|
|
D/A |
2017-11-22 13:18:01 UTC |
- Amount To Be Raised
- $558,740,000
- Associated Brokers / Dealers
- Credit Suisse Securities (USA) LLC
- CIK Number
- 0001690364
- Filed Document
- 0001690364-17-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-22 13:18:01 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Equity
|
|
|
D |
2017-11-22 13:13:47 UTC |
- Amount To Be Raised
- $21,913,881
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001723479
- Filed Document
- 0001723479-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-22 13:13:47 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-11-22 13:12:04 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001723443
- Filed Document
- 0001723573-17-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2017-11-22 13:12:04 UTC
- Type of Offering
- D
- Industry
- Pharmaceuticals
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-11-22 13:09:41 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001656345
- Filed Document
- 0001656345-17-000003
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2017-11-22 13:09:41 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-11-22 13:09:15 UTC |
- Amount To Be Raised
- $450,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001723511
- Filed Document
- 0001723511-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-22 13:09:15 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MONTANA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-11-22 13:06:48 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001723214
- Filed Document
- 0001013594-17-000789
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-22 13:06:48 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-11-22 13:06:45 UTC |
- Amount To Be Raised
- $55,020,466
- Associated Brokers / Dealers
- William L. Toft, Curtis L. Whipple, Michael A. Bendix, Shawn L. Valentine, Mitchal D. O'Hare, Sigrid A. Daugaard, Edward E. Fernandez, Corbin S. Thomas, William S. Sheehan, Joseph G. Michaletz, David B. Alexander, David M. Lademan, Elizabeth L. Friant, Gary L. Leavitt, Roger T. Tadsen, Eric S. Scaff, Erkki M. Peippo, Steven J. Yazbeck, Robert A. Herje, Daniel P. Raupp, Byron J. Ishiwata, Robert S. Smith, John M. Kosmicki, Mikel R. Featherston, Julienne E. Riddell, Kimberly J. Hart, Gregory D. Harris, Christopher L. Hasbrouck, Scott S. Brown, Todd W. Carter, John E. Levee, Jeffrey L. Tiona, Mark A. Smith, Scott P. Inabnet, Christina L. Orta, Thomas G. Scheiman, David P. Dahill, Keith A. Vanhoy, Keith C. Moore, Edward E. Fernandez, Douglas I. Donald, Taylor K. Knopf, David P. Robinson, John T. Christy, Paul L. Rogers, Chin Po, Anthony K. Urban, Barry R. Ozer, Silver Portal Capital LLC, Charles C. Werckenthien, John P. Schlatter, Jeffrey L. Bangerter, Charles G. Morgan, David A. Kangas, John E. Bishop, David B. Levinson, Robert S. Smith, Michael J. Messer, Susan J. Gitt, Richard M. Waters Jr., James P. Cunningham, Kurt W. Whitesell, Dominick J. Sarinelli, Michael J. D' Epagnier, Conrad R. Pensavalle Jr., James R. Maxon, Rod Acord, Bruce S. Horowitz, David P. Dahill, Robert B. Malone, Daniel W. Phillips, Silver Portal Capital LLC, Nelvine A. Ocampo, David A. Fingerhut, Daniel S. Phillips, Daniel T. Vincent, Walter R. Webb Jr., Christina S. Nielson, Michael Stieglitz, Scott S. Offerman, Michael A. Curley Sr., Steven A. Henderson, Gerrin P. Degroot, James L. Duchene Jr., Anthony Casagrande, Glen J. Darmos, Michael W. Speer, Craig M. Rollins, Walter B. Crist, Robert R. Tweed, Alton D. Thiele, Vincent R. Bailey Sr., Michael T. Moomaw, Walter Heidenreich III, Christopher D. Corritore, Robert Procida, Gary A. Debellis, Richard T. Harris, Jean-Louis Guinchard, and Frank L. Smith IV
- CIK Number
- 0001714406
- Filed Document
- 0001714406-17-000009
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-22 13:06:45 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2017-11-22 13:06:09 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001723212
- Filed Document
- 0001013594-17-000788
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-22 13:06:09 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-11-22 12:56:01 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001538519
- Filed Document
- 0000919574-17-008334
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-22 12:56:01 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-11-22 12:54:20 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001723572
- Filed Document
- 0001140361-17-043654
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-22 12:54:20 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEBRASKA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2017-11-22 12:50:49 UTC |
- Amount To Be Raised
- $22,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001677519
- Filed Document
- 0001677519-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-22 12:50:49 UTC
- Type of Offering
- D
- Industry
- Business Services
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2017-11-22 12:44:30 UTC |
- Amount To Be Raised
- $40,087
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001699928
- Filed Document
- 0001183740-17-000233
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-22 12:44:30 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-11-22 12:28:18 UTC |
- Amount To Be Raised
- $400,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001723573
- Filed Document
- 0001723573-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-22 12:28:18 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-11-22 12:21:13 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001723509
- Filed Document
- 0001723509-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-22 12:21:13 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2017-11-22 12:11:42 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001690503
- Filed Document
- 0001690503-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-22 12:11:42 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-11-22 12:06:31 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001723243
- Filed Document
- 0000947871-17-000964
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-22 12:06:31 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ONTARIO, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-11-22 12:03:09 UTC |
- Amount To Be Raised
- $1,400,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001722760
- Filed Document
- 0001722760-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-22 12:03:09 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2017-11-22 12:02:22 UTC |
- Amount To Be Raised
- $3,512,500
- Associated Brokers / Dealers
- Texas Securities, Inc.
- CIK Number
- 0001715009
- Filed Document
- 0001715009-17-000003
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2017-11-22 12:02:22 UTC
- Type of Offering
- D/A
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2017-11-22 12:00:14 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Man Investments Inc.
- CIK Number
- 0001659128
- Filed Document
- 0001657746-17-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-22 12:00:14 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-11-22 11:52:15 UTC |
- Amount To Be Raised
- $8,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001554897
- Filed Document
- 0001624569-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-22 11:52:15 UTC
- Type of Offering
- D/A
- Industry
- Other Health Care
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2017-11-22 11:51:16 UTC |
- Amount To Be Raised
- $650,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001723495
- Filed Document
- 0001723495-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-22 11:51:16 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- IDAHO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2017-11-22 11:51:04 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001577558
- Filed Document
- 0001414070-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-22 11:51:04 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-11-22 11:50:11 UTC |
- Amount To Be Raised
- $2,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001591270
- Filed Document
- 0001591270-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-22 11:50:11 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2017-11-22 11:41:19 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001414070
- Filed Document
- 0001414070-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-22 11:41:19 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-11-22 11:37:52 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001707844
- Filed Document
- 0001707844-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-22 11:37:52 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-11-22 11:37:27 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- AVM, L.P., Norfolk Markets, LLC, James River Securities Corp., Anchor Asset Management LLC, and Frontier Solutions, LLC
- CIK Number
- 0001649300
- Filed Document
- 0001657746-17-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-22 11:37:27 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-11-22 11:37:24 UTC |
- Amount To Be Raised
- $50,000,000
- Associated Brokers / Dealers
- Orchard Securities, LLC
- CIK Number
- 0001689790
- Filed Document
- 0000897069-17-000561
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-22 11:37:24 UTC
- Type of Offering
- D/A
- Industry
- Investing
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-11-22 11:32:38 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- First Republic Securities Company, LLC
- CIK Number
- 0001490945
- Filed Document
- 0001144204-17-060551
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-22 11:32:38 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-11-22 11:32:05 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Goldman, Sachs & Co.
- CIK Number
- 0001699031
- Filed Document
- 0001699031-17-000005
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2017-11-22 11:32:05 UTC
- Type of Offering
- D/A
- Industry
- Biotechnology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-11-22 11:31:18 UTC |
- Amount To Be Raised
- $19,598,133
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001691350
- Filed Document
- 0001691350-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-22 11:31:18 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-11-22 11:27:55 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001464094
- Filed Document
- 0001464094-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-22 11:27:55 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-11-22 11:27:43 UTC |
- Amount To Be Raised
- $21,307,876
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001563387
- Filed Document
- 0001563387-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-22 11:27:43 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Sonen Global Multistrategy (Delaware) Fund, a series of the Sonen Invest Mgmt Private Acc Plat LLC
See All Filings
|
D/A |
2017-11-22 11:26:27 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001668606
- Filed Document
- 0001144204-17-060548
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-22 11:26:27 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
1-A POS |
2017-11-22 11:22:58 UTC |
- Amount To Be Raised
- $15,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001680101
- Filed Document
- 0001144204-17-060545
- Accepted Date
- 2017-11-22 11:22:58 UTC
- Type of Offering
- 1-A POS
- Industry
- SERVICES-COMPUTER PROCESSING & DATA PREPARATION
- Offering Tier
- Tier1
- Principal Place of Business
- WYOMING
- Revenue or Assets
- $22,059
- State of Jurisdiction
- WYOMING
- Type of Security
- Equity (common or preferred stock)
|
Sonen Global Multistrategy (Irish) Fund, a series of the Sonen Invest Mgmt Private Acc Plat PLC
See All Filings
|
D/A |
2017-11-22 11:19:32 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001668598
- Filed Document
- 0001144204-17-060541
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-22 11:19:32 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IRELAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-11-22 11:19:02 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- MicroVenture Marketplace, Inc.
- CIK Number
- 0001723515
- Filed Document
- 0001723515-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-22 11:19:02 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-11-22 11:13:26 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001560744
- Filed Document
- 0001560744-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-22 11:13:26 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-11-22 11:12:43 UTC |
- Amount To Be Raised
- $2,725,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001723316
- Filed Document
- 0000898432-17-001108
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-22 11:12:43 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-11-22 11:00:53 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Moelis & Company LLC
- CIK Number
- 0001722736
- Filed Document
- 0001722736-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-22 11:00:53 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-11-22 10:56:18 UTC |
- Amount To Be Raised
- $12,999,998
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001722864
- Filed Document
- 0001722864-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-22 10:56:18 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-11-22 10:53:43 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- Arete Wealth Management, LLC
- CIK Number
- 0001723530
- Filed Document
- 0001723530-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-22 10:53:43 UTC
- Type of Offering
- D
- Industry
- Other Energy
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-11-22 10:43:16 UTC |
- Amount To Be Raised
- $16,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001723516
- Filed Document
- 0001723516-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-22 10:43:16 UTC
- Type of Offering
- D
- Industry
- Energy Conservation
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Equity
|
|
|
D |
2017-11-22 10:42:54 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001624569
- Filed Document
- 0001624569-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-22 10:42:54 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-11-22 10:41:24 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001658269
- Filed Document
- 0000902664-17-004414
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-22 10:41:24 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-11-22 10:39:15 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001658271
- Filed Document
- 0000902664-17-004413
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-22 10:39:15 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-11-22 10:36:28 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001296469
- Filed Document
- 0001657746-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-22 10:36:28 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-11-22 10:18:16 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- MicroVenture Marketplace, Inc.
- CIK Number
- 0001723505
- Filed Document
- 0001723505-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-22 10:18:16 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-11-22 10:16:42 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- OLD CITY SECURITIES LLC
- CIK Number
- 0001723210
- Filed Document
- 0000919574-17-008332
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-22 10:16:42 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-11-22 10:12:37 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001720316
- Filed Document
- 0001720316-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-22 10:12:37 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Equity
|
|
|
D |
2017-11-22 10:12:33 UTC |
- Amount To Be Raised
- $4,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001556537
- Filed Document
- 0001556537-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-22 10:12:33 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|