Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Transonic Imaging, Inc. See All Filings	D	2017-11-22 16:16:46 UTC
Amount To Be Raised $4,210,050 Associated Brokers / Dealers N/A CIK Number 0001723229 Filed Document 0001723229-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-22 16:16:46 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Orange 2015 DisloCredit Fund, LP See All Filings	D/A	2017-11-22 16:15:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652215 Filed Document 0001723135-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-22 16:15:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PEAK ROCK CAPITAL CREDIT FUND II LP See All Filings	D/A	2017-11-22 16:15:45 UTC
Amount To Be Raised $240,000,000 Associated Brokers / Dealers N/A CIK Number 0001689045 Filed Document 0001689045-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-22 16:15:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
MIRAGEN THERAPEUTICS, INC. See All Filings	D	2017-11-22 16:15:38 UTC
Amount To Be Raised $172,294 Associated Brokers / Dealers N/A CIK Number 0001590750 Filed Document 0001590750-17-000012 Exclusions or Exemptions 506b Accepted Date 2017-11-22 16:15:38 UTC Type of Offering D Industry Biotechnology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Halo Automotive Corp. See All Filings	D	2017-11-22 16:12:55 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001723109 Filed Document 0001723109-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-22 16:12:55 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
Bear Creek Certificates Trust (Candelas), Series 2016-2 See All Filings	D	2017-11-22 16:09:02 UTC
Amount To Be Raised $6,728,500 Associated Brokers / Dealers N/A CIK Number 0001683114 Filed Document 0001683114-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-22 16:09:02 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business COLORADO Revenue or Assets $Not Applicable Type of Security Other
Kwikbit Inc. See All Filings	D	2017-11-22 16:08:05 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001572159 Filed Document 0001572159-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-22 16:08:05 UTC Type of Offering D Industry Telecommunications Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Tropos Technologies, Inc. See All Filings	D/A	2017-11-22 16:07:50 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001717985 Filed Document 0001717985-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-22 16:07:50 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Charlotte's Closet, LLC See All Filings	C/A	2017-11-22 16:01:34 UTC
Financial Interest None. Filing Platform NetCapital Funding Portal Inc. Offering Amount $1,000,000 CIK Number 0001717800 Filed Document 0001669191-17-000174 Accepted Date 2017-11-22 16:01:34 UTC Type of Offering C/A Security Offered Amount 3,571 Security Offered Type Other State NEW YORK
Wand Parent LP See All Filings	D	2017-11-22 16:01:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623918 Filed Document 0001623918-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-11-22 16:01:04 UTC Type of Offering D Industry Other Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
LEAD EDGE PARTNERS OPPORTUNITY XX, LP See All Filings	D	2017-11-22 15:58:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001722183 Filed Document 0001722183-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-22 15:58:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Leading Edge Materials Corp. See All Filings	D	2017-11-22 15:52:34 UTC
Amount To Be Raised $91,349 Associated Brokers / Dealers N/A CIK Number 0001542731 Filed Document 0001715994-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-11-22 15:52:34 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Option To Acquire
VPC INVESTOR FUND C, L.P. See All Filings	D/A	2017-11-22 15:48:44 UTC
Amount To Be Raised $115,500,000 Associated Brokers / Dealers PARK HILL GROUP LLC CIK Number 0001653236 Filed Document 0001723134-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-22 15:48:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
TRINITY CAPITAL CORP See All Filings	D	2017-11-22 15:31:58 UTC
Amount To Be Raised $1,339,438 Associated Brokers / Dealers Boenning & Scattergood, Inc. CIK Number 0000099771 Filed Document 0000099771-17-000197 Exclusions or Exemptions 506c Accepted Date 2017-11-22 15:31:58 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Equity
Hayfin SOF II USD Feeder LP See All Filings	D/A	2017-11-22 15:28:16 UTC
Amount To Be Raised $1,676,550,000 Associated Brokers / Dealers Credit Suisse Asset Management Limited CIK Number 0001666850 Filed Document 0001666850-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-22 15:28:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cyberreef Solutions, Inc. See All Filings	D	2017-11-22 15:15:18 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001574160 Filed Document 0001574160-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-22 15:15:18 UTC Type of Offering D Industry Telecommunications Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Equity
Ziyen Inc See All Filings	1-A POS	2017-11-22 15:13:05 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001680101 Filed Document 0001144204-17-060630 Accepted Date 2017-11-22 15:13:05 UTC Type of Offering 1-A POS Industry SERVICES-COMPUTER PROCESSING & DATA PREPARATION Offering Tier Tier1 Principal Place of Business WYOMING Revenue or Assets $22,059 State of Jurisdiction WYOMING Type of Security Equity (common or preferred stock)
Ellison Eyewear, Inc See All Filings	C/A	2017-11-22 15:08:00 UTC
Financial Interest A commission equivalent to 2.0% of the securities being issued in this Offering Filing Platform OpenDeal Inc. Offering Amount $400,000 CIK Number 0001690909 Filed Document 0001690909-17-000005 Accepted Date 2017-11-22 15:08:00 UTC Type of Offering C/A Security Offered Amount 25,000 Security Offered Type Other State ILLINOIS
ValueAct Capital International II, L.P. See All Filings	D/A	2017-11-22 14:44:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001390728 Filed Document 0000950142-17-002084 Exclusions or Exemptions 506b Accepted Date 2017-11-22 14:44:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ValueAct Capital International I, L.P. See All Filings	D/A	2017-11-22 14:43:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001390598 Filed Document 0000950142-17-002083 Exclusions or Exemptions 506b Accepted Date 2017-11-22 14:43:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ValueAct Capital Partners, L.P. See All Filings	D/A	2017-11-22 14:41:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001130743 Filed Document 0000950142-17-002082 Exclusions or Exemptions 506b Accepted Date 2017-11-22 14:41:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ValueAct Capital Partners II, L.P. See All Filings	D/A	2017-11-22 14:40:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001390906 Filed Document 0000950142-17-002081 Exclusions or Exemptions 506b Accepted Date 2017-11-22 14:40:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ArooRoo, Inc. See All Filings	D	2017-11-22 14:38:52 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001722052 Filed Document 0001722052-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-22 14:38:52 UTC Type of Offering D Industry Other Technology Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Censa Pharmaceuticals Inc. See All Filings	D	2017-11-22 14:36:51 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001672520 Filed Document 0001672520-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-22 14:36:51 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
LeanTaaS, Inc. See All Filings	D	2017-11-22 14:36:34 UTC
Amount To Be Raised $14,999,998 Associated Brokers / Dealers N/A CIK Number 0001491408 Filed Document 0001491408-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-22 14:36:34 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Tiltify, Inc. See All Filings	D	2017-11-22 14:33:15 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001722593 Filed Document 0001722593-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-22 14:33:15 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MC2D, LLC See All Filings	D	2017-11-22 14:30:38 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001723198 Filed Document 0001723198-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-22 14:30:38 UTC Type of Offering D Industry Retailing Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
GPC-BR (Copley Student Loans), LP See All Filings	D	2017-11-22 14:30:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001723135 Filed Document 0001723135-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-22 14:30:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
UNISON FUND I, LLC See All Filings	D/A	2017-11-22 14:28:13 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers NONE CIK Number 0001683862 Filed Document 0001683862-17-000003 Exclusions or Exemptions 506c Accepted Date 2017-11-22 14:28:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hopebridge, LLC See All Filings	D	2017-11-22 14:26:49 UTC
Amount To Be Raised $22,500,000 Associated Brokers / Dealers N/A CIK Number 0001571734 Filed Document 0001571734-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-22 14:26:49 UTC Type of Offering D Industry Other Health Care Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Cibus Global, Ltd. See All Filings	D	2017-11-22 14:25:16 UTC
Amount To Be Raised $50,400,000 Associated Brokers / Dealers Trout Capital, LLC CIK Number 0001483752 Filed Document 0001483752-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-22 14:25:16 UTC Type of Offering D Industry Agriculture Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
CG-SKL Investments, LLC See All Filings	D	2017-11-22 14:23:51 UTC
Amount To Be Raised $7,700,000 Associated Brokers / Dealers N/A CIK Number 0001723362 Filed Document 0001723362-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-22 14:23:51 UTC Type of Offering D Industry Commercial Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Benefit Solutions, Inc. See All Filings	D	2017-11-22 14:21:47 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001722784 Filed Document 0001722784-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-22 14:21:47 UTC Type of Offering D Industry Health Insurance Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Copdate USA Inc. See All Filings	C/A	2017-11-22 14:17:47 UTC
Financial Interest SI Securities will receive equity compensation equal to 5.00% of the number of securities sold. Filing Platform SI Securities, LLC Offering Amount $500,000 CIK Number 0001716818 Filed Document 0001716818-17-000003 Accepted Date 2017-11-22 14:17:47 UTC Type of Offering C/A Security Offered Amount 500,000 Security Offered Type Preferred Stock State DELAWARE
Capital Dynamics Clean Energy & Infrastructure VI A, SCSp See All Filings	D/A	2017-11-22 14:17:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Capital Dynamics Broker Dealer LLC CIK Number 0001717467 Filed Document 0001717467-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-22 14:17:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cobblestone Private Real Estate Fund, LP See All Filings	D/A	2017-11-22 14:05:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001682423 Filed Document 0001682423-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-22 14:05:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Delmar Bancorp See All Filings	1-A	2017-11-22 14:00:48 UTC
Amount To Be Raised $12,601,650 Associated Brokers / Dealers None CIK Number 0000832090 Filed Document 0001104659-17-070126 Accepted Date 2017-11-22 14:00:48 UTC Type of Offering 1-A Industry STATE COMMERCIAL BANKS Offering Tier Tier1 Principal Place of Business MARYLAND Revenue or Assets -$1 State of Jurisdiction MARYLAND Type of Security Equity (common or preferred stock)
Remitly, Inc. See All Filings	D	2017-11-22 13:54:07 UTC
Amount To Be Raised $114,999,998 Associated Brokers / Dealers FTP Securities LLC CIK Number 0001534076 Filed Document 0001168404-17-000021 Exclusions or Exemptions 506b Accepted Date 2017-11-22 13:54:07 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
AIS BALANCED FUND L P See All Filings	D/A	2017-11-22 13:49:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wedbush Securities, Inc. and Equus Financial Consulting LLC CIK Number 0000876623 Filed Document 0000876623-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-22 13:49:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
3EDGE Global Opportunities Fund, LP See All Filings	D/A	2017-11-22 13:45:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659338 Filed Document 0001659338-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-22 13:45:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Port Quay Resort Holdings, LLC See All Filings	D/A	2017-11-22 13:38:15 UTC
Amount To Be Raised $12,979,880 Associated Brokers / Dealers The Strategic Financial Alliance, Inc., Center Street Securities Inc., Kalos Capital Inc., DFPG Investments Inc., and G.A. Repple & Company CIK Number 0001718530 Filed Document 0001718530-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-22 13:38:15 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Vernuco inc. DBA Kordas Co. See All Filings	C	2017-11-22 13:37:29 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $107,000 CIK Number 0001723233 Filed Document 0001665160-17-000634 Accepted Date 2017-11-22 13:37:29 UTC Type of Offering C Security Offered Amount 10,000 Security Offered Type Other State NEW YORK
55 Institutional Partners, LLC See All Filings	D	2017-11-22 13:33:55 UTC
Amount To Be Raised $2,150,000 Associated Brokers / Dealers N/A CIK Number 0001699710 Filed Document 0001699710-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-11-22 13:33:55 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Biotech Restorations Holdings, LLC See All Filings	C/A	2017-11-22 13:33:23 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $1,000,000 CIK Number 0001722316 Filed Document 0001665160-17-000632 Accepted Date 2017-11-22 13:33:23 UTC Type of Offering C/A Security Offered Amount 10,000 Security Offered Type Common Stock State NORTH CAROLINA
SANDALPHON VENTURES I, LLC See All Filings	D	2017-11-22 13:26:16 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001723470 Filed Document 0001723470-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-22 13:26:16 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
Persivia Holdings Inc. See All Filings	D	2017-11-22 13:23:40 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001652565 Filed Document 0001652565-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-22 13:23:40 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
University Park Apartments HI, LP See All Filings	D	2017-11-22 13:21:44 UTC
Amount To Be Raised $1,350,000 Associated Brokers / Dealers N/A CIK Number 0001723519 Filed Document 0001723519-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-22 13:21:44 UTC Type of Offering D Industry Residential Principal Place of Business HAWAII Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Biotech Restorations Holdings, LLC See All Filings	C-W	2017-11-22 13:19:33 UTC
Financial Interest Filing Platform Offering Amount CIK Number 0001722316 Filed Document 0001665160-17-000631 Accepted Date 2017-11-22 13:19:33 UTC Type of Offering C-W Security Offered Amount N/A Security Offered Type State
CHAKANA COPPER CORP See All Filings	D	2017-11-22 13:19:28 UTC
Amount To Be Raised $915,491 Associated Brokers / Dealers N/A CIK Number 0001701549 Filed Document 0001183740-17-000234 Exclusions or Exemptions 506b Accepted Date 2017-11-22 13:19:28 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Zazove Investment Grade Blend Convertible Fund, L.P. See All Filings	D/A	2017-11-22 13:18:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001337951 Filed Document 0001337951-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-22 13:18:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund