Found 382637 results

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Name Type of Offering Accepted Date
Seneca Biopharma, Inc. D 2020-01-28 16:08:26
Amount To Be Raised $7,555,553
Associated Brokers / Dealers N/A
CIK Number 0001357459
Filed Document 0001171843-20-000522
Exclusions or Exemptions 506b
Accepted Date 2020-01-28 16:08:26
Type of Offering D
Industry Biotechnology
Offering Tier N/A
Principal Place of Business MARYLAND
Revenue or Assets Decline to Disclose
Type of Security Option To Acquire
TETRAPHASE PHARMACEUTICALS INC D 2020-01-28 16:06:14
Amount To Be Raised $9,997,939
Associated Brokers / Dealers N/A
CIK Number 0001373707
Filed Document 0001373707-20-000002
Exclusions or Exemptions 506b
Accepted Date 2020-01-28 16:06:14
Type of Offering D
Industry Pharmaceuticals
Offering Tier N/A
Principal Place of Business MASSACHUSETTS
Revenue or Assets Decline to Disclose
Type of Security Equity
MA Fund I, a series of Curmudgeon Ventures, LP D 2020-01-28 16:00:18
Amount To Be Raised $33,000
Associated Brokers / Dealers N/A
CIK Number 0001801300
Filed Document 0001801300-20-000002
Exclusions or Exemptions 506b
Accepted Date 2020-01-28 16:00:18
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business WASHINGTON
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
MON Fund II, a series of DV Deals, LP D 2020-01-28 16:00:13
Amount To Be Raised $87,596
Associated Brokers / Dealers N/A
CIK Number 0001801206
Filed Document 0001801206-20-000002
Exclusions or Exemptions 506b
Accepted Date 2020-01-28 16:00:13
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business WASHINGTON
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
FindyPhone, Inc. D 2020-01-28 15:58:11
Amount To Be Raised $95,000
Associated Brokers / Dealers N/A
CIK Number 0001789952
Filed Document 0001789952-20-000001
Exclusions or Exemptions 506b
Accepted Date 2020-01-28 15:58:11
Type of Offering D
Industry Other Technology
Offering Tier N/A
Principal Place of Business WASHINGTON
Revenue or Assets Decline to Disclose
Type of Security Debt
Original Partnership, LLC Series 12 D 2020-01-28 15:53:25
Amount To Be Raised $1,510,000
Associated Brokers / Dealers N/A
CIK Number 0001800116
Filed Document 0001800116-20-000001
Exclusions or Exemptions 506b
Accepted Date 2020-01-28 15:53:25
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Other
Hesperus Austin Development LLC D 2020-01-28 15:51:31
Amount To Be Raised $6,500,000
Associated Brokers / Dealers N/A
CIK Number 0001801392
Filed Document 0001801392-20-000002
Exclusions or Exemptions 506b
Accepted Date 2020-01-28 15:51:31
Type of Offering D
Industry Commercial
Offering Tier N/A
Principal Place of Business TEXAS
Revenue or Assets No Revenues
Type of Security Equity
Nielsen-Kellerman Holdings, LLC D 2020-01-28 15:46:23
Amount To Be Raised $300,002
Associated Brokers / Dealers N/A
CIK Number 0001799971
Filed Document 0001799971-20-000001
Exclusions or Exemptions 504
Accepted Date 2020-01-28 15:46:23
Type of Offering D
Industry Other Technology
Offering Tier N/A
Principal Place of Business CONNECTICUT
Revenue or Assets Decline to Disclose
Type of Security Equity
IN Fund II, a series of Abvara Capital, LP D 2020-01-28 15:45:18
Amount To Be Raised $218,000
Associated Brokers / Dealers N/A
CIK Number 0001801258
Filed Document 0001801258-20-000002
Exclusions or Exemptions 506b
Accepted Date 2020-01-28 15:45:18
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business WASHINGTON
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
SON Fund I, a series of World Changing Ventures Syndicate, LP D 2020-01-28 15:45:13
Amount To Be Raised $243,167
Associated Brokers / Dealers N/A
CIK Number 0001801254
Filed Document 0001801254-20-000002
Exclusions or Exemptions 506b
Accepted Date 2020-01-28 15:45:13
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business WASHINGTON
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
RCE Technologies, Inc. D/A 2020-01-28 15:45:08
Amount To Be Raised $500,000
Associated Brokers / Dealers N/A
CIK Number 0001791860
Filed Document 0001791860-20-000001
Exclusions or Exemptions 506b
Accepted Date 2020-01-28 15:45:08
Type of Offering D/A
Industry Biotechnology
Offering Tier N/A
Principal Place of Business GEORGIA
Revenue or Assets Decline to Disclose
Type of Security Option To Acquire
12101 Fondren, LP D 2020-01-28 15:45:05
Amount To Be Raised $6,100,000
Associated Brokers / Dealers N/A
CIK Number 0001801362
Filed Document 0001801362-20-000001
Exclusions or Exemptions 506b
Accepted Date 2020-01-28 15:45:05
Type of Offering D
Industry Residential
Offering Tier N/A
Principal Place of Business TEXAS
Revenue or Assets $1 - $1,000,000
Type of Security Equity
PARCEL K MIXED USE HOLDINGS, LLC D 2020-01-28 15:41:53
Amount To Be Raised $125,000
Associated Brokers / Dealers N/A
CIK Number 0001799469
Filed Document 0001799469-20-000005
Exclusions or Exemptions 506b
Accepted Date 2020-01-28 15:41:53
Type of Offering D
Industry REITS and Finance
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Equity
MV101 OFFICE HOLDCO, LLC D 2020-01-28 15:41:24
Amount To Be Raised $125,000
Associated Brokers / Dealers N/A
CIK Number 0001799457
Filed Document 0001799469-20-000004
Exclusions or Exemptions 506b
Accepted Date 2020-01-28 15:41:24
Type of Offering D
Industry REITS and Finance
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Equity
75 E. HOFFMAN HOLDINGS, LLC D 2020-01-28 15:41:01
Amount To Be Raised $125,000
Associated Brokers / Dealers N/A
CIK Number 0001799453
Filed Document 0001799469-20-000003
Exclusions or Exemptions 506b
Accepted Date 2020-01-28 15:41:01
Type of Offering D
Industry REITS and Finance
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Equity
Rochester 153, LLC D/A 2020-01-28 15:40:19
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001728115
Filed Document 0001728115-20-000002
Exclusions or Exemptions 506b
Accepted Date 2020-01-28 15:40:19
Type of Offering D/A
Industry Commercial
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Equity
5001 EISENHOWER OFFICE HOLDINGS, LLC D 2020-01-28 15:40:00
Amount To Be Raised $125,000
Associated Brokers / Dealers N/A
CIK Number 0001799452
Filed Document 0001799469-20-000002
Exclusions or Exemptions 506b
Accepted Date 2020-01-28 15:40:00
Type of Offering D
Industry REITS and Finance
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Equity
ROCKWOOD XI REIT, LLC D 2020-01-28 15:39:29
Amount To Be Raised $125,000
Associated Brokers / Dealers N/A
CIK Number 0001799450
Filed Document 0001799469-20-000001
Exclusions or Exemptions 506b
Accepted Date 2020-01-28 15:39:29
Type of Offering D
Industry REITS and Finance
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Equity
Arcus, Inc. D 2020-01-28 15:26:48
Amount To Be Raised $35,000
Associated Brokers / Dealers N/A
CIK Number 0001798337
Filed Document 0001798337-20-000002
Exclusions or Exemptions 506b
Accepted Date 2020-01-28 15:26:48
Type of Offering D
Industry Other Technology
Offering Tier N/A
Principal Place of Business PENNSYLVANIA
Revenue or Assets Decline to Disclose
Type of Security Equity
J.W. Opportunities Fund, Ltd. D/A 2020-01-28 15:26:31
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001657044
Filed Document 0001657044-20-000001
Exclusions or Exemptions 506b
Accepted Date 2020-01-28 15:26:31
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
LAURENT PHARMACEUTICALS INC. D/A 2020-01-28 15:24:29
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001752986
Filed Document 0000899797-20-000001
Exclusions or Exemptions 506b
Accepted Date 2020-01-28 15:24:29
Type of Offering D/A
Industry Pharmaceuticals
Offering Tier N/A
Principal Place of Business QUEBEC, CANADA
Revenue or Assets No Revenues
Type of Security Equity
Chelsfield Asia Fund 1, Limited Partnership D 2020-01-28 15:23:57
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001800345
Filed Document 0001800345-20-000001
Exclusions or Exemptions 506b
Accepted Date 2020-01-28 15:23:57
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business HONG KONG
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Seamans Private Series Fund I LLC Series Co B D/A 2020-01-28 15:17:51
Amount To Be Raised $6,000,000
Associated Brokers / Dealers N/A
CIK Number 0001753014
Filed Document 0001753014-20-000002
Exclusions or Exemptions N/A
Accepted Date 2020-01-28 15:17:51
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business MASSACHUSETTS
Revenue or Assets $5,000,001 - $25,000,000
Type of Security Pooled Investment Fund
Evolytical Liquid Transformational Equity, LP D 2020-01-28 15:12:26
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001801280
Filed Document 0000935836-20-000051
Exclusions or Exemptions 506b
Accepted Date 2020-01-28 15:12:26
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business WASHINGTON
Revenue or Assets Decline to Disclose
Type of Security Equity
J.W. Opportunities Fund, LLC D/A 2020-01-28 15:08:17
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001594084
Filed Document 0001594084-20-000001
Exclusions or Exemptions 506b
Accepted Date 2020-01-28 15:08:17
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
THREE AMIGOS PEST CONTROL INC. D 2020-01-28 15:06:29
Amount To Be Raised $500,000
Associated Brokers / Dealers N/A
CIK Number 0001801411
Filed Document 0001801411-20-000001
Exclusions or Exemptions 506b
Accepted Date 2020-01-28 15:06:29
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Equity
Valor Energy Group LLC D 2020-01-28 14:59:46
Amount To Be Raised $92,500
Associated Brokers / Dealers N/A
CIK Number 0001767039
Filed Document 0001767039-20-000001
Exclusions or Exemptions 506b
Accepted Date 2020-01-28 14:59:46
Type of Offering D
Industry Oil and Gas
Offering Tier N/A
Principal Place of Business TEXAS
Revenue or Assets Decline to Disclose
Type of Security Mineral Property
RxFunction, Inc. D/A 2020-01-28 14:57:25
Amount To Be Raised $8,087,507
Associated Brokers / Dealers N/A
CIK Number 0001713884
Filed Document 0001437749-20-001281
Exclusions or Exemptions 506b
Accepted Date 2020-01-28 14:57:25
Type of Offering D/A
Industry Manufacturing
Offering Tier N/A
Principal Place of Business MINNESOTA
Revenue or Assets Decline to Disclose
Type of Security Security To Be Acquired
Wainwright Renaissance Fund 1, L.P. D/A 2020-01-28 14:56:58
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001380851
Filed Document 0001567619-20-001626
Exclusions or Exemptions 506b
Accepted Date 2020-01-28 14:56:58
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business MASSACHUSETTS
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
GP Opportunistic Growth Strategies, L.P. D/A 2020-01-28 14:49:56
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001499364
Filed Document 0001499364-20-000001
Exclusions or Exemptions 506b
Accepted Date 2020-01-28 14:49:56
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business ILLINOIS
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
DCM TGPIP XII Fund LLC D 2020-01-28 14:48:24
Amount To Be Raised $17,113,500
Associated Brokers / Dealers N/A
CIK Number 0001799586
Filed Document 0001799586-20-000001
Exclusions or Exemptions 506b
Accepted Date 2020-01-28 14:48:24
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business FLORIDA
Revenue or Assets Decline to Disclose
Type of Security Equity
Synergenetics Bioscience Inc. D 2020-01-28 14:46:02
Amount To Be Raised $300,000
Associated Brokers / Dealers N/A
CIK Number 0001800452
Filed Document 0001085037-20-000007
Exclusions or Exemptions 506b
Accepted Date 2020-01-28 14:46:02
Type of Offering D
Industry Biotechnology
Offering Tier N/A
Principal Place of Business BRITISH COLUMBIA, CANADA
Revenue or Assets Decline to Disclose
Type of Security Equity
Acworth Pharmaceuticals, Inc. D 2020-01-28 14:42:54
Amount To Be Raised $600,000
Associated Brokers / Dealers N/A
CIK Number 0001736361
Filed Document 0001736361-20-000002
Exclusions or Exemptions 506b
Accepted Date 2020-01-28 14:42:54
Type of Offering D
Industry Biotechnology
Offering Tier N/A
Principal Place of Business MASSACHUSETTS
Revenue or Assets Decline to Disclose
Type of Security Debt
J.W. Partners, LP D/A 2020-01-28 14:37:15
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001082644
Filed Document 0001082644-20-000001
Exclusions or Exemptions 506b
Accepted Date 2020-01-28 14:37:15
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
RadWave Technologies Inc. D 2020-01-28 14:35:09
Amount To Be Raised $2,000,000
Associated Brokers / Dealers N/A
CIK Number 0001800310
Filed Document 0001800310-20-000002
Exclusions or Exemptions 504
Accepted Date 2020-01-28 14:35:09
Type of Offering D
Industry Other Health Care
Offering Tier N/A
Principal Place of Business MINNESOTA
Revenue or Assets $1 - $1,000,000
Type of Security Other
AIR El Paso MSO, LLC D 2020-01-28 14:34:35
Amount To Be Raised $272,000
Associated Brokers / Dealers N/A
CIK Number 0001800498
Filed Document 0001800498-20-000001
Exclusions or Exemptions 506b
Accepted Date 2020-01-28 14:34:35
Type of Offering D
Industry Other Health Care
Offering Tier N/A
Principal Place of Business ARIZONA
Revenue or Assets $1 - $1,000,000
Type of Security Equity
Third Point Insurance Dedicated Fund, L.P. D/A 2020-01-28 14:28:08
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001729001
Filed Document 0001729001-20-000001
Exclusions or Exemptions 506b
Accepted Date 2020-01-28 14:28:08
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Equity
Ostra, LLC D 2020-01-28 14:24:18
Amount To Be Raised $750,000
Associated Brokers / Dealers N/A
CIK Number 0001799950
Filed Document 0001800310-20-000001
Exclusions or Exemptions 504 506b
Accepted Date 2020-01-28 14:24:18
Type of Offering D
Industry Other Technology
Offering Tier N/A
Principal Place of Business MINNESOTA
Revenue or Assets $1 - $1,000,000
Type of Security Debt
AIR Austin MSO 2, LLC D 2020-01-28 14:22:07
Amount To Be Raised $360,000
Associated Brokers / Dealers N/A
CIK Number 0001800461
Filed Document 0001800461-20-000001
Exclusions or Exemptions 506b
Accepted Date 2020-01-28 14:22:07
Type of Offering D
Industry Other Health Care
Offering Tier N/A
Principal Place of Business ARIZONA
Revenue or Assets $1 - $1,000,000
Type of Security Equity
Akerna Corp. D 2020-01-28 14:02:11
Amount To Be Raised $15,600,000
Associated Brokers / Dealers N/A
CIK Number 0001755953
Filed Document 0001213900-20-001989
Exclusions or Exemptions 506b
Accepted Date 2020-01-28 14:02:11
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business COLORADO
Revenue or Assets Decline to Disclose
Type of Security Equity
GP Opportunistic Growth Strategies Offshore Ltd. D/A 2020-01-28 14:00:49
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001663960
Filed Document 0001372983-20-000002
Exclusions or Exemptions 506b
Accepted Date 2020-01-28 14:00:49
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business ILLINOIS
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Maverick Holdings C, L.P. D/A 2020-01-28 13:43:07
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001766143
Filed Document 0000947871-20-000052
Exclusions or Exemptions 506b
Accepted Date 2020-01-28 13:43:07
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business TEXAS
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Maverick Holdings C, Ltd. D/A 2020-01-28 13:39:04
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001766141
Filed Document 0000947871-20-000051
Exclusions or Exemptions 506b
Accepted Date 2020-01-28 13:39:04
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CAYMAN ISLANDS
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Troy Health, Inc. D/A 2020-01-28 13:32:12
Amount To Be Raised $9,500,043
Associated Brokers / Dealers N/A
CIK Number 0001771128
Filed Document 0001771128-20-000001
Exclusions or Exemptions 506b
Accepted Date 2020-01-28 13:32:12
Type of Offering D/A
Industry Health Insurance
Offering Tier N/A
Principal Place of Business NORTH CAROLINA
Revenue or Assets Decline to Disclose
Type of Security Equity
Imprint Energy, Inc. D 2020-01-28 13:26:24
Amount To Be Raised $9,066,134
Associated Brokers / Dealers N/A
CIK Number 0001608514
Filed Document 0001608514-20-000001
Exclusions or Exemptions 506b
Accepted Date 2020-01-28 13:26:24
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Equity
Syntr Health Technologies, INC D 2020-01-28 13:20:27
Amount To Be Raised $5,000,000
Associated Brokers / Dealers N/A
CIK Number 0001762296
Filed Document 0001762296-20-000002
Exclusions or Exemptions 506b
Accepted Date 2020-01-28 13:20:27
Type of Offering D
Industry Other Technology
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Debt
Kyra Medical, Inc. D 2020-01-28 13:17:57
Amount To Be Raised $100,000
Associated Brokers / Dealers N/A
CIK Number 0001693223
Filed Document 0001693223-20-000001
Exclusions or Exemptions 506b
Accepted Date 2020-01-28 13:17:57
Type of Offering D
Industry Other Technology
Offering Tier N/A
Principal Place of Business MASSACHUSETTS
Revenue or Assets Decline to Disclose
Type of Security Debt
Taiyo Fund, L.P. D/A 2020-01-28 13:15:14
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001253926
Filed Document 0001253926-20-000001
Exclusions or Exemptions N/A
Accepted Date 2020-01-28 13:15:14
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business WASHINGTON
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
HHITT, INC. D 2020-01-28 13:02:40
Amount To Be Raised $500,000
Associated Brokers / Dealers N/A
CIK Number 0001800941
Filed Document 0001800941-20-000001
Exclusions or Exemptions 506b
Accepted Date 2020-01-28 13:02:40
Type of Offering D
Industry Other Technology
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Option To Acquire
Taiyo Offshore Fund, Ltd. D/A 2020-01-28 13:00:44
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001561081
Filed Document 0001561081-20-000001
Exclusions or Exemptions N/A
Accepted Date 2020-01-28 13:00:44
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business WASHINGTON
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund