Found 291338 results

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Name Type of Offering Accepted Date
Stitch Fix, Inc. D 2017-11-21 17:30:53
Amount To Be Raised $2,750,000
Associated Brokers / Dealers N/A
CIK Number 0001576942
Filed Document 0001288649-17-000007
Exclusions or Exemptions 506b
Accepted Date 2017-11-21 17:30:53
Type of Offering D
Industry Retailing
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Equity
Stitch Fix, Inc. D 2017-11-21 17:29:29
Amount To Be Raised $775,000
Associated Brokers / Dealers N/A
CIK Number 0001576942
Filed Document 0001288649-17-000006
Exclusions or Exemptions 506b
Accepted Date 2017-11-21 17:29:29
Type of Offering D
Industry Retailing
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Equity
VPC ONSHORE SPECIALTY FINANCE FUND II, L.P. D/A 2017-11-21 17:27:52
Amount To Be Raised $500,000,000
Associated Brokers / Dealers N/A
CIK Number 0001690191
Filed Document 0001690191-17-000001
Exclusions or Exemptions 506b
Accepted Date 2017-11-21 17:27:52
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business ILLINOIS
Revenue or Assets Decline to Disclose
Type of Security Equity
Lombard International Life Assurance Co Separate Account VA 190 D 2017-11-21 17:22:15
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001723158
Filed Document 0001723158-17-000001
Exclusions or Exemptions 506b
Accepted Date 2017-11-21 17:22:15
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business PENNSYLVANIA
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
MicroTransponder, Inc. D 2017-11-21 17:17:59
Amount To Be Raised $16,626,905
Associated Brokers / Dealers N/A
CIK Number 0001489993
Filed Document 0001489993-17-000002
Exclusions or Exemptions 506b
Accepted Date 2017-11-21 17:17:59
Type of Offering D
Industry Other Health Care
Offering Tier N/A
Principal Place of Business TEXAS
Revenue or Assets Decline to Disclose
Type of Security Equity
BRICKYARD DIRECT LENDING FUND, L.P. D 2017-11-21 17:16:02
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001723071
Filed Document 0001718125-17-000025
Exclusions or Exemptions 506b
Accepted Date 2017-11-21 17:16:02
Type of Offering D
Industry Other Banking and Financial Services
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Equity
A&Q Metric Clinton Opportunistic Ltd D 2017-11-21 17:10:11
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001705853
Filed Document 0001705853-17-000001
Exclusions or Exemptions 506b
Accepted Date 2017-11-21 17:10:11
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CAYMAN ISLANDS
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Caffeinated Capital Opportunity Fund I, LP D/A 2017-11-21 17:08:27
Amount To Be Raised $75,000,000
Associated Brokers / Dealers N/A
CIK Number 0001670585
Filed Document 0001670585-17-000002
Exclusions or Exemptions 506b
Accepted Date 2017-11-21 17:08:27
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Not Applicable
Type of Security Pooled Investment Fund
Ferenc Ltd Liability Co D 2017-11-21 17:02:41
Amount To Be Raised $15,250,000
Associated Brokers / Dealers N/A
CIK Number 0001717136
Filed Document 0001717136-17-000002
Exclusions or Exemptions 506b
Accepted Date 2017-11-21 17:02:41
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Equity
AIRSTRIKE FIREFIGHTERS, LLC D/A 2017-11-21 16:58:47
Amount To Be Raised $700,000
Associated Brokers / Dealers N/A
CIK Number 0001699861
Filed Document 0001699861-17-000003
Exclusions or Exemptions 506b
Accepted Date 2017-11-21 16:58:47
Type of Offering D/A
Industry Other
Offering Tier N/A
Principal Place of Business WASHINGTON
Revenue or Assets No Revenues
Type of Security Debt
Rutledge Asheville Partners, LLC D 2017-11-21 16:56:00
Amount To Be Raised $2,200,000
Associated Brokers / Dealers N/A
CIK Number 0001723407
Filed Document 0001445866-17-001682
Exclusions or Exemptions 504
Accepted Date 2017-11-21 16:56:00
Type of Offering D
Industry Commercial
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets No Revenues
Type of Security Equity
Iron Heart Canning Company, LLC D 2017-11-21 16:53:18
Amount To Be Raised $2,600,000
Associated Brokers / Dealers N/A
CIK Number 0001714458
Filed Document 0001714458-17-000001
Exclusions or Exemptions 506b
Accepted Date 2017-11-21 16:53:18
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Equity
Brown Advisory (Bermuda) Ltd.-Brown Advisory Global Managers Fund D/A 2017-11-21 16:49:45
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001630991
Filed Document 0000899140-17-000664
Exclusions or Exemptions 506b
Accepted Date 2017-11-21 16:49:45
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business MARYLAND
Revenue or Assets Decline to Disclose
Type of Security Equity
Thycotic Software, LLC D/A 2017-11-21 16:45:27
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001654131
Filed Document 0001654131-17-000001
Exclusions or Exemptions 506b
Accepted Date 2017-11-21 16:45:27
Type of Offering D/A
Industry Other Technology
Offering Tier N/A
Principal Place of Business DISTRICT OF COLUMBIA
Revenue or Assets Decline to Disclose
Type of Security Equity
AVE MARIA BIOTECHNOLOGY LLC D/A 2017-11-21 16:44:10
Amount To Be Raised $17,500,000
Associated Brokers / Dealers N/A
CIK Number 0001463741
Filed Document 0001463741-17-000003
Exclusions or Exemptions 506b
Accepted Date 2017-11-21 16:44:10
Type of Offering D/A
Industry Biotechnology
Offering Tier N/A
Principal Place of Business WASHINGTON
Revenue or Assets Decline to Disclose
Type of Security Equity
Greystar Sunnyvale Investors, LLC D 2017-11-21 16:44:01
Amount To Be Raised $2,850,000
Associated Brokers / Dealers N/A
CIK Number 0001723411
Filed Document 0001723411-17-000001
Exclusions or Exemptions 506b
Accepted Date 2017-11-21 16:44:01
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business SOUTH CAROLINA
Revenue or Assets Decline to Disclose
Type of Security Equity
Advanced Incentive Management, LLC D 2017-11-21 16:43:51
Amount To Be Raised $1,200,000
Associated Brokers / Dealers N/A
CIK Number 0001720574
Filed Document 0001720574-17-000001
Exclusions or Exemptions 506b
Accepted Date 2017-11-21 16:43:51
Type of Offering D
Industry Other Technology
Offering Tier N/A
Principal Place of Business GEORGIA
Revenue or Assets Decline to Disclose
Type of Security Equity
MGI Biltmore Investors, LP D 2017-11-21 16:42:58
Amount To Be Raised $13,272,000
Associated Brokers / Dealers N/A
CIK Number 0001723484
Filed Document 0001723484-17-000001
Exclusions or Exemptions 506b
Accepted Date 2017-11-21 16:42:58
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business TEXAS
Revenue or Assets No Revenues
Type of Security Equity
A&Q Metric Black Diamond Arbitrage Ltd D 2017-11-21 16:42:54
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001723404
Filed Document 0001723404-17-000001
Exclusions or Exemptions 506b
Accepted Date 2017-11-21 16:42:54
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CAYMAN ISLANDS
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
CIVICSOLAR, INC D/A 2017-11-21 16:35:43
Amount To Be Raised $4,000,000
Associated Brokers / Dealers N/A
CIK Number 0001484693
Filed Document 0001484693-17-000004
Exclusions or Exemptions 506b
Accepted Date 2017-11-21 16:35:43
Type of Offering D/A
Industry Other Energy
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Equity
Avatar Capital Finance LLC D 2017-11-21 16:34:44
Amount To Be Raised $6,900,000
Associated Brokers / Dealers N/A
CIK Number 0001342986
Filed Document 0001342986-17-000019
Exclusions or Exemptions 506b
Accepted Date 2017-11-21 16:34:44
Type of Offering D
Industry Other Real Estate
Offering Tier N/A
Principal Place of Business WASHINGTON
Revenue or Assets Decline to Disclose
Type of Security Debt
ASay Inc. D 2017-11-21 16:33:31
Amount To Be Raised $8,073,875
Associated Brokers / Dealers N/A
CIK Number 0001722959
Filed Document 0001722959-17-000002
Exclusions or Exemptions 506b
Accepted Date 2017-11-21 16:33:31
Type of Offering D
Industry Other Technology
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Equity
Helios & Matheson Analytics Inc. D 2017-11-21 16:30:52
Amount To Be Raised $100,000,000
Associated Brokers / Dealers N/A
CIK Number 0001040792
Filed Document 0001213900-17-012447
Exclusions or Exemptions 506b
Accepted Date 2017-11-21 16:30:52
Type of Offering D
Industry Other Technology
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Debt
GCA Emerging Markets Sustainable Growth Fund, Ltd. D 2017-11-21 16:28:39
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001722846
Filed Document 0001722846-17-000001
Exclusions or Exemptions 506b
Accepted Date 2017-11-21 16:28:39
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Equity
HAMPSHIRE CREDIT ALPHA FEEDER FUND LTD. D 2017-11-21 16:26:43
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001723086
Filed Document 0000919574-17-008324
Exclusions or Exemptions 506b
Accepted Date 2017-11-21 16:26:43
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CAYMAN ISLANDS
Revenue or Assets Decline to Disclose
Type of Security Equity
AVI Capital Alpha LP D 2017-11-21 16:23:42
Amount To Be Raised $10,013,000
Associated Brokers / Dealers N/A
CIK Number 0001721324
Filed Document 0001721534-17-000002
Exclusions or Exemptions 506b
Accepted Date 2017-11-21 16:23:42
Type of Offering D
Industry Investing
Offering Tier N/A
Principal Place of Business PENNSYLVANIA
Revenue or Assets Decline to Disclose
Type of Security Equity
USA TECHNOLOGIES INC D 2017-11-21 16:23:33
Amount To Be Raised $19,810,000
Associated Brokers / Dealers N/A
CIK Number 0000896429
Filed Document 0001140361-17-043520
Exclusions or Exemptions 506b
Accepted Date 2017-11-21 16:23:33
Type of Offering D
Industry Other Technology
Offering Tier N/A
Principal Place of Business PENNSYLVANIA
Revenue or Assets Over $100,000,000
Type of Security Equity
Suspension Systems Technologies, LLC D/A 2017-11-21 16:22:39
Amount To Be Raised $1,700,000
Associated Brokers / Dealers N/A
CIK Number 0001673351
Filed Document 0001673351-17-000003
Exclusions or Exemptions 506b
Accepted Date 2017-11-21 16:22:39
Type of Offering D/A
Industry Other Technology
Offering Tier N/A
Principal Place of Business ARIZONA
Revenue or Assets Decline to Disclose
Type of Security Equity
PREMIER PERFORMANCE HOLDINGS, LLC D 2017-11-21 16:22:36
Amount To Be Raised $6,376,745
Associated Brokers / Dealers N/A
CIK Number 0001629687
Filed Document 0001405086-17-000242
Exclusions or Exemptions 506b
Accepted Date 2017-11-21 16:22:36
Type of Offering D
Industry Retailing
Offering Tier N/A
Principal Place of Business IDAHO
Revenue or Assets Decline to Disclose
Type of Security Equity
SPARK PARTNERS FUND L.P. D/A 2017-11-21 16:20:35
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001539477
Filed Document 0000899140-17-000663
Exclusions or Exemptions 506b
Accepted Date 2017-11-21 16:20:35
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Equity
Spark Intrepid L.P. D/A 2017-11-21 16:20:08
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001539478
Filed Document 0000899140-17-000662
Exclusions or Exemptions 506b
Accepted Date 2017-11-21 16:20:08
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Equity
P6835 Capital TT I, LLC D/A 2017-11-21 16:20:04
Amount To Be Raised $5,575,000
Associated Brokers / Dealers N/A
CIK Number 0001702390
Filed Document 0001702390-17-000004
Exclusions or Exemptions 506b
Accepted Date 2017-11-21 16:20:04
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business TEXAS
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Outbox Systems, Inc. D 2017-11-21 16:20:03
Amount To Be Raised $1,320,000
Associated Brokers / Dealers N/A
CIK Number 0001640426
Filed Document 0001640426-17-000005
Exclusions or Exemptions 506b
Accepted Date 2017-11-21 16:20:03
Type of Offering D
Industry Other Technology
Offering Tier N/A
Principal Place of Business UTAH
Revenue or Assets Decline to Disclose
Type of Security Equity
HAMPSHIRE CREDIT ALPHA MASTER FUND L.P. D 2017-11-21 16:18:36
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001723100
Filed Document 0000919574-17-008320
Exclusions or Exemptions 506b
Accepted Date 2017-11-21 16:18:36
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CAYMAN ISLANDS
Revenue or Assets Decline to Disclose
Type of Security Equity
Gersh Canon LLC D 2017-11-21 16:11:25
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001723196
Filed Document 0001723196-17-000001
Exclusions or Exemptions 506b
Accepted Date 2017-11-21 16:11:25
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
A&Q Metric SPC - Black Diamond Arbitrage SP D 2017-11-21 16:08:10
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001723402
Filed Document 0001723402-17-000001
Exclusions or Exemptions 506b
Accepted Date 2017-11-21 16:08:10
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CAYMAN ISLANDS
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
ACRO SPV HSA, LLC D 2017-11-21 16:06:01
Amount To Be Raised $6,000,000
Associated Brokers / Dealers N/A
CIK Number 0001723200
Filed Document 0001723200-17-000001
Exclusions or Exemptions 506b
Accepted Date 2017-11-21 16:06:01
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Equity
Blue Harvest Fisheries Partners, LLC D 2017-11-21 16:05:35
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001641286
Filed Document 0000945621-17-000415
Exclusions or Exemptions 506b
Accepted Date 2017-11-21 16:05:35
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business MASSACHUSETTS
Revenue or Assets Decline to Disclose
Type of Security Equity
RINO NIGHT MARKET LLC D 2017-11-21 16:04:19
Amount To Be Raised $1,500,000
Associated Brokers / Dealers N/A
CIK Number 0001723303
Filed Document 0001723303-17-000001
Exclusions or Exemptions 506b
Accepted Date 2017-11-21 16:04:19
Type of Offering D
Industry Restaurants
Offering Tier N/A
Principal Place of Business COLORADO
Revenue or Assets Decline to Disclose
Type of Security Equity
Term Fund 2018 D/A 2017-11-21 16:01:35
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001626615
Filed Document 0001718125-17-000024
Exclusions or Exemptions 506b
Accepted Date 2017-11-21 16:01:35
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
PHILIP TOUR Ltd LIABILITY Co D 2017-11-21 15:57:01
Amount To Be Raised $10,000,000
Associated Brokers / Dealers N/A
CIK Number 0001719570
Filed Document 0001719570-17-000001
Exclusions or Exemptions 506b
Accepted Date 2017-11-21 15:57:01
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets No Revenues
Type of Security Equity
Managers Fund LLC D/A 2017-11-21 15:54:20
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001360809
Filed Document 0001360809-17-000001
Exclusions or Exemptions 506b
Accepted Date 2017-11-21 15:54:20
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business ILLINOIS
Revenue or Assets Decline to Disclose
Type of Security Equity
Sierra Capital Investments LP D 2017-11-21 15:49:57
Amount To Be Raised $5,675,000
Associated Brokers / Dealers N/A
CIK Number 0001721534
Filed Document 0001721534-17-000001
Exclusions or Exemptions 506b
Accepted Date 2017-11-21 15:49:57
Type of Offering D
Industry Investing
Offering Tier N/A
Principal Place of Business PENNSYLVANIA
Revenue or Assets Decline to Disclose
Type of Security Equity
Garelick Capital Partners Fund II, L.P. D/A 2017-11-21 15:48:42
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001690695
Filed Document 0001690695-17-000001
Exclusions or Exemptions 506b
Accepted Date 2017-11-21 15:48:42
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business MASSACHUSETTS
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
TM TECHNOLOGIES INC D 2017-11-21 15:38:07
Amount To Be Raised $700,000
Associated Brokers / Dealers N/A
CIK Number 0000774973
Filed Document 0000774973-17-000002
Exclusions or Exemptions 506b
Accepted Date 2017-11-21 15:38:07
Type of Offering D
Industry Other Technology
Offering Tier N/A
Principal Place of Business ARIZONA
Revenue or Assets Decline to Disclose
Type of Security Equity
Mutual Coin Fund LP D 2017-11-21 15:37:11
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001723430
Filed Document 0001723430-17-000001
Exclusions or Exemptions 506b
Accepted Date 2017-11-21 15:37:11
Type of Offering D
Industry Investing
Offering Tier N/A
Principal Place of Business MICHIGAN
Revenue or Assets No Revenues
Type of Security Pooled Investment Fund
Next World Capital II, L.P. D/A 2017-11-21 15:35:42
Amount To Be Raised $134,797,980
Associated Brokers / Dealers N/A
CIK Number 0001632014
Filed Document 0001632014-17-000002
Exclusions or Exemptions 506b
Accepted Date 2017-11-21 15:35:42
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Short Government/Credit Fund D/A 2017-11-21 15:33:15
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001517144
Filed Document 0001718125-17-000023
Exclusions or Exemptions 506b
Accepted Date 2017-11-21 15:33:15
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Baker Technologies, Inc. D 2017-11-21 15:25:29
Amount To Be Raised $7,999,979
Associated Brokers / Dealers N/A
CIK Number 0001668349
Filed Document 0001668349-17-000001
Exclusions or Exemptions 506b
Accepted Date 2017-11-21 15:25:29
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business COLORADO
Revenue or Assets Decline to Disclose
Type of Security Equity
J.P. Morgan Access Multi-Strategy Fund II D/A 2017-11-21 15:16:19
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001524115
Filed Document 0000945621-17-000414
Exclusions or Exemptions 506b
Accepted Date 2017-11-21 15:16:19
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund