|
|
D |
2017-10-19 12:36:35 UTC |
- Amount To Be Raised
- $300,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001717674
- Filed Document
- 0001717674-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-19 12:36:35 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- OREGON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2017-10-19 12:28:53 UTC |
- Amount To Be Raised
- $1,030,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001719633
- Filed Document
- 0001719633-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-19 12:28:53 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2017-10-19 12:18:10 UTC |
- Amount To Be Raised
- $5,300,000
- Associated Brokers / Dealers
- PWI-CWAM 1, LLC
- CIK Number
- 0001710873
- Filed Document
- 0001710873-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-19 12:18:10 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-10-19 12:15:34 UTC |
- Amount To Be Raised
- $1,890,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001719762
- Filed Document
- 0001719762-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-19 12:15:34 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-10-19 11:59:27 UTC |
- Amount To Be Raised
- $7,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001719212
- Filed Document
- 0001719212-17-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2017-10-19 11:59:27 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- UTAH
- Revenue or Assets
- $No Revenues
- Type of Security
- Debt
|
|
|
D |
2017-10-19 11:57:02 UTC |
- Amount To Be Raised
- $900,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001720166
- Filed Document
- 0001720166-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-19 11:57:02 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-10-19 11:56:59 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001644793
- Filed Document
- 0001644793-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-19 11:56:59 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- WISCONSIN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-10-19 11:56:40 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001717231
- Filed Document
- 0001717231-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-19 11:56:40 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-10-19 11:52:05 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001437520
- Filed Document
- 0000919574-17-007353
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-19 11:52:05 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-10-19 11:51:03 UTC |
- Amount To Be Raised
- $40,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001712173
- Filed Document
- 0001712173-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-19 11:51:03 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ISRAEL
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-10-19 11:48:05 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Goldman Sachs & Co. LLC
- CIK Number
- 0001719628
- Filed Document
- 0001719628-17-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2017-10-19 11:48:05 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- LUXEMBOURG
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-10-19 11:33:04 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001719752
- Filed Document
- 0001719752-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-19 11:33:04 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-10-19 11:31:15 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001720160
- Filed Document
- 0001720160-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-19 11:31:15 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2017-10-19 11:30:07 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001719621
- Filed Document
- 0001719621-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-19 11:30:07 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-10-19 11:22:35 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001709457
- Filed Document
- 0001709457-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-19 11:22:35 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MICHIGAN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-10-19 11:21:08 UTC |
- Amount To Be Raised
- $450,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001719752
- Filed Document
- 0001719752-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-19 11:21:08 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-10-19 11:19:24 UTC |
- Amount To Be Raised
- $8,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001646098
- Filed Document
- 0000905729-17-000278
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-19 11:19:24 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MICHIGAN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-10-19 11:18:35 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001719751
- Filed Document
- 0001719751-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-19 11:18:35 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $No Revenues
- Type of Security
- Other
|
|
|
D |
2017-10-19 11:10:10 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001719724
- Filed Document
- 0001140361-17-039059
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-19 11:10:10 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-10-19 11:07:11 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Morgan Stanley Smith Barney LLC
- CIK Number
- 0001428040
- Filed Document
- 0001428040-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-19 11:07:11 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-10-19 11:01:46 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001720163
- Filed Document
- 0001477932-17-005142
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-19 11:01:46 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2017-10-19 10:58:20 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001553276
- Filed Document
- 0001013594-17-000751
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-19 10:58:20 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-10-19 10:57:25 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Citigroup Global Markets Inc. and Wachovia Alternative Strategies, Inc.
- CIK Number
- 0001289278
- Filed Document
- 0001013594-17-000750
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-19 10:57:25 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-10-19 10:57:13 UTC |
- Amount To Be Raised
- $11,185,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001707741
- Filed Document
- 0001707739-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-19 10:57:13 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-10-19 10:55:44 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Citigroup Global Markets Inc. and Wachovia Alternative Strategies, Inc.
- CIK Number
- 0001252071
- Filed Document
- 0001013594-17-000749
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-19 10:55:44 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-10-19 10:54:47 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001461003
- Filed Document
- 0001013594-17-000748
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-19 10:54:47 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-10-19 10:53:59 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001719402
- Filed Document
- 0001013594-17-000747
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-19 10:53:59 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-10-19 10:52:51 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001564646
- Filed Document
- 0001013594-17-000746
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-19 10:52:51 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-10-19 10:47:56 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Morgan Stanley Smith Barney LLC
- CIK Number
- 0001066656
- Filed Document
- 0001066656-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-19 10:47:56 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-10-19 10:46:46 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Potomac Capital Markets, Douglas Steger, and Dearborn Partners
- CIK Number
- 0001359353
- Filed Document
- 0001013594-17-000745
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-19 10:46:46 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-10-19 10:45:39 UTC |
- Amount To Be Raised
- $1,265,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001707739
- Filed Document
- 0001707739-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-19 10:45:39 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-10-19 10:45:03 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001712505
- Filed Document
- 0001687577-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-19 10:45:03 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-10-19 10:43:32 UTC |
- Amount To Be Raised
- $750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001720168
- Filed Document
- 0001720168-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-19 10:43:32 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2017-10-19 10:38:47 UTC |
- Amount To Be Raised
- $57,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001719526
- Filed Document
- 0001719526-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-19 10:38:47 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-10-19 10:33:43 UTC |
- Amount To Be Raised
- $45,142,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001719531
- Filed Document
- 0001719531-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-19 10:33:43 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
C |
2017-10-19 10:30:41 UTC |
- Financial Interest
- SI Securities will receive equity compensation equal to 5.00% of the number of securities sold.
- Filing Platform
- SI Securities, LLC
- Offering Amount
- $1,070,000
- CIK Number
- 0001718203
- Filed Document
- 0001718203-17-000001
- Accepted Date
- 2017-10-19 10:30:41 UTC
- Type of Offering
- C
- Security Offered Amount
- N/A
- Security Offered Type
- Debt
- State
- NEW YORK
|
|
|
D |
2017-10-19 10:28:10 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001712510
- Filed Document
- 0001687577-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-19 10:28:10 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-10-19 10:26:52 UTC |
- Amount To Be Raised
- $100
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001719554
- Filed Document
- 0001719554-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-19 10:26:52 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-10-19 10:20:21 UTC |
- Amount To Be Raised
- $3,350,010
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001719561
- Filed Document
- 0001719561-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-19 10:20:21 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-10-19 10:13:54 UTC |
- Amount To Be Raised
- $12,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001712942
- Filed Document
- 0001712942-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-19 10:13:54 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2017-10-19 10:13:51 UTC |
- Amount To Be Raised
- $539,307,200
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001719636
- Filed Document
- 0001719636-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-19 10:13:51 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- SWEDEN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-10-19 10:11:51 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Morgan Stanley Smith Barney LLC
- CIK Number
- 0001428043
- Filed Document
- 0001428043-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-19 10:11:51 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-10-19 10:07:31 UTC |
- Amount To Be Raised
- $3,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001718812
- Filed Document
- 0001718812-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-19 10:07:31 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-10-19 10:04:51 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Driehaus Securities LLC
- CIK Number
- 0001687577
- Filed Document
- 0001687577-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-19 10:04:51 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-10-19 10:00:40 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001501325
- Filed Document
- 0000919574-17-007350
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-19 10:00:40 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-10-19 09:52:01 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Morgan Stanley Smith Barney, LLC
- CIK Number
- 0001428042
- Filed Document
- 0001428042-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-19 09:52:01 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-10-19 09:35:13 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001655502
- Filed Document
- 0000945621-17-000387
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-19 09:35:13 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IRELAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-10-19 09:09:40 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001680197
- Filed Document
- 0001680197-17-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2017-10-19 09:09:40 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2017-10-19 08:56:35 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Franklin Templeton Financial Services Corp.
- CIK Number
- 0001476351
- Filed Document
- 0001476351-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-19 08:56:35 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
Franklin Templeton Global Multisector Plus (Cayman) Fund, Ltd.
See All Filings
|
D/A |
2017-10-19 08:54:55 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Franklin Templeton Financial Services Corp.
- CIK Number
- 0001476350
- Filed Document
- 0001476350-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-19 08:54:55 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|