|
|
D |
2017-10-20 13:26:56 UTC |
- Amount To Be Raised
- $2,999,996
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001720167
- Filed Document
- 0001720167-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-20 13:26:56 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-10-20 13:19:14 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001679984
- Filed Document
- 0001591408-17-000023
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-20 13:19:14 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-10-20 13:18:56 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001656014
- Filed Document
- 0000919574-17-007385
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-20 13:18:56 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-10-20 13:15:34 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001660851
- Filed Document
- 0001660851-17-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-20 13:15:34 UTC
- Type of Offering
- D
- Industry
- Agriculture
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-10-20 13:13:42 UTC |
- Amount To Be Raised
- $2,500,000
- Associated Brokers / Dealers
- None
- CIK Number
- 0001561126
- Filed Document
- 0001561126-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-20 13:13:42 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2017-10-20 13:07:25 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001720305
- Filed Document
- 0001720305-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-20 13:07:25 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$25,000,001 - $100,000,000
- Type of Security
- Equity
|
|
|
D |
2017-10-20 13:05:09 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- Steve P Alms
- CIK Number
- 0001720157
- Filed Document
- 0001720157-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-20 13:05:09 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2017-10-20 13:00:19 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Far Hills Group, LLC
- CIK Number
- 0001699738
- Filed Document
- 0001615774-17-005821
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-20 13:00:19 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-10-20 12:55:10 UTC |
- Amount To Be Raised
- $8,407,990
- Associated Brokers / Dealers
- Jason Burlie
- CIK Number
- 0001135856
- Filed Document
- 0001135856-17-000317
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-20 12:55:10 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-10-20 12:52:58 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001719964
- Filed Document
- 0001719964-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-20 12:52:58 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-10-20 12:51:47 UTC |
- Amount To Be Raised
- $30,853,266
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001719201
- Filed Document
- 0001719201-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-20 12:51:47 UTC
- Type of Offering
- D/A
- Industry
- Residential
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-10-20 12:34:46 UTC |
- Amount To Be Raised
- $61,950,017
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001719459
- Filed Document
- 0001719459-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-20 12:34:46 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-10-20 12:32:44 UTC |
- Amount To Be Raised
- $30,853,266
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001719201
- Filed Document
- 0001719201-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-20 12:32:44 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-10-20 12:31:30 UTC |
- Amount To Be Raised
- $1,100,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001720306
- Filed Document
- 0001720306-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-20 12:31:30 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-10-20 12:27:57 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001387271
- Filed Document
- 0001328352-17-000007
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-20 12:27:57 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-10-20 12:27:07 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001700293
- Filed Document
- 0001700293-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-20 12:27:07 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-10-20 12:21:56 UTC |
- Amount To Be Raised
- $8,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001719773
- Filed Document
- 0001719773-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-20 12:21:56 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-10-20 12:17:37 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001534196
- Filed Document
- 0000919574-17-007383
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-20 12:17:37 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-10-20 12:16:53 UTC |
- Amount To Be Raised
- $4,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001547495
- Filed Document
- 0001547495-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-20 12:16:53 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2017-10-20 12:11:07 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001387082
- Filed Document
- 0001328352-17-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-20 12:11:07 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-10-20 12:04:17 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001599876
- Filed Document
- 0000919574-17-007381
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-20 12:04:17 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-10-20 12:04:12 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001648938
- Filed Document
- 0001648938-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-20 12:04:12 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2017-10-20 12:01:07 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001720210
- Filed Document
- 0001720210-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-20 12:01:07 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-10-20 11:57:05 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001328352
- Filed Document
- 0001328352-17-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-20 11:57:05 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-10-20 11:54:22 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- Alexander Capital, L.P.
- CIK Number
- 0001084267
- Filed Document
- 0001683168-17-002709
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-20 11:54:22 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Other
|
|
|
D/A |
2017-10-20 11:53:37 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001525233
- Filed Document
- 0000919574-17-007379
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-20 11:53:37 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-10-20 11:52:06 UTC |
- Amount To Be Raised
- $17,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001719824
- Filed Document
- 0001719824-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-20 11:52:06 UTC
- Type of Offering
- D
- Industry
- Telecommunications
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-10-20 11:47:28 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001706238
- Filed Document
- 0001706238-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-20 11:47:28 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-10-20 11:35:10 UTC |
- Amount To Be Raised
- $2,200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001700402
- Filed Document
- 0001700402-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-20 11:35:10 UTC
- Type of Offering
- D
- Industry
- Agriculture
- Principal Place of Business
- MICHIGAN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-10-20 11:32:38 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001581277
- Filed Document
- 0001581277-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-20 11:32:38 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-10-20 11:23:05 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001719758
- Filed Document
- 0001719758-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-20 11:23:05 UTC
- Type of Offering
- D
- Industry
- Restaurants
- Principal Place of Business
- KENTUCKY
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2017-10-20 11:22:36 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001402918
- Filed Document
- 0001656379-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-20 11:22:36 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-10-20 11:22:30 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001581303
- Filed Document
- 0001581303-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-20 11:22:30 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-10-20 11:19:44 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001720275
- Filed Document
- 0001720275-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-20 11:19:44 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-10-20 11:13:11 UTC |
- Amount To Be Raised
- $1,200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001720204
- Filed Document
- 0001720204-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-20 11:13:11 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2017-10-20 11:07:41 UTC |
- Amount To Be Raised
- $15,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001517573
- Filed Document
- 0001517573-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-20 11:07:41 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-10-20 11:06:52 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001581292
- Filed Document
- 0001581292-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-20 11:06:52 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-10-20 11:05:07 UTC |
- Amount To Be Raised
- $40,150,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001650487
- Filed Document
- 0001650487-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-20 11:05:07 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-10-20 11:04:42 UTC |
- Amount To Be Raised
- $25,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001718967
- Filed Document
- 0001718967-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-20 11:04:42 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-10-20 11:04:13 UTC |
- Amount To Be Raised
- $4,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001583842
- Filed Document
- 0001583842-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-20 11:04:13 UTC
- Type of Offering
- D
- Industry
- Other Energy
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2017-10-20 10:53:19 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001581302
- Filed Document
- 0001581302-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-20 10:53:19 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-10-20 10:49:47 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001622811
- Filed Document
- 0001622811-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-20 10:49:47 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-10-20 10:46:26 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001687090
- Filed Document
- 0000902664-17-004051
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-20 10:46:26 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-10-20 10:44:14 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001688112
- Filed Document
- 0000902664-17-004050
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-20 10:44:14 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-10-20 10:41:08 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001581291
- Filed Document
- 0001581291-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-20 10:41:08 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-10-20 10:41:08 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Guggenheim Securities, LLC and Guggenheim Funds Distributors, LLC
- CIK Number
- 0001449086
- Filed Document
- 0000899140-17-000635
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-20 10:41:08 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-10-20 10:39:54 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Guggenheim Securities, LLC and Guggenheim Funds Distributors, LLC
- CIK Number
- 0001445853
- Filed Document
- 0000899140-17-000634
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-20 10:39:54 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-10-20 10:37:45 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Guggenheim Funds Distributors, LLC
- CIK Number
- 0001661390
- Filed Document
- 0000899140-17-000633
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-20 10:37:45 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-10-20 10:36:57 UTC |
- Amount To Be Raised
- $15,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001717308
- Filed Document
- 0001717308-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-20 10:36:57 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-10-20 10:28:05 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001453332
- Filed Document
- 0001453332-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-20 10:28:05 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|