Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Z Capital Loan Opportunity Fund, L.P. See All Filings	D/A	2015-05-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC CIK Number 0001548576 Filed Document 0001548576-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RealtyShares 83, LLC See All Filings	D	2015-05-15 00:00:00 UTC
Amount To Be Raised $476,000 Associated Brokers / Dealers WealthForge, LLC CIK Number 0001642263 Filed Document 0001642263-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Percolate Industries, Inc. See All Filings	D	2015-05-15 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001538197 Filed Document 0001538197-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Feingold O'Keeffe Capital I, L.P. See All Filings	D/A	2015-05-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001410921 Filed Document 0000919574-15-004400 Exclusions or Exemptions 506b Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Bridgewater Beta Implementation Trading Co I, Ltd. See All Filings	D/A	2015-05-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001550015 Filed Document 0001550015-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
OW K2 Intermediate LLC See All Filings	D	2015-05-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001642481 Filed Document 0001140361-15-019938 Exclusions or Exemptions 506b Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Regis Partners Fund LP See All Filings	D/A	2015-05-15 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001385612 Filed Document 0000935836-15-000284 Exclusions or Exemptions 506b Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Macoma Energy Opportunities IV, LP See All Filings	D	2015-05-15 00:00:00 UTC
Amount To Be Raised $4,490,005 Associated Brokers / Dealers N/A CIK Number 0001641384 Filed Document 0001641386-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Drizly, Inc. See All Filings	D	2015-05-15 00:00:00 UTC
Amount To Be Raised $14,050,957 Associated Brokers / Dealers N/A CIK Number 0001642031 Filed Document 0001140361-15-020466 Exclusions or Exemptions 506b Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
FourKites, Inc. See All Filings	D/A	2015-05-15 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001625230 Filed Document 0001625230-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
AMC Fund III, LLC See All Filings	D	2015-05-15 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Joey D Miller CIK Number 0001642520 Filed Document 0001642520-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
WINSTON HEDGED EQUITY FUND LTD See All Filings	D/A	2015-05-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ABURDENE ASSOCIATES, INC. CIK Number 0001097940 Filed Document 0000898719-15-000008 Exclusions or Exemptions 506b Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
LiquidPractice LLC See All Filings	D	2015-05-15 00:00:00 UTC
Amount To Be Raised $2,048,163 Associated Brokers / Dealers N/A CIK Number 0001537956 Filed Document 0001104659-15-038647 Exclusions or Exemptions 506b Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW MEXICO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
TSWR Development, LLC See All Filings	D/A	2015-05-15 00:00:00 UTC
Amount To Be Raised $1,685,393 Associated Brokers / Dealers Sandlapper Securities CIK Number 0001635391 Filed Document 0001635391-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Other
Archview ERISA Master Fund Ltd. See All Filings	D	2015-05-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001641970 Filed Document 0001641970-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ener-Core Inc. See All Filings	D	2015-05-15 00:00:00 UTC
Amount To Be Raised $810,000 Associated Brokers / Dealers Drexel Hamilton, LLC CIK Number 0001495536 Filed Document 0001213900-15-003894 Exclusions or Exemptions 506b Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
THOROUGHBRED OFFSHORE FUND LTD. See All Filings	D/A	2015-05-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001442298 Filed Document 0000919574-15-004424 Exclusions or Exemptions 506b Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Guerrilla RF, Inc. See All Filings	D	2015-05-15 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001597410 Filed Document 0001597410-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
DOCUSIGN INC See All Filings	D	2015-05-15 00:00:00 UTC
Amount To Be Raised $310,000,000 Associated Brokers / Dealers N/A CIK Number 0001261333 Filed Document 0001288649-15-000011 Exclusions or Exemptions 506b Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TA SDF III PC AIV, L.P. See All Filings	D	2015-05-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640556 Filed Document 0001640556-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alden Global CRE Opportunities Fund, LP See All Filings	D/A	2015-05-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Concept Capital Markets, LLC CIK Number 0001608005 Filed Document 0001608005-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GreenHunter Resources, Inc. See All Filings	D	2015-05-15 00:00:00 UTC
Amount To Be Raised $16,000,000 Associated Brokers / Dealers None CIK Number 0001410056 Filed Document 0001609410-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D Industry Environmental Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
East Lodge Capital Credit Opportunities Fund, Ltd. See All Filings	D/A	2015-05-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001608082 Filed Document 0000902664-15-002535 Exclusions or Exemptions 506b Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Logos Partners, L.P. See All Filings	D/A	2015-05-15 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001003604 Filed Document 0000935836-15-000285 Exclusions or Exemptions 506b Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alden Global CRE Opportunities Fund (Cayman), L.P. See All Filings	D/A	2015-05-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001608007 Filed Document 0001608007-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Guardian Storage Denver, LLC See All Filings	D	2015-05-15 00:00:00 UTC
Amount To Be Raised $2,050,000 Associated Brokers / Dealers none CIK Number 0001642535 Filed Document 0001642535-15-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Feingold O'Keeffe Capital I Offshore, Ltd. See All Filings	D/A	2015-05-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001398030 Filed Document 0000919574-15-004404 Exclusions or Exemptions 506b Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Tesla Life Sciences, LLC See All Filings	D	2015-05-15 00:00:00 UTC
Amount To Be Raised $3,120,000 Associated Brokers / Dealers N/A CIK Number 0001588360 Filed Document 0001588360-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
AnaCap Credit Opportunities III, L.P. See All Filings	D	2015-05-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001642480 Filed Document 0001642480-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Reterro, Inc. See All Filings	D	2015-05-15 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001642529 Filed Document 0001642392-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D Industry Environmental Services Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Old Orchard Credit Fund, LP See All Filings	D	2015-05-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639245 Filed Document 0001639245-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RedShelf, Inc. See All Filings	D	2015-05-15 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001632635 Filed Document 0000897069-15-000358 Exclusions or Exemptions 506b Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
TSWR Development, LLC See All Filings	D	2015-05-15 00:00:00 UTC
Amount To Be Raised $1,685,393 Associated Brokers / Dealers Sandlapper Securities CIK Number 0001635391 Filed Document 0001635391-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Other
LGIMA TREASURY 15 PLUS STRIPS FUND LLC See All Filings	D/A	2015-05-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001597977 Filed Document 0001597977-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
K2 Macro Opportunities Fund, LLC See All Filings	D/A	2015-05-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001548963 Filed Document 0001507943-15-000092 Exclusions or Exemptions 506b Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stevia First Corp. See All Filings	D	2015-05-15 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers H.C. Wainwright & Co., LLC CIK Number 0001438943 Filed Document 0001144204-15-031820 Exclusions or Exemptions 506b Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Macoma Energy Opportunities III B, LP See All Filings	D	2015-05-15 00:00:00 UTC
Amount To Be Raised $5,155,000 Associated Brokers / Dealers N/A CIK Number 0001641386 Filed Document 0001641386-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MADE BY CO. See All Filings	D	2015-05-15 00:00:00 UTC
Amount To Be Raised $15,320 Associated Brokers / Dealers N/A CIK Number 0001642623 Filed Document 0001642623-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-05-15 00:00:00 UTC
Amount To Be Raised $64,504,449 Associated Brokers / Dealers Charles Steinberg CIK Number 0001135856 Filed Document 0001135856-15-000177 Exclusions or Exemptions 506b Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
CC 86th Street LLC See All Filings	D	2015-05-15 00:00:00 UTC
Amount To Be Raised $3,440,000 Associated Brokers / Dealers Dominick & Dominick LLC, Saxony Securities Inc., and Pickwick Capital Partners LLC CIK Number 0001642527 Filed Document 0001642527-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
WINSTON GROWTH FUND LIMITED PARTNERSHIP See All Filings	D/A	2015-05-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ABURDENE ASSOCIATES, INC. CIK Number 0000936788 Filed Document 0000898719-15-000007 Exclusions or Exemptions 506b Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Thrive Bioscience, Inc. See All Filings	D	2015-05-15 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001642601 Filed Document 0001559608-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
NOHMs Technologies, Inc. See All Filings	D	2015-05-15 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001548417 Filed Document 0001548417-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
TA XI PC AIV, L.P. See All Filings	D	2015-05-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640562 Filed Document 0001640562-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TA XI PC Feeder, L.P. See All Filings	D	2015-05-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640571 Filed Document 0001640571-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NORTH STAR PARTNERS LP See All Filings	D/A	2015-05-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001007258 Filed Document 0000919574-15-004395 Exclusions or Exemptions 506b Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Jones Innovative Medical Solutions Inc. See All Filings	D	2015-05-15 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001642562 Filed Document 0001642562-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Militello Venture Partners II, LP See All Filings	D/A	2015-05-15 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001549409 Filed Document 0001549409-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-05-15 00:00:00 UTC
Amount To Be Raised $1,887,216 Associated Brokers / Dealers Kirk Penland CIK Number 0001135856 Filed Document 0001135856-15-000176 Exclusions or Exemptions 506b Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Halsted Partners, LP See All Filings	D/A	2015-05-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572581 Filed Document 0001572581-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund