Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Phillips Edison Grocery Center REIT III, Inc. See All Filings	D/A	2017-11-17 16:13:02 UTC
Amount To Be Raised $220,000,000 Associated Brokers / Dealers Griffin Capital Securities, LLC CIK Number 0001688016 Filed Document 0001688016-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-17 16:13:02 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
OurCrowd (Investment in ReWi) L.P. See All Filings	D	2017-11-17 16:09:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001722882 Filed Document 0001465818-17-000067 Exclusions or Exemptions 506c Accepted Date 2017-11-17 16:09:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Industry Capital Berkeley Partners Industrial Income Fund I, L.P. See All Filings	D/A	2017-11-17 16:05:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Groton Securities, LLC CIK Number 0001658949 Filed Document 0001658949-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-17 16:05:25 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ServisFirst Bancshares, Inc. See All Filings	D	2017-11-17 15:52:17 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001430723 Filed Document 0001430723-17-000038 Exclusions or Exemptions 506b Accepted Date 2017-11-17 15:52:17 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Debt
Process Server Technology LLC See All Filings	D	2017-11-17 15:50:25 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001722907 Filed Document 0001722907-17-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2017-11-17 15:50:25 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Tethis, Inc. See All Filings	D	2017-11-17 15:42:03 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001568320 Filed Document 0001568320-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-17 15:42:03 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Hawaiian Ola Brewing Corp See All Filings	D/A	2017-11-17 15:34:19 UTC
Amount To Be Raised $1,900,000 Associated Brokers / Dealers N/A CIK Number 0001674519 Filed Document 0001674519-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-11-17 15:34:19 UTC Type of Offering D/A Industry Other Principal Place of Business HAWAII Revenue or Assets Decline to Disclose Type of Security Equity
Good Dye Young, Inc. See All Filings	D/A	2017-11-17 15:34:03 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001690393 Filed Document 0001682862-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-17 15:34:03 UTC Type of Offering D/A Industry Retailing Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
WW 4900 Hollwood Lender L.P. See All Filings	D	2017-11-17 15:30:38 UTC
Amount To Be Raised $14,875,000 Associated Brokers / Dealers Shelter Rock Capital Advisors LLC CIK Number 0001723035 Filed Document 0001723035-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-17 15:30:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
NIS Small/Mid Cap Value Equity Fund, LLC See All Filings	D/A	2017-11-17 15:29:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687402 Filed Document 0001687402-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-17 15:29:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
PARTHENON CAPITAL PARTNERS FUND III, LP See All Filings	D	2017-11-17 15:29:32 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001721734 Filed Document 0001721734-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-17 15:29:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Melboss Music Fund, LLC See All Filings	D	2017-11-17 15:23:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001723132 Filed Document 0001723132-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-17 15:23:03 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
TYME Bancshares, Inc. See All Filings	D	2017-11-17 15:20:50 UTC
Amount To Be Raised $18,000,000 Associated Brokers / Dealers Joseph Daniel Hansen, James Garrett Smith, and John Michael Wallace CIK Number 0001720079 Filed Document 0001720079-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-17 15:20:50 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Realty Mogul 90, LLC See All Filings	D/A	2017-11-17 15:20:15 UTC
Amount To Be Raised $690,000 Associated Brokers / Dealers North Capital Private Securities Corp. CIK Number 0001716550 Filed Document 0001716550-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-17 15:20:15 UTC Type of Offering D/A Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
NIS Total Absolute Return Fund, LLC See All Filings	D/A	2017-11-17 15:19:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687401 Filed Document 0001687401-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-17 15:19:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Viskase Companies, Inc. See All Filings	1-A/A	2017-11-17 15:19:03 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers NA CIK Number 0000033073 Filed Document 0001104659-17-069431 Accepted Date 2017-11-17 15:19:03 UTC Type of Offering 1-A/A Industry PLASTICS PRODUCTS, NEC Offering Tier Tier2 Principal Place of Business ILLINOIS Revenue or Assets $98,440,000 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Prudential Retirement Insurance & Annuity Co See All Filings	D/A	2017-11-17 15:16:08 UTC
Amount To Be Raised $290,100,000 Associated Brokers / Dealers Various Agents CIK Number 0001444597 Filed Document 0001209191-17-061420 Exclusions or Exemptions 506b Accepted Date 2017-11-17 15:16:08 UTC Type of Offering D/A Industry Insurance Principal Place of Business CONNECTICUT Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
WORKFORCE PARTNERS XI LLC See All Filings	D	2017-11-17 15:15:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001722554 Filed Document 0001722554-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-17 15:15:40 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
GB Public Opportunities Fund LP See All Filings	D	2017-11-17 15:14:06 UTC
Amount To Be Raised $65,202,900 Associated Brokers / Dealers N/A CIK Number 0001720545 Filed Document 0001140361-17-043190 Exclusions or Exemptions 506b Accepted Date 2017-11-17 15:14:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sycamore Partners III, L.P. See All Filings	D	2017-11-17 15:11:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ACALYX ADVISORS INC. CIK Number 0001722647 Filed Document 0001722647-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-17 15:11:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Palleon Pharmaceuticals Inc. See All Filings	D/A	2017-11-17 15:10:08 UTC
Amount To Be Raised $48,280,879 Associated Brokers / Dealers N/A CIK Number 0001678852 Filed Document 0001678852-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-11-17 15:10:08 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Kapteyn-Murnane Laboratories, Inc. See All Filings	D/A	2017-11-17 15:09:52 UTC
Amount To Be Raised $8,200,000 Associated Brokers / Dealers N/A CIK Number 0001655428 Filed Document 0001655428-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-11-17 15:09:52 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
NIS INTERMEDIATE FIXED INCOME FUND LLC See All Filings	D/A	2017-11-17 15:08:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001286269 Filed Document 0001286269-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-17 15:08:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
AlgometRx, Inc. See All Filings	D	2017-11-17 15:07:20 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001704274 Filed Document 0001704274-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-11-17 15:07:20 UTC Type of Offering D Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Mighty Well, Inc. See All Filings	C	2017-11-17 15:00:37 UTC
Financial Interest The intermediary will receive a number of Crowd SAFE Units of the issuer that is equal to 2.0% (two percent) of the total number of Crowd SAFE Units sold by the issuer in the Offering. Filing Platform OpenDeal Inc. dba "Republic" Offering Amount $500,000 CIK Number 0001716298 Filed Document 0001716298-17-000001 Accepted Date 2017-11-17 15:00:37 UTC Type of Offering C Security Offered Amount 50,000 Security Offered Type Other State RHODE ISLAND
NEW JERSEY MINING CO See All Filings	D	2017-11-17 14:58:52 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001030192 Filed Document 0001052918-17-000565 Exclusions or Exemptions 506b Accepted Date 2017-11-17 14:58:52 UTC Type of Offering D Industry Other Principal Place of Business IDAHO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Outpatient, Inc. See All Filings	D	2017-11-17 14:56:28 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001722364 Filed Document 0001722364-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-17 14:56:28 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Occulo Holdings LLC See All Filings	D	2017-11-17 14:51:04 UTC
Amount To Be Raised $12,800,000 Associated Brokers / Dealers N/A CIK Number 0001723051 Filed Document 0001723051-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-17 14:51:04 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
Taurus CD 198 Brook Arbor NC LP See All Filings	D	2017-11-17 14:48:16 UTC
Amount To Be Raised $24,000,000 Associated Brokers / Dealers T Capital Funding, LLC, Robert Clifford, Jason Newmark, and Alexander Jeffers CIK Number 0001722480 Filed Document 0001722480-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-17 14:48:16 UTC Type of Offering D Industry Commercial Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
LONGBOARD PARTNERS, LP See All Filings	D/A	2017-11-17 14:46:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592151 Filed Document 0001653545-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-17 14:46:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Greywolf Capital Overseas Fund II See All Filings	D/A	2017-11-17 14:45:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001505508 Filed Document 0000902664-17-004394 Exclusions or Exemptions 506b Accepted Date 2017-11-17 14:45:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
FiTeq, Inc. See All Filings	D	2017-11-17 14:44:44 UTC
Amount To Be Raised $68,100,000 Associated Brokers / Dealers N/A CIK Number 0001483529 Filed Document 0001483529-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-17 14:44:44 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sycamore Partners III-A, L.P. See All Filings	D	2017-11-17 14:44:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ACALYX ADVISORS INC. CIK Number 0001722635 Filed Document 0001722635-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-17 14:44:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Spirited Media, Inc. See All Filings	D	2017-11-17 14:42:05 UTC
Amount To Be Raised $4,013,561 Associated Brokers / Dealers N/A CIK Number 0001670521 Filed Document 0001670521-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-11-17 14:42:05 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
LARSON CAPITAL FUND V, LLC See All Filings	D/A	2017-11-17 14:41:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Larson Financial Securities CIK Number 0001708494 Filed Document 0001708494-17-000014 Exclusions or Exemptions 506c Accepted Date 2017-11-17 14:41:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Periculum, LP See All Filings	D	2017-11-17 14:40:17 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers N/A CIK Number 0001580475 Filed Document 0001580475-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-17 14:40:17 UTC Type of Offering D Industry Other Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Other
VOMOS Inc. See All Filings	D	2017-11-17 14:33:39 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001723034 Filed Document 0001723034-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-17 14:33:39 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Trend Discovery, LP See All Filings	D/A	2017-11-17 14:31:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001550970 Filed Document 0001213900-17-012282 Exclusions or Exemptions 506b Accepted Date 2017-11-17 14:31:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SANDS CAPITAL PRIVATE GROWTH BB FUND-2, L.P. See All Filings	D	2017-11-17 14:26:06 UTC
Amount To Be Raised $2,100,010 Associated Brokers / Dealers N/A CIK Number 0001722686 Filed Document 0001722686-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-17 14:26:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Compliance Science, Inc. See All Filings	D	2017-11-17 14:22:02 UTC
Amount To Be Raised $8,222,502 Associated Brokers / Dealers N/A CIK Number 0001597136 Filed Document 0001597136-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-17 14:22:02 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Edge Rock Partners LLC See All Filings	D	2017-11-17 14:08:58 UTC
Amount To Be Raised $7,405,530 Associated Brokers / Dealers Portsmouth Financial Services CIK Number 0001718293 Filed Document 0001718293-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-17 14:08:58 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
K INDIA OPPORTUNITIES FUND Ltd (ACAM STRATEGY) See All Filings	D	2017-11-17 13:59:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001722495 Filed Document 0001722495-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-17 13:59:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BioSig Technologies, Inc. See All Filings	D	2017-11-17 13:58:15 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001530766 Filed Document 0001185185-17-002422 Exclusions or Exemptions 506b Accepted Date 2017-11-17 13:58:15 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Beacon Capital Strategic Partners 8-B, L.P. See All Filings	D	2017-11-17 13:57:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stifel, Nicolaus & Company CIK Number 0001721690 Filed Document 0001721690-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-17 13:57:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Beacon Capital Strategic Partners 8-A, L.P. See All Filings	D	2017-11-17 13:50:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stifel, Nicolaus & Company CIK Number 0001721691 Filed Document 0001721691-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-17 13:50:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CoinAlpha, Inc. See All Filings	D	2017-11-17 13:47:34 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001722645 Filed Document 0001722645-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-17 13:47:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Beacon Capital Strategic Partners 8, L.P. See All Filings	D	2017-11-17 13:41:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stifel, Nicolaus & Company CIK Number 0001721703 Filed Document 0001721703-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-17 13:41:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Digital Divide Data Ventures LLC See All Filings	D/A	2017-11-17 13:37:40 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001715868 Filed Document 0001715868-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-11-17 13:37:40 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Tivona & Haug, Inc. See All Filings	D	2017-11-17 13:29:17 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001614270 Filed Document 0001614270-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-17 13:29:17 UTC Type of Offering D Industry Tourism and Travel Services Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Healthie Inc. See All Filings	D	2017-11-17 13:27:15 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001694849 Filed Document 0001694849-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-11-17 13:27:15 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt