Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
BVO Holdings, LLC See All Filings	D/A	2015-05-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629067 Filed Document 0001181431-15-007214 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
SUNDANCE DIAGNOSTICS, INC. See All Filings	D	2015-05-19 00:00:00 UTC
Amount To Be Raised $6,600 Associated Brokers / Dealers N/A CIK Number 0001568961 Filed Document 0001568961-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Encompass Capital Fund Offshore Ltd. See All Filings	D/A	2015-05-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001537464 Filed Document 0000919574-15-004567 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
STUDIO ONE MEDIA, INC. See All Filings	D	2015-05-19 00:00:00 UTC
Amount To Be Raised $559,200 Associated Brokers / Dealers N/A CIK Number 0000836809 Filed Document 0001199835-15-000213 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
J. P. MORGAN U. S. REAL ESTATE INCOME & GROWTH FINANCE CORP. (CAYMAN) See All Filings	D/A	2015-05-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Institutional Investments Inc. and J.P. Morgan Securities LLC CIK Number 0001457572 Filed Document 0001140361-15-020852 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vermont Farmstead Cheese Co See All Filings	D/A	2015-05-19 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001502885 Filed Document 0001502885-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D/A Industry Agriculture Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
Enlightened Access Capital 1 LLC See All Filings	D	2015-05-19 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001642528 Filed Document 0001642528-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
2616 Mathews, LLC See All Filings	D	2015-05-19 00:00:00 UTC
Amount To Be Raised $2,300,000 Associated Brokers / Dealers N/A CIK Number 0001642836 Filed Document 0001642836-15-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
AFG PECA, LLC See All Filings	D	2015-05-19 00:00:00 UTC
Amount To Be Raised $1,630,750 Associated Brokers / Dealers ALLEGHENY INVESTMENTS LTD CIK Number 0001639586 Filed Document 0001639586-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Minus Inc. See All Filings	D	2015-05-19 00:00:00 UTC
Amount To Be Raised $2,547,870 Associated Brokers / Dealers N/A CIK Number 0001549970 Filed Document 0001549970-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Rock Creek Emerging Markets Fund Offshore L.P. See All Filings	D/A	2015-05-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Funds Distributor, LLC CIK Number 0001538147 Filed Document 0001315863-15-000485 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Atlas Wearables, Inc. See All Filings	D	2015-05-19 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001622434 Filed Document 0001616783-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
General Fusion Inc. See All Filings	D	2015-05-19 00:00:00 UTC
Amount To Be Raised $1,796,794 Associated Brokers / Dealers N/A CIK Number 0001465369 Filed Document 0001140361-15-020875 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Gamaya Inc. See All Filings	D	2015-05-19 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001642502 Filed Document 0001642502-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
MOCHO TRADING LLC See All Filings	D/A	2015-05-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001604610 Filed Document 0001604610-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Platinum Restaurants Southwest LLC See All Filings	D	2015-05-19 00:00:00 UTC
Amount To Be Raised $1,925,000 Associated Brokers / Dealers N/A CIK Number 0001644169 Filed Document 0001643939-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business INDIANA Revenue or Assets $No Revenues Type of Security Equity
ICG APARTMENT PORTFOLIO 10 LLC See All Filings	D	2015-05-19 00:00:00 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers N/A CIK Number 0001641344 Filed Document 0001641344-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
MICROVEST GMG LOCAL CREDIT FUND, L.P. See All Filings	D/A	2015-05-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001578777 Filed Document 0000919574-15-004580 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KWK Partners Offshore, Ltd. See All Filings	D/A	2015-05-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers David R. Sanchez and George W. MacLeod II CIK Number 0001490077 Filed Document 0001460392-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Base Venture Investing, Inc. See All Filings	D/A	2015-05-19 00:00:00 UTC
Amount To Be Raised $2,750,000 Associated Brokers / Dealers N/A CIK Number 0001625707 Filed Document 0001625707-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D/A Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
J. P. MORGAN U. S. REAL ESTATE INCOME & GROWTH CORP. (CAYMAN) See All Filings	D/A	2015-05-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Institutional Investments Inc. and J.P. Morgan Securities LLC CIK Number 0001457554 Filed Document 0001140361-15-020868 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Adams Street Co-Investment Fund III A LP See All Filings	D/A	2015-05-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601988 Filed Document 0001012975-15-000423 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Division Street Flats, LLC See All Filings	D/A	2015-05-19 00:00:00 UTC
Amount To Be Raised $925,000 Associated Brokers / Dealers N/A CIK Number 0001635475 Filed Document 0001635475-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business OREGON Revenue or Assets $Not Applicable Type of Security Equity
KPI Therapeutics, Inc. See All Filings	D	2015-05-19 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001607700 Filed Document 0001607700-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
TerrAvion, Inc. See All Filings	D	2015-05-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586450 Filed Document 0001586450-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Ventoux Partners, LLC See All Filings	D	2015-05-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001642966 Filed Document 0001642966-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TIGER VEDA LTD See All Filings	D/A	2015-05-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001345200 Filed Document 0000919574-15-004561 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
RITUWALL Inc. See All Filings	D	2015-05-19 00:00:00 UTC
Amount To Be Raised $12,500,000 Associated Brokers / Dealers N/A CIK Number 0001604220 Filed Document 0001604220-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
YCharts, Inc. See All Filings	D	2015-05-19 00:00:00 UTC
Amount To Be Raised $5,825,000 Associated Brokers / Dealers N/A CIK Number 0001642677 Filed Document 0001642677-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
J. P. MORGAN U. S. REAL ESTATE INCOME & GROWTH DIRECT, LP See All Filings	D/A	2015-05-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Institutional Investments Inc. and J.P. Morgan Securiteis LLC CIK Number 0001458758 Filed Document 0001140361-15-020870 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Flexible Futures, LP See All Filings	D	2015-05-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560804 Filed Document 0001560804-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bladder Health Ventures, LLC See All Filings	D	2015-05-19 00:00:00 UTC
Amount To Be Raised $320,000 Associated Brokers / Dealers N/A CIK Number 0001460674 Filed Document 0001460674-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSISSIPPI Revenue or Assets Decline to Disclose Type of Security Equity
Axsome Therapeutics, Inc. See All Filings	D	2015-05-19 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001579428 Filed Document 0001579428-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
BAMA Commercial Leasing, LLC See All Filings	D	2015-05-19 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001642243 Filed Document 0001642243-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Hennessey Wellness Inc. See All Filings	D/A	2015-05-19 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001603047 Filed Document 0001603047-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Fiddler Broadway Ltd Liability Co See All Filings	D	2015-05-19 00:00:00 UTC
Amount To Be Raised $12,500,000 Associated Brokers / Dealers N/A CIK Number 0001642785 Filed Document 0001642785-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Other
J. P. MORGAN U. S. REAL ESTATE INCOME & GROWTH INVESTMENT CORP. (CAYMAN) See All Filings	D/A	2015-05-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Institutional Investments Inc. and J.P. Morgan Securities LLC CIK Number 0001457576 Filed Document 0001140361-15-020855 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Adams Street Co-Investment Fund III C LP See All Filings	D/A	2015-05-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601990 Filed Document 0001012975-15-000424 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Efficient U.S. Funds, LLC See All Filings	D/A	2015-05-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Richard A. Singer and John A. Ramey III CIK Number 0001631475 Filed Document 0001631475-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MicroPower Technologies, Inc. See All Filings	D	2015-05-19 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001581097 Filed Document 0001639144-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ergos Offshore Fund, Ltd See All Filings	D/A	2015-05-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001577024 Filed Document 0000905718-15-000489 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
A-Squared BAM Opportunity I, L.P. See All Filings	D	2015-05-19 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers International Assets Advisory, LLC CIK Number 0001642532 Filed Document 0001642532-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Outset Medical, Inc. See All Filings	D	2015-05-19 00:00:00 UTC
Amount To Be Raised $65,594,060 Associated Brokers / Dealers N/A CIK Number 0001484612 Filed Document 0001484612-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Segra Capital Partners, LP See All Filings	D/A	2015-05-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001608014 Filed Document 0001315863-15-000481 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GMG CREDIT OPPORTUNITY FUND L.P. See All Filings	D/A	2015-05-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001527256 Filed Document 0000919574-15-004584 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Waveland Resource Partners III, LP See All Filings	D/A	2015-05-19 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Waveland Capital Partners LLC, Concorde Investment Services LLC, Kalos Capital Inc., Ausdal Financial Partners Inc., Centaurus Financial, Inc., Chapin Davis, Inc., International Assets Advisory, LLC, VSR Financial Services, Inc., Cambridge Investment Research, Inc., ProEquities Inc., Whitehall-Parker Securities, Inc., Berthel Fisher and Company Financial Services, Inc., First Allied Securities, Inc., and Independent Financial Group, LLC CIK Number 0001616825 Filed Document 0001616825-15-000007 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Hireology, Inc. See All Filings	D/A	2015-05-19 00:00:00 UTC
Amount To Be Raised $10,500,002 Associated Brokers / Dealers N/A CIK Number 0001542446 Filed Document 0001542446-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Ventoux Incentive Plan, LLC See All Filings	D	2015-05-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001642964 Filed Document 0001642964-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Robin Technologies Inc. See All Filings	D	2015-05-19 00:00:00 UTC
Amount To Be Raised $1,150,000 Associated Brokers / Dealers N/A CIK Number 0001642688 Filed Document 0001642688-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
TIGER VEDA L.P. See All Filings	D/A	2015-05-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001424339 Filed Document 0000919574-15-004565 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity