusions or Exemptions 506c
Accepted Date 2017-09-21 13:26:50
Type of Offering D/A
Industry Commercial
Offering Tier N/A
Principal Place of Business FLORIDA
Revenue or Assets No Revenues
Type of Security Equity
Clean Energy Technology Association, Inc. D 2017-09-21 12:54:38
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001611285
Filed Document 0001611285-17-000001
Exclusions or Exemptions 506c
Accepted Date 2017-09-21 12:54:38
Type of Offering D
Industry Other Energy
Offering Tier N/A
Principal Place of Business TEXAS
Revenue or Assets Decline to Disclose
Type of Security Equity
LARSON CAPITAL FUND V, LLC D/A 2017-09-21 12:51:51
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001708494
Filed Document 0001708494-17-000010
Exclusions or Exemptions 506c
Accepted Date 2017-09-21 12:51:51
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business MISSOURI
Revenue or Assets No Revenues
Type of Security Pooled Investment Fund
Redan Capital Consumer Credit II, LP D 2017-09-21 12:28:06
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001717521
Filed Document 0001717521-17-000001
Exclusions or Exemptions 506c
Accepted Date 2017-09-21 12:28:06
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business COLORADO
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Hutchens Aviation, Inc. D 2017-09-21 11:33:50
Amount To Be Raised $6,125,000
Associated Brokers / Dealers N/A
CIK Number 0001717298
Filed Document 0001717298-17-000002
Exclusions or Exemptions 504
Accepted Date 2017-09-21 11:33:50
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business IDAHO
Revenue or Assets $1 - $1,000,000
Type of Security Equity
Enigma ENG International Ltd D 2017-09-21 11:20:09
Amount To Be Raised $25,072,524
Associated Brokers / Dealers N/A
CIK Number 0001717484
Filed Document 0001717484-17-000001
Exclusions or Exemptions 506c
Accepted Date 2017-09-21 11:20:09
Type of Offering D
Industry Computers
Offering Tier N/A
Principal Place of Business CAYMAN ISLANDS
Revenue or Assets Decline to Disclose
Type of Security Other
Hancock Rock Investors, LLC D 2017-09-21 07:33:54
Amount To Be Raised $2,800,000
Associated Brokers / Dealers N/A
CIK Number 0001714274
Filed Document 0001714274-17-000001
Exclusions or Exemptions 506c
Accepted Date 2017-09-21 07:33:54
Type of Offering D
Industry Other Real Estate
Offering Tier N/A
Principal Place of Business GEORGIA
Revenue or Assets No Revenues
Type of Security Equity
Lendsnap, Inc. D 2017-09-20 21:37:04
Amount To Be Raised $1,000,000
Associated Brokers / Dealers N/A
CIK Number 0001700829
Filed Document 0001700829-17-000005
Exclusions or Exemptions 506c
Accepted Date 2017-09-20 21:37:04
Type of Offering D
Industry Other Banking and Financial Services
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets $1 - $1,000,000
Type of Security Debt
Trinity Heights Associates,LLC D 2017-09-20 19:59:21
Amount To Be Raised $4,000,000
Associated Brokers / Dealers N/A
CIK Number 0001716712
Filed Document 0001716712-17-000001
Exclusions or Exemptions 506c
Accepted Date 2017-09-20 19:59:21
Type of Offering D
Industry Residential
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Not Applicable
Type of Security Equity
Brookwood Hayward Note Fund LLC D 2017-09-20 19:49:27
Amount To Be Raised $800,000
Associated Brokers / Dealers N/A
CIK Number 0001716698
Filed Document 0001716698-17-000001
Exclusions or Exemptions 506c
Accepted Date 2017-09-20 19:49:27
Type of Offering D
Industry Residential
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Not Applicable
Type of Security Equity
VASARI ENERGY, INC D/A 2017-09-20 19:27:10
Amount To Be Raised $20,000,000
Associated Brokers / Dealers N/A
CIK Number 0001612117
Filed Document 0001612117-17-000002
Exclusions or Exemptions 506c
Accepted Date 2017-09-20 19:27:10
Type of Offering D/A
Industry Other Energy
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets $1,000,001 - $5,000,000
Type of Security Equity
FINANCIAL TRANSMISSION NETWORK INC D 2017-09-20 18:16:53
Amount To Be Raised $1,500,000
Associated Brokers / Dealers N/A
CIK Number 0001460706
Filed Document 0001460706-17-000002
Exclusions or Exemptions 506c
Accepted Date 2017-09-20 18:16:53
Type of Offering D
Industry Other Banking and Financial Services
Offering Tier N/A
Principal Place of Business NEBRASKA
Revenue or Assets $1,000,001 - $5,000,000
Type of Security Debt
Barefoot Beach Bums, Inc. D 2017-09-20 18:08:31
Amount To Be Raised $1,000,000
Associated Brokers / Dealers N/A
CIK Number 0001717552
Filed Document 0001717552-17-000001
Exclusions or Exemptions 506c
Accepted Date 2017-09-20 18:08:31
Type of Offering D
Industry Retailing
Offering Tier N/A
Principal Place of Business KANSAS
Revenue or Assets $1 - $1,000,000
Type of Security Equity
CLOUD SECURITY CORP. D 2017-09-20 18:04:15
Amount To Be Raised $1,000,000
Associated Brokers / Dealers N/A
CIK Number 0001516079
Filed Document 0001683168-17-002431
Exclusions or Exemptions 506c
Accepted Date 2017-09-20 18:04:15
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Equity
DRS Real Estate Fund LLC D 2017-09-20 17:53:54
Amount To Be Raised $10,000,000
Associated Brokers / Dealers N/A
CIK Number 0001717057
Filed Document 0001717057-17-000002
Exclusions or Exemptions 506c
Accepted Date 2017-09-20 17:53:54
Type of Offering D
Industry Other Real Estate
Offering Tier N/A
Principal Place of Business ARIZONA
Revenue or Assets Decline to Disclose
Type of Security Equity
LARSON CAPITAL FUND V, LLC D/A 2017-09-20 15:58:57
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001708494
Filed Document 0001708494-17-000009
Exclusions or Exemptions 506c
Accepted Date 2017-09-20 15:58:57
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business MISSOURI
Revenue or Assets No Revenues
Type of Security Pooled Investment Fund
WHITE OAKS ALTERNATIVE STRATEGIES FUND SP D/A 2017-09-20 12:10:48
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001672801
Filed Document 0001299872-17-000004
Exclusions or Exemptions N/A
Accepted Date 2017-09-20 12:10:48
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CAYMAN ISLANDS
Revenue or Assets Decline to Disclose
Type of Security Equity
Wiltshire LCP LLC D 2017-09-20 11:29:15
Amount To Be Raised $550,000
Associated Brokers / Dealers N/A
CIK Number 0001716427
Filed Document 0001716428-17-000002
Exclusions or Exemptions 506c
Accepted Date 2017-09-20 11:29:15
Type of Offering D
Industry Residential
Offering Tier N/A
Principal Place of Business NEW JERSEY
Revenue or Assets Decline to Disclose
Type of Security Equity
977 Stuyvesant LCP LLC D 2017-09-20 11:17:06
Amount To Be Raised $550,000
Associated Brokers / Dealers N/A
CIK Number 0001716428
Filed Document 0001716428-17-000001
Exclusions or Exemptions 506c
Accepted Date 2017-09-20 11:17:06
Type of Offering D
Industry Residential
Offering Tier N/A
Principal Place of Business NEW JERSEY
Revenue or Assets Decline to Disclose
Type of Security Equity
Pediatric Orthopaedic Associates, P.C. D 2017-09-20 10:28:14
Amount To Be Raised $321,370
Associated Brokers / Dealers N/A
CIK Number 0001715289
Filed Document 0001715289-17-000001
Exclusions or Exemptions 504
Accepted Date 2017-09-20 10:28:14
Type of Offering D
Industry Hospitals and Physicians
Offering Tier N/A
Principal Place of Business GEORGIA
Revenue or Assets $5,000,001 - $25,000,000
Type of Security Equity
Airport Road Prospect Partners D 2017-09-19 17:09:08
Amount To Be Raised $928,000
Associated Brokers / Dealers N/A
CIK Number 0001717435
Filed Document 0001717435-17-000001
Exclusions or Exemptions 506c
Accepted Date 2017-09-19 17:09:08
Type of Offering D
Industry Oil and Gas
Offering Tier N/A
Principal Place of Business TENNESSEE
Revenue or Assets Not Applicable
Type of Security Other
Goliath Resources Ltd D 2017-09-19 17:03:08
Amount To Be Raised $235,164
Associated Brokers / Dealers N/A
CIK Number 0001717391
Filed Document 0001717391-17-000002
Exclusions or Exemptions 504
Accepted Date 2017-09-19 17:03:08
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business ONTARIO, CANADA
Revenue or Assets Decline to Disclose
Type of Security Equity
Goliath Resources Ltd D 2017-09-19 16:48:10
Amount To Be Raised $374,455
Associated Brokers / Dealers N/A
CIK Number 0001717391
Filed Document 0001717391-17-000001
Exclusions or Exemptions 504
Accepted Date 2017-09-19 16:48:10
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business ONTARIO, CANADA
Revenue or Assets Decline to Disclose
Type of Security Equity
Wendel Total Return Fund, LLC D 2017-09-19 16:19:49
Amount To Be Raised $5,000,000
Associated Brokers / Dealers N/A
CIK Number 0001717365
Filed Document 0001717365-17-000001
Exclusions or Exemptions 506c
Accepted Date 2017-09-19 16:19:49
Type of Offering D
Industry Commercial
Offering Tier N/A
Principal Place of Business OHIO
Revenue or Assets $1,000,001 - $5,000,000
Type of Security Equity
NP Chicago Reit Holdings, LLC D 2017-09-19 15:57:36
Amount To Be Raised $15,000,000
Associated Brokers / Dealers N/A
CIK Number 0001717419
Filed Document 0001717419-17-000001
Exclusions or Exemptions 506c
Accepted Date 2017-09-19 15:57:36
Type of Offering D
Industry Commercial
Offering Tier N/A
Principal Place of Business MISSOURI
Revenue or Assets $5,000,001 - $25,000,000
Type of Security Equity
SWALK Operations, LLC D 2017-09-19 15:27:15
Amount To Be Raised $625,000
Associated Brokers / Dealers N/A
CIK Number 0001712955
Filed Document 0001712955-17-000001
Exclusions or Exemptions 506c
Accepted Date 2017-09-19 15:27:15
Type of Offering D
Industry Other Real Estate
Offering Tier N/A
Principal Place of Business TEXAS
Revenue or Assets Decline to Disclose
Type of Security Equity
ADVANTAGE LEASING CORP D 2017-09-19 15:17:50
Amount To Be Raised $1,000,000
Associated Brokers / Dealers N/A
CIK Number 0000837268
Filed Document 0000892712-17-000696
Exclusions or Exemptions 504
Accepted Date 2017-09-19 15:17:50
Type of Offering D
Industry Other Banking and Financial Services
Offering Tier N/A
Principal Place of Business WISCONSIN
Revenue or Assets Decline to Disclose
Type of Security Debt
DuMOL Winery, LLC D 2017-09-19 14:59:11
Amount To Be Raised $3,261,428
Associated Brokers / Dealers N/A
CIK Number 0001717404
Filed Document 0001717404-17-000002
Exclusions or Exemptions N/A
Accepted Date 2017-09-19 14:59:11
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets $5,000,001 - $25,000,000
Type of Security Equity
Legacy NW Fund, LLC D/A 2017-09-19 14:41:16
Amount To Be Raised $20,000,000
Associated Brokers / Dealers N/A
CIK Number 0001538428
Filed Document 0001538428-17-000001
Exclusions or Exemptions 506c
Accepted Date 2017-09-19 14:41:16
Type of Offering D/A
Industry Other Real Estate
Offering Tier N/A
Principal Place of Business WASHINGTON
Revenue or Assets Decline to Disclose
Type of Security Debt
iConsumer Corp. D 2017-09-19 14:36:09
Amount To Be Raised $2,000,000
Associated Brokers / Dealers N/A
CIK Number 0001652350
Filed Document 0001652350-17-000001
Exclusions or Exemptions 506c
Accepted Date 2017-09-19 14:36:09
Type of Offering D
Industry Other Technology
Offering Tier N/A
Principal Place of Business FLORIDA
Revenue or Assets Decline to Disclose
Type of Security Debt
SURGICARE OF MINNEAPOLIS, LTD. D/A 2017-09-19 14:21:50
Amount To Be Raised $340,200
Associated Brokers / Dealers N/A
CIK Number 0001141489
Filed Document 0001141489-17-000003
Exclusions or Exemptions 504
Accepted Date 2017-09-19 14:21:50
Type of Offering D/A
Industry Other Health Care
Offering Tier N/A
Principal Place of Business MINNESOTA
Revenue or Assets Decline to Disclose
Type of Security Equity
Full Value Special Situations Fund LP D/A 2017-09-19 13:51:59
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001580999
Filed Document 0001580999-17-000001
Exclusions or Exemptions 506c
Accepted Date 2017-09-19 13:51:59
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW JERSEY
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Franchise Holdings International, Inc. D 2017-09-19 13:49:57
Amount To Be Raised $1,000,000
Associated Brokers / Dealers N/A
CIK Number 0001096275
Filed Document 0001477932-17-004577
Exclusions or Exemptions 506c
Accepted Date 2017-09-19 13:49:57
Type of Offering D
Industry Manufacturing
Offering Tier N/A
Principal Place of Business Z4
Revenue or Assets $1 - $1,000,000
Type of Security Equity
MARA POLING TOTAL RETURN FUND, LLC D/A 2017-09-19 12:44:43
Amount To Be Raised $20,000,000
Associated Brokers / Dealers N/A
CIK Number 0001676740
Filed Document 0001676740-17-000001
Exclusions or Exemptions 506c
Accepted Date 2017-09-19 12:44:43
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business TEXAS
Revenue or Assets Decline to Disclose
Type of Security Equity
SURGICARE OF MINNEAPOLIS, LTD. D/A 2017-09-19 11:29:50
Amount To Be Raised $340,200
Associated Brokers / Dealers N/A
CIK Number 0001141489
Filed Document 0001141489-17-000002
Exclusions or Exemptions 504
Accepted Date 2017-09-19 11:29:50
Type of Offering D/A
Industry Other Health Care
Offering Tier N/A
Principal Place of Business MINNESOTA
Revenue or Assets Decline to Disclose
Type of Security Equity